The opinion of the court was delivered by: John F. Walter, U. S. District Judge
Social Security No. 8 0 9 3 (Last 4 digits)
JUDGMENT AND PROBATION/COMMITMENT ORDER
In the presence of the attorney for the government, the defendant appeared in person on this date. March 21 2011
James L. Sanders , Retained
X GUILTY, and the court being satisfied that there is a factual basis for the plea.
NOLO CONTENDERE NOT GUILTY
There being a finding of GUILTY, defendant has been convicted as charged of the offense(s) of: Securities Fraud; Aiding and Abetting and Causing an Act to Be Done in violation of 15 U.S.C. § 78j (b),78ff;17 C.F.R. § 240.10b-5, 240.10b5-2 and 18 U.S.C. § 2(b) as charged in Counts 1 and 2 of the Two-Count Information filed on March 30, 2010
The Court asked whether defendant had anything to say why judgment should not be pronounced. Because no sufficient cause to the contrary was shown, or appeared to the Court, the Court adjudged the defendant guilty as charged and convicted and ordered that:
Pursuant to the Sentencing Reform Act of 1984, it is the judgment of the Court that the defendant, Vispi Shroff, is hereby committed on counts one and two of the two-count information to the custody of the Bureau of Prisons for a term of 9 months. This term consists of nine months on each of counts one and two of the two-count information, to be Upon release from imprisonment, the defendant shall be placed on supervised release for a term of three years. This term consists of three years on each of counts one and two of the two-count information, all such terms to run concurrently under the following terms and conditions:
The defendant shall comply with the rules and regulations of the U. S. Probation Office and General Order 05-02;
During the period of community supervision the defendant shall pay the special assessment and fine in accordance with this judgment's orders pertaining to such payment;
As directed by the probation officer, the defendant shall notify the California Board of Accountancy of this conviction. The defendant shall comply with the laws and rules of the California Board of Accountancy;
The defendant shall not be employed in any position that requires licensing and/or certification by any local, state or federal agency without prior approval of the Probation Officer; and The defendant shall cooperate in the collection of a DNA sample from the defendant.
It is ordered that the defendant shall pay to the United States a special assessment of $200, which is due immediately.
It is ordered that the defendant shall pay to the United States a total fine of $38,674.68, consisting of a total fine of $38,674.68 on counts one and two. The total fine shall bear interest as provided by law.
The fine shall be paid in full no later than 90 days following sentencing.
The defendant shall comply with General Order No. 01-05.
The drug testing condition mandated by statute is suspended based on the Court's determination that the defendant poses a low risk of future substance abuse.
It is further ordered that the defendant surrender himself to the institution designated by the Bureau of Prisons on or before 12 noon, on April 11, 2011. In the absence of such designation, the defendant shall report on or before the same date and time, to the United States Marshal located at the ...