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In Re Charles Schwab Corp. Securities

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION


March 11, 2011

IN RE CHARLES SCHWAB CORP. SECURITIES LITIGATION,

The opinion of the court was delivered by: The Honorable William Alsup United States District Judge

CLASS ACTION STIPULATION AND [PROPOSED] ORDER ALLOWING TWO CLASS MEMBERS This Document Relates to All Cases BACK INTO CLASS WHEREAS, on May 7, 2010, the Court issued an Order Excluding Class Members With Notices Returned "Undeliverable," affecting the 694 class members "who did not receive notice of 3 this class action by first-class mail because (1) their mailed notices were returned to the claims administrator as "undeliverable‟ and (2) no new mailing addresses could be found." See Dkt. No. 5756;

WHEREAS, included in the list of 694 class members were two YieldPlus accounts entitled "Mary B Wroblewski Designated Bene Plan/TOD" and "Future Foundation of Sacramento;"

WHEREAS, representatives of the Wroblewski and Future Foundation of Sacramento 10 accounts have contacted the settlement administrator and indicated they would like to remain in the class.

IT IS HEREBY STIPULATED among the undersigned parties, subject to Court approval, 13 as follows:

1. The Order Excluding Class Members With Notices Returned "Undeliverable," Dkt. No. 756, is hereby amended to allow the Wroblewski and Future Foundation of Sacramento accounts to remain in the class.

IT IS SO STIPULATED.

STEVE W. BERMAN SEAN R. MATT ERIN K. FLORY LISA M. HASSELMAN REED R. KATHREIN PETER E. BORKON HAGENS BERMAN SOBOL SHAPIRO LLP By Sean R. Matt Attorneys for Lead Plaintiff YieldPlus Investor Group Dated: March 11, 2011 FAITH E. GAY RICHARD A. SCHIRTZER KARIN KRAMER PATRICK C. DOOLITTLE ROBERT C. JUMAN QUINN EMANUEL URQUHART & SULLIVAN, LLP By Karin Kramer Attorneys for The Charles Schwab Corporation, Charles Schwab & Co., Inc., Charles Schwab Investment Management, Inc., Schwab Investments, Charles R. Schwab, Randall W. Merk, Evelyn Dilsaver, George Pereira, Matthew Hastings, Mariann Byerwalter, Donald F. Doward, William A. Hasler, Robert G. Holmes, Gerald B. Smith, Donald R. Stephens, and Michael W. Wilsey Dated: March 11, 2011 DAVID B. BAYLESS TAMMY ALBARRAN AILEEN WHEELER COVINGTON & BURLING LLP By David B. Bayless Attorneys for Kimon Daifotis PURSUANT TO STIPULATION, IT IS SO ORDERED. Dated: , 2011 25

March 11

20110311

© 1992-2011 VersusLaw Inc.



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