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Harper v. California Department of Corrections


June 7, 2010


The opinion of the court was delivered by: Kendall J. Newman United States Magistrate Judge


Plaintiff, a state prisoner proceeding without counsel, seeks relief pursuant to 42 U.S.C. § 1983 and requests leave to proceed in forma pauperis pursuant to 28 U.S.C. § 1915.*fn1 For the reasons set forth below, this court dismisses the instant complaint and recommends that plaintiff's application to proceed in forma pauperis be denied, that plaintiff hereafter be prohibited from proceeding in forma pauperis pursuant to the "three strikes" bar of the Prison Litigation Reform Act, and that plaintiff be granted leave to file an amended complaint together with prepayment of the full filing fee.


The "three strikes" provision of the Prison Litigation Reform Act ("PLRA") requires that a court deny in forma pauperis ("IFP") status to a prisoner who "has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief can be granted, unless the prisoner is under imminent danger of serious physical injury." 28 U.S.C. § 1915(g).*fn2 Thus, "[p]risoners who have repeatedly brought unsuccessful suits may entirely be barred from IFP status under the three strikes rule[.]" Andrews v. Cervantes, 493 F.3d 1047, 1052 (9th Cir. 2007). The purpose of this rule is to further "the congressional goal of reducing frivolous prisoner litigation in federal court." Tierney v. Kupers, 128 F.3d 1310, 1312 (9th Cir. 1997); accord, Rodriguez v. Cook, 169 F.3d 1176, 1180 (9th Cir. 1999) ("Section 1915(g) does not prohibit prisoners from accessing the courts to protect their rights. Inmates are still able to file claims -- they are only required to pay for filing those claims.").

The exception to this rule -- authorizing in forma pauperis status to a three strikes plaintiff who plausibly alleges imminent danger of serious physical injury at the time of filing a complaint, 28 U.S.C. § 1915(g)*fn3 -- is neither alleged nor apparent in this case.

Plaintiff has filed seventeen actions in this court, four of which have been dismissed for failure to state a claim, and the others have been dismissed for other deficiencies as addressed below. The court has reviewed each of the cases plaintiff has filed in this court, for which it takes judicial notice.*fn4 Those dismissed for failure to state a claim are: Harper v. Wilcox ("Wilcox"), Case No. 2:07-cv-01158 LKK KJM P (filed June 15, 2007, dismissed January 28, 2008); Harper v. Costa et al. ("Costa"), Case No. 2:07-cv-02149 LKK DAD P (filed October 10, 2007, dismissed August 31, 2009); Harper v. Williams, et al. ("Williams"), Case No. 2:07-cv-02166 LKK GGH P (filed October 12, 2007, dismissed June 3, 2008); and Harper v. Morgan ("Morgan"), Case No. 2:08-cv-02526 GGH (filed October 23, 2008, dismissed June 16, 2009).

The court has examined the orders and findings and recommendations supporting dismissal in each of these cases. "[T]he district court docket records may be sufficient to show that a prior dismissal satisfies at least one of the criteria under § 1915(g) and therefore counts as a strike. However, in many instances, the docket records will not reflect the basis for the dismissal. In these instances, the [court must examine] . . . court records or other documentation that will allow [it] to determine that a prior case was dismissed because it was 'frivolous, malicious or fail[ed] to state a claim.' § 1915(g)." Andrews v. King, 398 F.3d 1113, 1120 (9th Cir. 2005).*fn5

In assessing whether the subject dismissals come within the "fails to state a claim upon which relief may be granted" criteria of the three-strikes bar, 28 U.S.C. § 1915(g), the court is guided by the Ninth Circuit's observation that this phrase, "as used elsewhere in § 1915, 'parallels the language of Federal Rule of Civil Procedure 12(b)(6).'" Andrews v. King, 398 F.3d at 1121, quoting Barren v. Harrington, 152 F.3d 1193, 1194 (9th Cir. 1998). A "dismissal" of an action on the merits pursuant to an in forma pauperis screening mandated by 28 U.S.C. § 1915A, 28 U.S.C. § 1915(e)(2), and 42 U.S.C. § 1997e(c), also qualifies as a "dismissal" for failure to state a claim within the meaning of 28 U.S.C. § 1915(g). O'Neal v. Price, 531 F.3d 1146, 1155 (9th Cir. 2008); see also, Neitzke v. Williams, 490 U.S. 319, 327 (1989) (in forma pauperis statute "accords judges not only the authority to dismiss a claim based on an indisputably meritless legal theory, but also the unusual power to pierce the veil of the complaint's factual allegations and dismiss those claims whose factual contentions are clearly baseless"). The court is also guided by the Ninth Circuit's assessment that, within the meaning of 28 U.S.C. § 1915(g), "a case is frivolous if it is of little weight or importance: having no basis in law or fact," and "[a] case is malicious if it was filed with the intention or desire to harm another." Andrews v. King, 398 F.3d at 1121 (citations and internal quotations omitted).

The above-noted cases were dismissed for the following reasons. Wilcox was dismissed as frivolous and for failing to state a claim, pursuant to the in forma pauperis screening process, because the sole named defendant (plaintiff's private investigator in his criminal case who allegedly neglected to give plaintiff the form for filing an appeal) was not a state actor for purposes of § 1983 liability. Harper v. Wilcox, Case No. 2:07-cv-01158 LKK KJM P (Dkt. Nos. 5, 6). In Costa, the court found, pursuant to defendants' motion to dismiss and with extensive legal citations, that the complaint failed to state any cognizable claim for relief pursuant to plaintiff's allegations that defendants had violated his due process rights by bringing a false rules violation charge against him. Harper v. Costa, et al., Case No. 2:07-cv-02149 LKK DAD P (Dkt. Nos. 42, 54) (an appeal is pending). In Williams, the court granted plaintiff's application to proceed in forma pauperis and dismissed the initial complaint with leave to file an amended complaint. Plaintiff filed two more complaints. In reviewing plaintiff's last filed amended complaint, the court concluded that plaintiff had failed to state a claim based on his allegations that, inter alia, he had been wrongly denied time credits, citing Edwards v. Balisok, 520 U.S. 641 (1997), and that it did not appear that plaintiff could cure the pleading defects.

Harper v.Williams, et al., Case No. 2:07-cv-02166 LKK GGH P (Dkt. Nos. 18, 19). In Morgan, the court found that plaintiff failed to state a cognizable claim against the sole defendant based on allegations that defendant had failed to ensure that plaintiff's personal property reached its intended destination outside the prison. Harper v. Morgan, Case No. 2:08-cv-02526 GGH (Dkt. No. 15.) This case was affirmed on appeal by mandate issued October 7, 2009. See Order of Court of Appeals filed Sept. 15, 2009, (id., Dkt. No. 25) ("A review of the record and the opening brief indicates that the questions raised in this appeal are so insubstantial as not to require further argument").

The other dozen cases filed by plaintiff in this court*fn6 represent an amalgam of filings and court directives relative to plaintiff's need to submit a properly completed in forma pauperis application or to pay the filing fee, or to comply with the requirements for asserting a cognizable claim. This court has spent a significant amount of time reviewing plaintiff's multiple filings, most of which he has allowed to languish, likely because it is so easy to file another case.

The dismissals of plaintiff's filings in this court prior to the filing of the instant case (even if the court excludes Costa, currently pending on appeal) satisfy the requirements for applying the PLRA's "three strikes" bar to plaintiff's instant and future in forma pauperis applications. Plaintiff should therefore be required to prepay the filing fee in the instant action and in any future action filed in this court absent a plausible allegation of imminent physical harm. 28 U.S.C. § 1915(g).


Plaintiff has filed five complaints in the present case, the first on July 17, 2009, the most recent on April 9, 2010. (See Dkt. Nos. 1, 7, 11, 14, and 15.) All of the complaints seek redress for the same alleged violation of constitutional rights, the withdrawal from his cell of plaintiff's personal property, including legal materials, while he was absent due to a court appearance. Because none of these complaints have been served, the court in its discretion herein screens only the most recently filed amended complaint (Dkt. No. 15). See Fed. R. Civ. P. 15(a)(2) (court should freely give leave to amend an unserved pleading when justice so requires). The court screens this complaint pursuant to 28 U.S.C. § 1915A.

Plaintiff, who is currently confined in Pleasant Valley State Prison, sues one defendant, L. Harikian, described as "the CC [Correctional Counselor] II of the State of California . . . legally responsibly for the overall operation of the Department and each institution under its jurisdiction, including South Sacramento Parole Office. [¶ ] Defendant is being sued individually and in her official capacity. . . ." (Dkt. No. 15, at 2.) The factual allegations of the amended complaint provide in full (id. at 2-3):

On April 7, 2008, Plaintiff Daniel Harper was released to Sacramento County Sheriffs to go back to court for his case as showed in Exhibit A and the plaintiff does come back to the custody of the California Department of Corrections in 2009. And in Exhibit B on 6-2-09 I put in a 602 grievance to get my property back from High Desert State Prison since that is the prison I left all of my property at to get told this, "Granted your property was sent on 5/21/9 Fed Ex to Reg'l Sacramento on 5-22 -[08]" and I start write every one that I can think of that will be able to get my propert[y] back to me and to know where my property is to just get the run around until January 28, 2010 when L. Harikian writes this to me, "Your appeals have been reviewed. On January 27, 2010 I contacted the Assistant Unit Supervisor of the Sacramento South Parole Unit. They indicated they will overnight your property to you at P.V.S.P. Please forward all additional correspondence regarding this issue to the address listed below" and still on 3-30-10 I still have not gotten this property back in my possion (sic) at all.

Plaintiff alleges that he has been permanently deprived of his personal property in violation of the Eighth and Fourteenth Amendments to the United States Constitution. He seeks declaratory and injunctive relief, as well as compensatory and punitive damages, and requests a jury trial.

The Eighth Amendment's proscription against cruel and unusual punishment does not protect against an inmate's loss of possessions absent significant and intentional or calculated harassment unrelated to prison needs. Hudson v. Palmer, 468 U.S. 517, 528, 530 (1984); Farmer v. Brennan, 511 U.S. 825, 834 (1994) (deprivation must be objectively serious, unnecessary and wanton). Plaintiff's loss of property in the "normal course" of it being mailed by prison officials does not state an Eighth Amendment claim.

Nor does it appear, based on the allegations of the current complaint, that plaintiff states a cognizable claim under the Due Process Clause of the Fourteenth Amendment.

It appears that plaintiff's property has not been lost but remains in transit -- i.e., he alleges that it was initially mailed in May 2009 from High Desert State Prison to the Sacramento Regional Parole Office, where it was then mailed in January 2010 to plaintiff at Pleasant Valley State Prison. While plaintiff had not received this package by March 30, 2010, the current status of the mailing is unknown, as well as the reasons for its delay.

Even if the package was permanently lost, it is unlikely that plaintiff will be able to state a cognizable federal constitutional claim. Neither the negligent nor intentional deprivation of a prisoner's property by a state prison official states a due process claim under § 1983 if the state provides an adequate post-deprivation remedy, e.g., as provided by the California Tort Claims Act. See Barnett v. Centoni, 31 F.3d 813, 816-17 (9th Cir.1994) (citing Cal. Govt. Code §§ 810-895), and cases cited therein.*fn7 The availability of an adequate state post-deprivation remedy, i.e., a state tort action, precludes federal civil rights relief because the state remedy provides sufficient procedural due process. Zinermon v. Burch, 494 U.S. 113, 128. Thus, as framed, plaintiff's claim based on the apparently negligent failure of prison officials to forward his personal property does not state a federal constitutional claim.

Additionally, plaintiff fails to state a cause of action against defendant Harikian, whom plaintiff characterizes as "legally responsible for the overall operation of the Department..." (Dkt. No. 15, at 2.) "Under Section 1983, supervisory officials are not liable for actions of subordinates on any theory of vicarious liability. A supervisor may be liable if there exists either (1) his or her personal involvement in the constitutional deprivation, or (2) a sufficient causal connection between the supervisor's wrongful conduct and the constitutional violation." Hansen v. Black, 885 F.2d 642, 645-46 (9th Cir. 1989) (citations omitted). Harikian is not a proper defendant in this action absent allegations of her personal involvement or direct causal connection in the deprivation of plaintiff's cognizable federal constitutional right.

While plaintiff is presently unable to state a cognizable federal constitutional claim, the court dismisses the complaint and recommends that plaintiff be granted leave to file a further amended complaint subject to prepayment of the full filing fee.


For the foregoing reasons, IT IS HEREBY ORDERED that:

1. Plaintiff's amended complaint filed April 9, 2010 (Dkt. No. 15) is dismissed;



1. Pursuant to the "three strikes" rule of the Prison Litigation Reform Act, 28 U.S.C. § 1915(g), plaintiff should be barred, while incarcerated, from filing further civil rights complaints in this court without prepayment of the full filing fee;

2. This bar should apply to the instant case and thus plaintiff's application to proceed in forma pauperis should be denied without prejudice to payment of the filing fee;

3. Plaintiff should be granted leave to file a further amended complaint in the instant action (designated a "Second Amended Complaint") within thirty days after the filing date of the district judge's order, provided plaintiff prepays the full filing fee; and

4. Failure of plaintiff timely to file a Second Amended Complaint and pay the filing fee shall result in the dismissal of this action.

These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within 21 days after being served with these findings and recommendations, plaintiff may file written objections with the court. The document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Plaintiff is advised that failure to file objections within the specified time may waive the right to appeal the District Court's order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).

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