IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF CALIFORNIA
January 28, 2011
UNITED STATES OF AMERICA, PLAINTIFF,
JAMES O. MOLEN (ALSO KNOWN AS JAMES-ORBIN: MOLEN); SANDRA L. MOLEN (ALSO KNOWN AS SANDRA-LYN: MOLEN); BLACK HOLE ADVENTURES, A FAMILY TRUST, BY WILLIAM BAKER AND JOHN VAN AUKEN, TRUSTEES; CALIFORNIA FRANCHISE TAX BOARD; CALIFORNIA EMPLOYMENT DEVELOPMENT DEPARTMENT; BUTTE COUNTY ASSESSOR, HOUSEHOLD BANK SB N.A.; ADVANTA BANK CORPORATION; CITIBANK SOUTH DAKOTA, N.A.; MBNA AMERICA BANK; ASSET ACCEPTANCE LLC; WELLS FARGO BANK N.A.; HOUSEHOLD BANK SB N.A.; JAMES ORBIN MOLEN LIMITED PARTNERSHIP, DEFENDANTS.
The opinion of the court was delivered by: Kendall J. Newman United States Magistrate Judge
Presently before the court are: (1) plaintiff United States of America's motion to partially strike the answer of defendants James Molen and Sandra Molen; and (2) four motions to dismiss filed by defendants James Molen, Sandra Molen, William Baker, and John Van Auken. (Dkt. Nos. 5, 8, 12, 14, 15 .) Defendants Molen, Baker, and Van Auken are each proceeding without counsel.*fn1
In plaintiff's motion to strike the Molens' answer in part, plaintiff asserts that because defendants James and Sandra Molen are appearing pro se, or in other words without counsel, they cannot properly assert defenses on behalf of certain entity defendants, namely, the James Orben Molen Limited Partnership (the "Partnership") and the Black Hole Adventures Trust (the "Trust"). (Mot. to Strike, Dkt. No. 5-1 at2-4.)
As to the four motions to dismiss filed by defendants Molen, Baker, and Van Auken, the court construes each of these nearly identical motions as moving to dismiss plaintiff's complaint for lack of personal jurisdiction pursuant to Federal Rule of Civil Procedure 12(b)(2). Plaintiff has opposed all four motions to dismiss. (Dkt. No.16.)
The court heard these matters on its law and motion calendar on January 27, 2011. Attorney Patrick Jennings appeared on behalf the plaintiff, and defendants James O. Molen, Sandra Molen, John Hugh Van Auken, and William Baker appeared without counsel.*fn2
The court notes that during the hearing, defendant Van Auken expressed his objection to a statement made within plaintiff's oppositions to the defendants' motions to dismiss. In those oppositions, plaintiff suggested that the defendants ". . . argue in effect that the United States of America has no authority over them." (Oppos. to Mots. to Dismiss, Dkt. Nos. 16 at 1-2, 16-1 at 1.) During the hearing, defendant Van Auken sought to clarify that while he and the other defendants assert a lack of jurisdiction, neither he nor the other defendants have argued that the United States of America lacks authority over them.*fn3
The court further notes that during the hearing on January 27, 2011, defendant James Molen represented that, aside from the defendants' four motions to dismiss for lack of personal jurisdiction, the court was obligated to address additional defense motions that Mr. Molen claimed were also before the court. A review of the court's docket indicates that Mr. Molen was referencing the motion captioned "Motion for Judicial Notice . . . Motion to Dismiss under FRCP 12(b)(6) . . . Motion to Render Judgment on Implied Contract under 28 USC §1367(a)" ("Motion to Render Judgment") that he and Sandra Molen filed the day before the hearing on January 26, 2011. (Mot. to Render Jdgmt., Dkt. No. 19 at 1.) During the hearing, the court expressed that it would deny all of the defendants' motions before it; however, the court herein takes no position on the Molens's Motion to Render Judgment. That motion was not filed in accordance with Eastern District Local Rule 230(b), which requires filing and serving motions at least 28 days before the hearing date. That rule makes it procedurally improper to file a motion the day before the date it is set to be heard, but that is what the Molens apparently sought to do with their Motion to Render Judgment. Therefore, contrary to Mr. Molen's statements during the hearing on January 27, 2011, the substance of the Molens's Motion to Render Judgment was not properly before the court. The procedural deficiencies of that motion will be addressed by separate minute order.
The undersigned has considered the briefs, oral arguments, and the record in this case and, for the reasons stated below, orders that plaintiff's motion to strike the answer in part is granted, and that the four motions to dismiss filed by defendants Molen, Baker, and Van Auken are denied.
I. RELEVANT FACTUAL BACKGROUND
On September 23, 2010, plaintiff filed its complaint against defendants Molen, Baker, Van Auken, the Trust, the Partnership, and others. (Compl., Dkt. No. 1.) The complaint alleges multiple failures to pay federal taxes by the Molens and the Partnership. (Compl. ¶¶ 17-18, 28, 30, 34, 36-41.) The complaint also alleges that the Trust is both a sham and the Molens's alter ego, and plaintiff seeks to set aside the purported transfer of real property from the Molens to the Trust. (Id. ¶¶ 42-54, p. 13 ¶¶ D-E.) Plaintiff seeks foreclosure of tax liens encumbering the Molens's alleged real property in Butte County, California. (Id. at p. 13 ¶ I.)
As to the Molens, the complaint alleges that defendants James and Sandra Molen "reside in Butte County, California, within this judicial district . . . ." (Compl. ¶ 5.) The complaint further alleges that the Molens have occupied 189 Connors Avenue in Butte County, California, "as their residence from at least 1976 to the present." (Compl. ¶¶ 17-18, 44, 49.)
As to Baker and Van Auken, the complaint alleges that the Trust, "by William Baker and John Van Auken, trustees, if it exists, has its principal place of business within this judicial district. . . ." (Compl. ¶ 6.) While plaintiff ultimately seeks to have the Trust disregarded as a sham, plaintiff has alleged that the Molens formed the Trust and that the Butte County property was ostensibly transferred to the Trust, albeit without consideration. (Compl. ¶ 36, 39, 45-46, 49.) The complaint also alleges that the Trust, if it exists, currently holds title to real property located in Butte County. (Id.) Baker and Van Auken have not answered the complaint and have filed the pending motions to dismiss. (Dkt. Nos. 7, 10.)
According to the court's docket, the Molens filed a verified answer to the complaint on November 15, 2010. (Answer, Dkt. No. 4.) In that answer, the Molens asserted defenses on behalf of themselves as individuals, including a lack of personal jurisdiction. (Id. at 1-2 (denying plaintiff's allegations of jurisdiction and purporting to appear "specially, and not generally").) However, the answer also purports to assert defenses on behalf of the Trust and the Partnership in the following capacities: James Orbin Molen as "General Manager" of the Trust and "General Partner" of the Partnership, and Sandra Molen as "General Partner" of the Partnership. (Id. at 2, 5, 7, 8.)
Also according to the court's docket, plaintiff filed its pending motion to strike the answer in part on November 30, 2010. (Dkt. No. 5.) The Molens have not filed any written opposition to plaintiff's motion, and no other party has opposed the motion. See E. Dist. Local Rule 230(c).*fn4
Defendants Molen, Baker, and Van Auken each filed motions to dismiss and supporting affidavits on December 7, 2010, then refiled their motions on December 22, 2010, pursuant to a minute order dated December 10, 2010. (Mots. to Dismiss, Dkt. Nos. 7-10, 12-15; Minute Order, Dkt. No. 11.)*fn5 The undersigned addresses the more recently-filed motions from Baker, Van Auken, and James Molen, and the only motion filed by Sandra Molen. (Mots. to Dismiss, Dkt. Nos. 8, 12, 14, 15.)
Defendants' four motions to dismiss and supporting affidavits are nearly identical, are wide-ranging in both style and scope, and do not clearly set out the legal or factual bases supporting dismissal of the complaint. However, it is clear that these motions and supporting affidavits repeatedly assert a lack of personal jurisdiction. (See, e.g., Van Auken Mot. to Dismiss, Dkt. No. 12 at 4-5.) The first paragraph of the "FACTS BEFORE THE COURT" section of each motion references Federal Rule of Civil Procedure "12(b)(2)" and "lack of jurisdiction over the person." (See, e.g., id. at 4.) The undersigned is aware that these defendants likely prepared these motions without the assistance of counsel, and will construe the motions as motions to dismiss for lack of personal jurisdiction pursuant to Federal Rule of Civil Procedure 12(b)(2).
Plaintiff filed an opposition to the two motions to dismiss filed by Baker and Van Auken, arguing that because these two defendants "were named in their capacities as trustees in order to obtain jurisdiction over the Black Hole Adventures Trust," any appearance by Baker and Van Auken in this action is an attempted appearance on behalf of the Trust, and trusts are entities that can only be represented by licensed attorneys. (Oppo. to Baker's & Van Auken's Mots. to Dismiss, Dkt. No. 16 at 2-3.)
Plaintiff also filed an opposition to the Molens' two motions to dismiss, arguing that personal jurisdiction exists as to the Molens because they "reside in and conduct business within" this forum. (Oppo. to Molens's Mots. to Dismiss, Dkt. No. 16-1 at 3.)
II. LEGAL STANDARDS
A. Motion to Strike
Rule 12(f) of the Federal Rules of Civil Procedure states that a district court "may strike from a pleading an insufficient defense or any redundant, immaterial, impertinent, or scandalous matter." Whittlestone, Inc. v. Handi-Craft Co., 618 F.3d 970, 973 (9th Cir. 2010) (citing Fantasy, Inc. v. Fogerty, 984 F.2d 1524, 1527 (9th Cir. 1993), rev'd on other grounds by Fogerty v. Fantasy, Inc., 510 U.S. 517 (1994).). "The function of a 12(f) motion to strike is to avoid the expenditure of time and money that must arise from litigating spurious issues by dispensing with those issues prior to trial . . . ." Id. Granting a motion to strike may be proper if it will make trial less complicated or eliminate serious risks of prejudice to the moving party, delay, or confusion of the issues. Fantasy, 984 F.2d at 1527-28; Travelers Cas. and Sur. Co. of America v. Dunmore, No. CIV. S-07-2493 LKK-DAD, 2010 WL 5200940, at *3 (E.D. Cal. Dec. 15, 2010) (unpublished) (same). Motions to strike are generally disfavored, and in determining whether to grant a motion to strike a district court resolves any doubt as to the sufficiency of a defense in defendant's favor. E.g., Mag Instrument, Inc. v. JS Prods., Inc., 595 F.Supp.2d 1102, 1106 (C.D. Cal. 2008) (internal citations omitted).
The Ninth Circuit Court of Appeals has permitted motions to strike and motions to dismiss pleadings filed by pro se parties on behalf of entity defendants such as trusts. C.E. Pope Equity Trust v. United States, 818 F.2d 696, 697 (9th Cir. 1987) (in deciding the issue presented in two cases consolidated for appeal, Ninth Circuit Court of Appeals affirmed one district court's grant of a motion to dismiss a complaint and another court's grant of a motion to strike a complaint where each pleading was filed by pro se individual on behalf of a trust).
B. Motions to Dismiss
Under Rule 12(b)(2) of the Federal Rules of Civil Procedure, a defendant may move to dismiss for lack of personal jurisdiction. On a motion to dismiss for lack of personal jurisdiction, a plaintiff bears the burden of demonstrating that jurisdiction exists. Schwarzenegger v. Fred Martin Motor Co., 374 F.3d 797, 800 (9th Cir. 2004); Rio Props., Inc. v. Rio Int'l Interlink, 284 F.3d 1007, 1019 (9th Cir. 2002).
Although the burden is on the plaintiff to demonstrate that the court has jurisdiction over the defendant, in the absence of an evidentiary hearing, the plaintiff need only make "a prima facie showing of jurisdictional facts to withstand the motion to dismiss." Brayton Purcell LLP v. Recordon & Recordon, 606 F.3d 1124, 1127 (9th Cir. 2010) (citing Pebble Beach, Co. v. Caddy, 453 F.3d 1151, 1154 (9th Cir. 2006)) (internal quotation marks omitted).
Additionally, "uncontroverted allegations in [plaintiff's] complaint must be taken as true, and conflicts between the facts contained in the parties' affidavits must be resolved in [plaintiff's] favor." Brayton Purcell LLP, 606 F.3d at 1127 (citing Rio Props., Inc., 284 F.3d at 1019 (observing that only "uncontroverted allegations in [the] complaint must be taken as true")); see also Pebble Beach, 453 F.3d at 1154 ("[F]or the purpose of this [prima facie] demonstration, the court resolves all disputed facts in favor of the plaintiff"); see also Am. Tel. & Tel. Co. v. Compagnie Bruxelles Lambert, 94 F.3d 586, 588-89 (9th Cir. 1996) (stating that uncontroverted allegations in complaint must be taken as true, and "conflicts between the facts contained in the parties' affidavits must be resolved in [plaintiff's] favor for purposes of deciding whether a prima facie case for personal jurisdiction exists"); see Data Disc, Inc. v. Sys. Tech. Assoc., 557 F.2d 1280, 1284 (9th Cir. 1977) (in considering the motion, a court may "assume the truth of allegations in a pleading" to the extent that such allegations are not "contradicted by affidavit"); see also Hedges Indus. Enterprises, Inc. v. Rio Tinto PLC, No. CV-09-8113-PCT-GMS, 2010 WL 2662270, at*4 (D. Ariz. Jul. 1, 2010) (unpublished) (same).
A. Plaintiff's Motion to Strike the Answer in Part Plaintiff seeks to strike those portions of the Molens's answer that assert defenses on "behalf of the Black Hole Adventures Trust and the James Orbin Molen Limited Partnership" on the grounds that the Molens are appearing without counsel and cannot appear on behalf of entities like trusts and partnerships. (Mot. to Strike, Dkt. No. 5 at 4.) Although plaintiff failed to specify whether such circumstance makes the asserted defenses "insufficient, immaterial, or impertinent" under Federal Rule 12(f), plaintiff's argument is nonetheless well-taken.
The general rule in federal litigation is that a non-attorney can represent himself on his own behalf. See 28 U.S.C. § 1654 (stating that "[i]n all courts of the United States the parties may plead and conduct their own cases. . . ."); C.E. Pope Equity Trust v. United States, 818 F.2d 696, 697 (9th Cir. 1987). However, although an individual has the right to represent himself, an individual does not have the right to appear on behalf of anyone other than himself. C.E. Pope Equity Trust, 818 F.2d at 697 (citing Russell v. United States, 308 F.2d 78, 79 (9th Cir. 1962)); see also Knoefler v. United Bank of Bismark, 20 F.3d 347 (8th Cir. 1994) (citing C.E. Pope Equity Trust, and holding that pro se purported trustees had no right to represent trusts).
Further, pursuant to this court's local rules, "[a] corporation or other entity may appear only by an attorney." Local Rule 183(a). Case law within the Ninth Circuit is in accord. It is well-settled that "[a] corporation may appear in federal court only through licensed counsel."
United States v. High Country Broad. Co., 3 F.3d 1244, 1245 (9th Cir.1993) (per curiam); see also Rowland v. Cal. Men's Colony, Unit II Men's Advisory Council, 506 U.S. 194, 202 (1993) (acknowledging that courts have held that the rationale for the rule requiring that corporations appear in federal court through an attorney "applies equally to all artificial entities"); Church of the New Testament v. United States, 783 F.2d 771, 773-74 (9th Cir. 1986) (applying rule to unincorporated associations).
The rule requiring entity defendants to appear only through counsel applies equally to partnerships. As to business entities taking the form of partnerships, the Ninth Circuit Court of Appeals has held that a partnership is the sort of entity that may appear only by an attorney. D-Beam Ltd. P'ship v. Roller Derby Skates, Inc., 366 F.3d 972, 973-74 (9th Cir. 2004) (holding that it is "a longstanding rule that [c]orporations and other unincorporated associations must appear in court through an attorney" and applying that rule to partnerships) (citation omitted); see also Q1, LLC v. County of Sacramento, No. 2:08-cv-1564 JAM KJN PS, 2010 WL 682534, at *1 (E.D. Cal. Feb. 23, 2010) (unpublished) (applying D-Beam and Eastern District Local Rule 183(a) to an individual purporting to appear on behalf of a limited liability company).
Similarly, the rule requiring entity defendants to appear only through counsel applies to trusts. C.E. Pope Equity Trust, 828 F.2d at 698 (holding that even a party's status as trustee does not include the right to present pro se arguments in federal court, and while Federal Rule of Civil Procedure 17(a) authorizes a trustee of an express trust to sue on behalf of the trust without joining the trust beneficiaries, it does not authorize the trustee to proceed pro se); see also Alpha Land Co. v. Little, 238 F.R.D. 497, 502 (E.D. Cal. 2006) ("a trust can only be represented by an attorney in federal court") (emphasis in original) (citing C.E. Pope Equity Trust, 828 F.2d at 697 and 28 U.S.C. § 1654).
The court in C.E. Pope Equity Trust held that, despite his status as the trustee, the individual could not appear pro se on the trust's behalf. C.E. Pope Equity Trust, 818 F.2d at 697-98. The court also held, however, that there is an exception to the general rule: an individual who is the trust's "beneficial owner" may appear pro se on the trust's behalf. Id. (quoting 28 U.S.C. § 1654). The court explained, Here the record does not identify the Trusts' beneficiaries. Because Stradley is not the actual beneficial owner of the claims being asserted by the Trusts (so far as one can tell from the record), he cannot be viewed as a 'party' conducting his 'own case personally' within the meaning of Section 1654.
Id. (emphasis in original); Simon v. Hartford Life, Inc., 546 F.3d 661, 664 (9th Cir. 2008) (where pro se party conceded that he was alleged to be representing is his employer benefit plan, court held that "[b]ecause [he] is not the actual beneficial owner of the claims being asserted" he could not be "viewed as a 'party' conducting his 'own case personally'"); accord Alpha Land Co., 238 F.R.D. at 502 ("Although individuals who are parties to an action may appear in propria persona, this exception applies only to individuals who are asserting their own personal rights or interests").)
Here, the Molens have appeared pro se and purported to assert defenses on behalf of the Partnership. (Molens' Answer, Dkt. No. 4 at 2, 5, 7, 8.) As to the defenses asserted on the Partnership's behalf, D-Beam and the above-referenced authorities provide that the Partnership can only appear through a licensed attorney. See, e.g., D-Beam, 366 F.3d at 973-74. Nothing in the record before the court indicates that either of the Molens are licensed attorneys. Because the Molens have not demonstrated that they can appear on the Partnership's behalf, the defenses they asserted on the Partnership's behalf are necessarily "insufficient defenses" at this time and should be stricken. (Fed. R. Civ. P. 12(f).) Accordingly, the undersigned orders that plaintiff's motion to strike the answer in part is granted and the answer is partially stricken with respect to defenses asserted on behalf of the Partnership.
Likewise, the Molens purport to assert defenses on behalf of the Trust. (Molens' Answer at 2, 5, 7, 8.) However, C.E. Pope Equity Trust and the above-cited authorities provide that the Trust can only appear through a licensed attorney, subject to the exception for a trust's "beneficial owner." C.E. Pope Equity Trust, 818 F.2d at 697-98. Aside from the complaint's allegations that the Trust is a sham and the property it holds actually belongs to the Molens, at this time there is no evidence before the court indicating that defendants Molen are the Trust's "beneficial owners." Here, just as in C.E. Pope Equity Trust, nothing in the record identifies the Trust's beneficiaries or otherwise confirms that the Molens are "the actual beneficial owner[s] of the [defenses] being asserted" on the Trust's behalf.*fn6 See id. Therefore, at least on the present record, with respect to representing the Trust neither James nor Sandra Molen can be viewed as a "party" conducting his or her "own case personally." See id. Accordingly, the Molens are presently barred from representing the Trust and asserting defenses on its behalf without retaining counsel for the Trust. See id. at 697-98.
Because the Molens have not demonstrated that they can properly appear on the Trust's behalf, the defenses they asserted on the Trust's behalf are necessarily "insufficient defenses" at this time and should be stricken. Fed. R. Civ. Proc. 12(f). Accordingly, the undersigned grants plaintiff's motion to strike the answer in part with respect to defenses asserted on behalf of the Trust, but reminds the Molens that they are permitted to file a motion for leave to amend to amend their answer on behalf of the Trust if the motion adequately demonstrates the Molens' "beneficial ownership" of the Trust.
B. Motions to Dismiss for Lack of Personal Jurisdiction Defendants Molen, Baker, and Van Auken each argue that the complaint should be dismissed for lack of personal jurisdiction.*fn7 (Dkt. Nos. 8, 12, 14, 15.) It is well-settled that personal jurisdiction exists over those who reside within the forum state. See generally Pennoyer v. Neff, 95 U.S. 714 (1877) (providing that one means of establishing personal jurisdiction is to demonstrate that the defendant is a "resident" of the forum state); Brayton Purcell LLP v. Recordon & Recordon, 361 F. Supp. 2d 1135, 1138 (N.D. Cal., 2005) (citing Pennoyer and stating that "[t]his Court has the power to hear a case against a defendant who resides anywhere in this state.").
1. Motions to Dismiss by the Molens
Plaintiff opposed the two motions to dismiss filed by the Molens (Dkt. Nos. 8, 15), arguing that because the complaint alleges that those defendants reside in Butte County, California, personal jurisdiction is proper as to them. (Dkt. No. 16-1 at p. 3.) Plaintiff's argument is well-taken.
The complaint alleges that the Molens "reside within this judicial district" and, more specifically, that they "reside in Butte County, California" and have done so from 1976 to present. (Compl. ¶¶ 4, 5, 44, 49.) The complaint also alleges that Butte County is within this judicial district and the jurisdiction of this court. (Id. ¶ 5.) Pursuant to the above-cited authorities governing motions to dismiss for lack of personal jurisdiction, plaintiff has met its burden and made a prima facie showing that the court has jurisdiction. See Brayton Purcell LLP, 606 F.3d at 1127.
Further, the Molens have not directly controverted these allegations in any material way. In support of his motion to dismiss, defendant James Molen declared that:
James-Orbin: Molen, makes his place of house keeping within the venue and jurisdiction of Butte county - Act of March 19, 1853, St. 1856, 37, Statutes of California, and, California state, California Constitution 1849 Article XII Boundary, one of the United State of America - United States Statues at Large Vol 9 page 452, and not a Federal National Regional Area. (Mot. to Dismiss, Dkt. No. 15 at p. 2 ¶ 5 (spelling and punctuation as in original).) Defendant Sandra Molen used this exact same language in her supporting declaration. (Dkt. No. 8 at p. 2 ¶5.) These statements are insufficient to directly contradict the allegation that the Molens reside in "Butte County, California," an area within this judicial district and the jurisdiction of this court. (Compl. ¶ 5, Dkt. No. 1.) Indeed, the defendants' statements affirm the allegation that they reside in Butte County. Because "uncontroverted allegations in [plaintiff's] complaint must be taken as true, and conflicts between the facts contained in the parties' affidavits must be resolved in [plaintiff's] favor," plaintiff has properly pleaded the basis for personal jurisdiction over the Molens. See Brayton Purcell LLP, 606 F.3d at 1127.
Plaintiff has alleged the basis for personal jurisdiction on the basis of residence within the forum, and the Molens have not directly contradicted that allegation. See id. Accordingly, the undersigned denies the Molens' motions to dismiss.
2. Motions to Dismiss by Defendants Baker and Van Auken Defendants Baker and Van Auken filed motions to dismiss for lack of personal jurisdiction. (Dkt. Nos. 12, 14.) Plaintiff opposes those two motions, arguing that defendants Baker and Van Auken are named only in their capacities as trustees of the Trust, not in their capacities as individuals, and thus that their appearances in this action are improper pro se appearances on the Trust's behalf. (Dkt. No. 16 at pp. 2-3.) Plaintiff's argument is well-taken.
For the same reasons the Molens cannot assert defenses on the Trust's behalf, as explained above, defendants Baker and Van Auken likewise cannot appear in this action and file motions to dismiss on the Trust's behalf. See C.E. Pope Equity Trust, 818 F.2d at 697-98. The complaint names defendants Baker and Van Auken in their capacities as trustees and not as individuals, so motions filed by those individuals can only logically be construed as motions filed on the Trust's behalf. Nothing in the record indicates that defendants Baker and Van Auken are attorneys that could properly represent the Trust. See id. Moreover, nothing in the record indicates either of these defendants is the Trust's beneficial owner and could thus represent the Trust pro se. See id. Accordingly, the undersigned denies the motions to dismiss filed by Baker and Van Auken.
For the foregoing reasons, IT IS HEREBY ORDERED that:
1. Plaintiff's motion to strike the answer in part is granted;
2. The answer (Dkt. No. 4) is hereby stricken to the extent it asserts defenses on behalf of the Black Hole Adventures Trust and the James Orbin Molen Limited Partnership. However, to the extent that the Trust and/or Partnership retains a licensed attorney, such attorney may file timely answers or responsive pleadings on behalf of those entities; or, in the case of the Trust, to the extent the Molens seek to show they are the Trust's "beneficial owners" and assert defenses on behalf of the Trust, within 30 days of the effective date of this order the Molens may file a motion (a) proving such beneficial ownership and (b) requesting leave to amend their answer;
3. The motions to dismiss filed by defendants Molen, Baker, and Van Auken (Dkt. Nos. 7-10, 12, 14, 15) are denied; and
4. The caption for this case is hereby amended to reflect the Molens' desire to be referred to by their preferred names. All future filings in connection with this case shall reflect that James O. Molen is "also known as James-Orbin: Molen," and that Sandra Molen is "also known as Sandra-Lyn: Molen."
IT IS SO ORDERED.