UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION
March 11, 2011
IN RE CHARLES SCHWAB CORP. SECURITIES LITIGATION,
The opinion of the court was delivered by: The Honorable William Alsup United States District Judge
CLASS ACTION STIPULATION AND [PROPOSED] ORDER ALLOWING TWO CLASS MEMBERS This Document Relates to All Cases BACK INTO CLASS WHEREAS, on May 7, 2010, the Court issued an Order Excluding Class Members With Notices Returned "Undeliverable," affecting the 694 class members "who did not receive notice of 3 this class action by first-class mail because (1) their mailed notices were returned to the claims administrator as "undeliverable‟ and (2) no new mailing addresses could be found." See Dkt. No. 5756;
WHEREAS, included in the list of 694 class members were two YieldPlus accounts entitled "Mary B Wroblewski Designated Bene Plan/TOD" and "Future Foundation of Sacramento;"
WHEREAS, representatives of the Wroblewski and Future Foundation of Sacramento 10 accounts have contacted the settlement administrator and indicated they would like to remain in the class.
IT IS HEREBY STIPULATED among the undersigned parties, subject to Court approval, 13 as follows:
1. The Order Excluding Class Members With Notices Returned "Undeliverable," Dkt. No. 756, is hereby amended to allow the Wroblewski and Future Foundation of Sacramento accounts to remain in the class.
IT IS SO STIPULATED.
STEVE W. BERMAN
SEAN R. MATT
ERIN K. FLORY
LISA M. HASSELMAN
REED R. KATHREIN PETER E. BORKON
HAGENS BERMAN SOBOL SHAPIRO LLP
Sean R. Matt
Attorneys for Lead Plaintiff YieldPlus Investor Group
Dated: March 11, 2011 FAITH E. GAY
RICHARD A. SCHIRTZER
KARIN KRAMER PATRICK C. DOOLITTLE
ROBERT C. JUMAN
QUINN EMANUEL URQUHART &
Attorneys for The Charles Schwab Corporation, Charles Schwab & Co.,
Inc., Charles Schwab
Investment Management, Inc., Schwab Investments, Charles R. Schwab,
Merk, Evelyn Dilsaver, George Pereira, Matthew
Hastings, Mariann Byerwalter, Donald F. Doward, William A. Hasler,
Robert G. Holmes,
Gerald B. Smith, Donald R. Stephens, and Michael W. Wilsey
Dated: March 11, 2011 DAVID B. BAYLESS
TAMMY ALBARRAN AILEEN WHEELER
COVINGTON & BURLING LLP
David B. Bayless
Attorneys for Kimon Daifotis
PURSUANT TO STIPULATION, IT IS SO ORDERED.
Dated: , 2011 25
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