Searching over 5,500,000 cases.


searching
Buy This Entire Record For $7.95

Official citation and/or docket number and footnotes (if any) for this case available with purchase.

Learn more about what you receive with purchase of this case.

Ettare v. Baratta

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION


December 16, 2008

VIOLETTA ETTARE, PLAINTIFF,
v.
JOSEPH E. BARATTA, AN INDIVIDUAL, TBIG FINANCIAL SERVICES, INC., FORM OF BUSINESS UNKNOWN, WACHOVIA SECURITIES, LLC, A DELAWARE LIMITED LIABILITY COMPANY, MARK WIELAND, AN INDIVIDUAL, AND DOES 1-25, DEFENDANTS.

IT IS SO ORDERED

SECOND JOINT STATUS REPORT ON ARBITRATION

ORDER SETTING DEADLINE FOR THIRD STATUS REPORT

The parties hereby jointly submit to the Court, through their respective counsel, this Second Joint Status Report, in response to the Court's Order Compelling Arbitration

Before FINRA And Staying District Court Proceedings Pending Completion Of The Arbitration, dated June 11, 2008. By order filed on September 4, 2008, the Court directed the parties to submit another report on or before December 12, 2008 regarding the status of the arbitration. Pursuant to that order, the parties advise as follows:

On or about June 20, 2008, plaintiff submitted a Statement of Claim to the Financial Industry Regulatory Authority ("FINRA") to initiate the arbitration process.

In September 2008, defendants answered the statement of claim, defendants Baratta 5 and TBIG Financial Services, Inc. served a counterclaim on plaintiff. In October, plaintiff submitted an answer to the counterclaim. In November, an arbitration panel was selected, and on December 1, the initial prehearing conference was held. The parties and the arbitrators have scheduled the hearing for the arbitration for June 8 through June 12, 2009 in San Francisco.

DATED: December ___, 2008

CHRISTOPHER C. COOKE

STEPHEN S. WU

COOKE KOBRICK & WU LLP

Attorneys for Plaintiff VIOLETTA ETTARE

DATED: December ___, 2008

GILBERT R. SEROTA

DIANA C. CAMPBELL MILLER HOWARD RICE NEMEROVSKI CANADY

FALK & RABKIN Attorneys for Defendants

JOSEPH E. BARATTA and TBIG FINANCIAL SERVICES, INC.

DATED: Decomber ___, 2008

JUDY LOUIE

WACHOVIA SECURITIES LLC Attorneys for Defendants

WACHOVIA SECURITIES, LLC and MARK WIELAND

*** ORDER ***

In light of the parties' representation, the Court sets another deadline for the parties to file a Third Status Report to update the Court on the progress of arbitration. On or before June 22, 2009, the parties shall file their Third Status Report.

20081216

© 1992-2008 VersusLaw Inc.



Buy This Entire Record For $7.95

Official citation and/or docket number and footnotes (if any) for this case available with purchase.

Learn more about what you receive with purchase of this case.