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IN RE ARBITRATION BETWEEN SKINNER

January 22, 2004.

In the Matter of the Arbitration between Lemoine Skinner III, Petitioner, And Donaldson, Lufkin & Jenrette Securities Corporation, Respondent


The opinion of the court was delivered by: VAUGHN WALKER, District Judge

JUDGMENT

Petitioner Lemoine Skinner III's ("Petitioner") First Amended Petition to Vacate Arbitration Award and Cross-Petitioner Donaldson, Lufkin & Jenrette Securities Corporation's ("DLJ") Petition for an Order Confirming Arbitration Award and for Entry of Judgment came on for hearing before the Court on October 23, 2003. Having fully considered the evidence presented, duly heard the issues and arguments, and duly rendered a decision,

  IT IS ORDERED, ADJUDGED AND DECREED that Judgment is hereby entered in favor of Respondent and Cross-Petitioner DLJ and Respondent Credit Suisse First Boston LLC (formerly known as Credit Suisse First Boston Corporation) (collectively "Respondents") and against Petitioner Lemoine Skinner III ("Petitioner"), as follows: Page 2

  1. The arbitrators' Award issued on March 11, 2003 by the National Association of Securities Dealers Dispute Resolution, Inc. (the "Arbitration Award") in the arbitration entitled Lemoine Skinner III v. Donaldson, Lufkin & Jenrette Securities Corp., NASD Arbitration No. 01-05583, is confirmed. A copy of the Arbitration Award, which is incorporated in this Judgment, is attached hereto as Exhibit 1. As provided in the Arbitration Award, all claims, including for punitive damages, made by Petitioner Lemoine Skinner III against Respondents are dismissed with prejudice.

  2. As prevailing parties, Respondents shall be entitled to recover from Petitioner their costs of suit in accordance with Federal Rules of Civil Procedure Rule 54 and any other applicable law.

  IT IS SO ADJUDGED.

  EXHIBIT 1

 
Award NASD Dispute Resolution
In the Matter of the Arbitration Between: Lemoine Skinner, III, Claimant v. Donaldson, Lufkin & Jenrette Securities Corporation, Respondent

 Case Number: 01-05583 Hearing Site: San Francisco, California

  REPRESENTATION OF PARTIES

 
For Claimant: Timothy A. Canning, Esq. Richard Sacks Novaro, California
For Respondent: Michael J. Lawson, Esq. Steefel Levitt & Weiss San Francisco, California
  CASE INFORMATION

  Statement of Claim filed on or about: October 19, 2001

  First Amendment to Statement of Claim filed OB or about: ...


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