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Cardinal v. Buchnoff

August 23, 2010


The opinion of the court was delivered by: Hon. Michael M. Anello United States District Judge


Plaintiffs Kyle F. Cardinal, Floyd L. Cardinal, and Dolores E. Cardinal ("Plaintiffs") filed this civil action against Defendants Gregory Buchnoff, Minh Nguyen, Joseph Mendoza, Jr., and the County of San Diego ("Defendants") for violations of 42 U.S.C § 1983 and various state law claims of assault, battery, false imprisonment, intentional infliction of emotional distress, and negligence. Currently before the Court is Defendants' pretrial motion in limine No. 3, to exclude evidence regarding the dismissal of Kyle Cardinal's criminal case.*fn1 For the following reasons, the Court GRANTS in part and DENIES in part Defendants' motion.


On January 17, 2005, San Diego Sheriff Deputies Gregory Buchnoff and Minh Nguyen responded to a series of 911 hang up calls originating from Floyd Cardinal's residence in Rancho Santa Fe, California. After arriving at the Cardinal home and questioning Floyd, age 77 at the time, regarding the series of calls, the Deputies suspected Kyle Cardinal, Floyd's son, of elder abuse. Floyd advised the Deputies that he did not intend to dial 911 and that Kyle had not abused him. The Deputies questioned Kyle and arrested him for elder abuse and interfering with the performance of an officer's duties. The physical arrest was violent, and Kyle and several of the Deputies sustained injuries during the altercation.

The San Diego District Attorney's Office filed criminal charges against Kyle for interfering with the performance of an officer's duties in violation of California Penal Code § 69.*fn2

At his preliminary hearing, Kyle was arraigned on the charge and held for trial in San Diego Superior Court. Subsequently, Kyle successfully moved to set aside the determination of probable cause at his preliminary hearing under California Penal Code § 995. In dismissing Kyle's criminal charge pursuant to section 995, Judge Harry M. Elias ruled that "the point is once they [the Sheriff's Deputies] looked in on this guy [Kyle] in bed and they see what's there and he basically says I don't want to talk with you, they have to go about there [sic, in transcript] business. They can't continue with that guy. That's what turns into a detention, and there's no criminal activity afoot under Terry to justify a further detention at that time."

Plaintiffs filed suit against Defendants on January 12, 2006, alleging violations of 42 U.S.C § 1983 for unlawful arrest and the use of excessive force, as well as various state law tort claims, arising out of the above detailed events. The trial of this matter is set to commence on September 28, 2010. Defendants filed motions in limine, seeking to resolve several key evidentiary issues prior to trial. In motion in limine No. 3, Defendants seek an order precluding Plaintiffs from presenting evidence at trial regarding the dismissal of Kyle's criminal case.


Defendants request that all evidence regarding the disposition of the criminal charge against Kyle be excluded as irrelevant, misleading, and unduly prejudicial. Plaintiffs oppose the motion and argue that excluding evidence regarding the dismissal of Kyle's criminal case would unduly prejudice Plaintiffs and possibly mislead the jury by leaving "a large gap in the factual narrative" and permitting the jury to assume Kyle was convicted of the offense. (Pls.' Opp'n at 7:16-17) Plaintiffs plan to introduce the transcript of the dismissal hearing, including Judge Elias's oral rulings on the criminal charges.

Proof of the dismissal of a criminal charge may be presented to the jury only if it is admissible as evidence.*fn3 Under Federal Rule of Evidence 401, evidence is relevant if it has a "tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence." Fed. R. Evid. 401. "In section 1983 actions, the existence of probable cause is a question for the jury, see Smiddy v. Varney, 665 F.2d 261, 265 (9th Cir. 1981), . . . and the determination of that issue depends on whether 'the facts and circumstances within . . . the officers' knowledge and of which they had reasonably trustworthy information are sufficient in themselves to warrant a man of reasonable caution in the belief that an offense has been or is being committed.'" De Anada v. City of Long Beach, 7 F.3d 1418, 1422 (9th Cir. 1993) (quoting Dunaway v. New York, 442 U.S. 200, 208 n. 8 (1979). Thus, the dismissal of plaintiff's criminal charges is relevant in a subsequent civil suit under Section 1983 if probative of the jury's determination of probable cause. Id.

All relevant evidence, however, is not admissible. See Fed. R. Evid. 802, 403. Evidence containing hearsay-"a statement, other than one made by the declarant while testifying at the trial or hearing, offered to prove the truth of the matter asserted"-is inadmissible, absent an applicable exception. Fed. R. Evid. 801, 802; United States v. Sine, 493 F.3d 1021, 1035 (9th Cir. 2007). Court judgments, judicial findings of fact, and the "analysis underlying [a] judgment to prove the truth of those findings" are hearsay unless an exception exists. Sine, 493 F.3d at 1036. Admitting a judicial opinion for the truth of the matter it asserts would present the jury with unreliable evidence, "neither based on personal knowledge nor subject to cross-examination." Id., at 1036.*fn4

Furthermore, judicial opinions and judicial fact-finding do not fall under the public records exception to the hearsay rule. See Fed. R. Evid. 803(8). Although the Ninth Circuit Court of Appeals has not directly addressed this issue, it noted in United States v. Sine that "several other circuits have held that [Rule 803(8)] covers only factual findings by executive branch agencies and officials, not judicial fact-finding." Sine, 493 F.3d at 1037 n. 16 (citing Herrick v. Garvey, 289 F.3d 1184, 1192 (10th Cir. 2002); United States v. Jones, 29 F.3d 1549, 1554 (11th Cir. 1994); Nipper v. Snipes, 7 F.3d 415, 417 (4th Cir. 1993)). Applying the same analysis as the Fourth, Tenth, and Eleventh Circuits, district courts within this Circuit also find that the public records exception does not apply to judicial findings of fact. See Chevron Corp., 2010 U.S. Dist. LEXIS at *4 n. 1; Molina v. City of Oxnard, 2003 U.S. Dist. LEXIS 27562, *12 n. 7 (C.D. Cal. June 16, 2003).

Under Rule 403, courts may also exclude relevant evidence "if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence." Fed. R. Evid. 403. Courts are generally hesitant to admit other judicial opinions or statements into evidence, even when relevant, because "[j]udicial findings of fact 'present a rare case where, by virtue of their having been made by a judge, they would likely be given undue weight by the jury, thus creating a serious danger of unfair prejudice.'" Carter v. Burch, 34 F.3d 257, 265 (4th Cir. 1994) (quoting Nipper v. Snipes, 7 F.3d 415, 416 (4th Cir. 1993); see also United States v. Sine, 493 F.3d 1021, 1034 (9th Cir. 2007) (finding that evidence of "facts found in a judicial opinion can unfairly prejudice a party" but admission of such facts will not always fail the balancing test of Rule 403). In Section 1983 actions, it is the jury who is must determine whether probable cause exists, and a judge's opinion on the same issue would be highly influential and prejudicial. See U.S. Steel, LLC v. Tieco, Inc., 261 F.3d 1275, 1287-88 (11th Cir. 2001) ("The district court abused its discretion [under Rule 403] in admitting Judge Garrett's opinion. The jury, not Judge Garrett, was charged with making factual findings on Appellees' allegations in this case.").

Pursuant to California Penal Code § 995, Judge Elias dismissed the criminal charge against Kyle for lack of probable cause. In ruling on the motion, Judge Elias stated "there's no criminal activity afoot under Terry to justify a further detention at that time." Under Rule 401, this evidence is relevant to Plaintiffs' action for unlawful arrest. Judge Elias's ruling is probative of whether the officers acted with probable cause-a factual finding left to the jury in a Section 1983 action.*fn5 Although relevant, ...

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