IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF CALIFORNIA
August 23, 2011
AMILCAR GUEVARA, PLAINTIFF,
A. RALLS, DEFENDANT,
The opinion of the court was delivered by: Kendall J. Newman United States Magistrate Judge
ORDER AND FINDINGS AND RECOMMENDATIONS
Plaintiff, a state prisoner proceeding without counsel, seeks relief pursuant to 42 U.S.C. § 1983. This case is proceeding on the verified original complaint, filed April 24, 2009, in which plaintiff alleges that defendant Ralls used excessive force on plaintiff. Pending before the court is the motion for summary judgment filed by defendant Ralls.*fn1 As explained more fully below, the court recommends that the motion for summary judgment be granted.
II. Motion for Summary Judgment
Defendant Ralls moves for summary judgment on the grounds that plaintiff's action is barred by Heck v. Humphrey, 512 U.S. 477 (1994), and Edwards v. Balisok, 520 U.S. 641 (1997). (Dkt. No. 102.) Plaintiff filed an opposition on July 28, 2011. (Dkt. No. 114.) On August 10, 2011, defendant Ralls filed a reply. (Dkt. No. 116.)
A. Legal Standard for Summary Judgment
Summary judgment is appropriate when it is demonstrated that the standard set forth in Federal Rule of Civil procedure 56 is met. "The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law. " Fed. R. Civ. P. 56(a).*fn2
Under summary judgment practice, the moving party always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of "the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any," which it believes demonstrate the absence of a genuine issue of material fact.
Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (quoting then-numbered Fed. R. Civ. P. 56(c). "Where the nonmoving party bears the burden of proof at trial, the moving party need only prove that there is an absence of evidence to support the non-moving party's case." Nursing Home Pension Fund, Local 144 v. Oracle Corp. (In re Oracle Corp. Sec. Litig.), 627 F.3d 376, 387 (9th Cir. 2010) (citing Celotex Corp., 477 U.S. at 325); see also Fed. R. Civ. P. 56 advisory committee's notes to 2010 amendments (recognizing that "a party who does not have the trial burden of production may rely on a showing that a party who does have the trial burden cannot produce admissible evidence to carry its burden as to the fact"). Indeed, summary judgment should be entered, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial. Celotex Corp., 477 U.S. at 322.
"[A] complete failure of proof concerning an essential element of the nonmoving party's case necessarily renders all other facts immaterial." Id. at 323.
Consequently, if the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually exists. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to establish the existence of such a factual dispute, the opposing party may not rely upon the allegations or denials of its pleadings, but is required to tender evidence of specific facts in the form of affidavits, and/or admissible discovery material in support of its contention that such a dispute exists. See Fed. R. Civ. P. 56(c); Matsushita, 475 U.S. at 586 n.11. The opposing party must demonstrate that the fact in contention is material, i.e., a fact that might affect the outcome of the suit under the governing law, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); T.W. Elec. Serv., Inc. v. Pacific Elec. Contractors Ass'n, 809 F.2d 626, 630 (9th Cir. 1987), and that the dispute is genuine, i.e., the evidence is such that a reasonable jury could return a verdict for the nonmoving party, see Wool v. Tandem Computers, Inc., 818 F.2d 1433, 1436 (9th Cir. 1987).
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial." T.W. Elec. Serv., 809 F.2d at 630. Thus, the "purpose of summary judgment is to 'pierce the pleadings and to assess the proof in order to see whether there is a genuine need for trial.'" Matsushita, 475 U.S. at 587 (quoting Fed. R. Civ. P. 56(e) advisory committee's note on 1963 amendments).
In resolving a summary judgment motion, the court examines the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed. See Anderson, 477 U.S. at 255. All reasonable inferences that may be drawn from the facts placed before the court must be drawn in favor of the opposing party. See Matsushita, 475 U.S. at 587. Nevertheless, inferences are not drawn out of the air, and it is the opposing party's obligation to produce a factual predicate from which the inference may be drawn. See Richards v. Nielsen Freight Lines, 602 F. Supp. 1224, 1244-45 (E.D. Cal. 1985), aff'd, 810 F.2d 898, 902 (9th Cir. 1987). Finally, to demonstrate a genuine issue, the opposing party "must do more than simply show that there is some metaphysical doubt as to the material facts. . . . Where the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no 'genuine issue for trial.'" Matsushita, 475 U.S. at 586 (citation omitted).
By order filed October 27, 2009, the court advised plaintiff of the requirements for opposing a motion brought pursuant to Rule 56 of the Federal Rules of Civil Procedure. (Dkt. No. 19); see Rand v. Rowland, 154 F.3d 952, 957 (9th Cir. 1998) (en banc); Klingele v. Eikenberry, 849 F.2d 409 (9th Cir. 1988).
B. Undisputed Facts
For purposes of the instant motion for summary judgment, the court finds the following facts undisputed.
1. Plaintiff was in the custody of the California Department of Corrections and Rehabilitation ("CDCR") at the California State Prison-Sacramento ("CSP-SAC") on April 30, 2007.
2. Defendant Ralls is a correctional officer employed by the CDCR and was assigned to CSP-SAC on April 30, 2007.
3. On April 30, 2007, Correctional Officer Scruggs was the Facility C, Housing Unit 4, Floor Officer working the Third Watch, which is from 2:00 p.m. to 10:00 p.m. At approximately 5:40 p.m., Scruggs was processing a group of inmates from Housing Unit 4 to attend an Alcoholics Anonymous ("AA") meeting outside of the building. Processing includes conducting clothed body searches which allow staff to check for weapons and/or contraband.
4. Plaintiff was one of the inmates leaving the building to attend an AA meeting. During the clothed body search of plaintiff, Scruggs noticed that plaintiff was holding something in plaintiff's right hand. Scruggs asked plaintiff what was in plaintiff's hand, and plaintiff replied that it was a "kite," or note.
5. What happened next is the subject of a CDCR Rules Violation Report regarding the use of force during the April 30, 2007 incident that followed. Plaintiff was charged with "Resisting Staff Resulting in the Use of Force," Log No. C07-04-101. Scruggs, Officer Ramirez and Sgt. McCarvel documented what they observed and wrote reports memorializing their observations, which were included in the CDCR 837 Crime/Incident Report Log #SACFAC-07-04-0321, dated April 30, 2007.
6. At some point during this use of force incident on April 30, 2007, defendant Ralls used force on plaintiff.
7. Plaintiff was found guilty of a Division D offense, Resisting Staff Resulting in the Use of Force for rules violation Log No. C07-04-101. Plaintiff was assessed a credit loss of 90 days.
8. Plaintiff's time credits were subsequently restored under California Code of Regulations, Title 15, §§ 3327 & 3328, because plaintiff remained disciplinary-free.
9. In order for an inmate to appeal his finding of guilty, the inmate must file a petition for writ of habeas corpus requesting the court to reverse the disciplinary findings. If an inmate is successful, the court orders that forfeited credits be returned, and the order would be included in the inmate's C-file.
10. A review of plaintiff's C-file reveals no orders from the court to return any forfeiture of credits or reverse any guilty finding, and plaintiff does not argue that the guilty finding has been reversed or expunged.
C. Alleged Excessive Force
Plaintiff claims, inter alia, that on April 30, 2007, defendant Ralls used excessive force when defendant Ralls allegedly wrapped his arm around plaintiff's throat, slammed plaintiff to the ground and began choking plaintiff. (Dkt. No. 1 at 11.) It is undisputed that plaintiff was found guilty of "Resisting Staff Resulting in the Use of Force." Defendant Ralls seeks summary judgment on the grounds that plaintiff's claim implicates the validity of a disciplinary conviction that has not been set aside. In his opposition, plaintiff argues his claim is not barred because "there was no action (legal) taken against plaintiff for the Ralls incident." (Dkt. No. 114 at 3.)
In Heck v. Humphrey, 512 U.S. 477 (1994), the United States Supreme Court held that a suit for damages on a civil rights claim concerning an allegedly unconstitutional conviction or imprisonment cannot be maintained absent proof "that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court's issuance of a writ of habeas corpus, 28 U.S.C. § 2254." Heck, 512 U.S. at 486. Under Heck, the court is required to determine whether a judgment in plaintiff's favor would necessarily invalidate his conviction or sentence. Id. If it would, the claim must be dismissed unless the plaintiff can show that the conviction or sentence has been invalidated.
In Edwards v. Balisok, 520 U.S. 641 (1997), the United States Supreme Court extended the rule of Heck to claims involving prison disciplinary proceedings that resulted in the loss of good-time credits. Where such claims, if successful, would implicate the validity of the deprivation of good-time credits, they must be dismissed unless the disciplinary conviction has been invalidated. A "state prisoner's § 1983 action is barred (absent prior invalidation) -- no matter the relief sought (damages or equitable relief), no matter the target of the prisoner's suit (state conduct leading to conviction or internal prison proceedings) -- if success in that action would necessarily demonstrate the invalidity of confinement or its duration." Wilkinson v. Dotson, 544 U.S. 74, 81-82 (2005) (emphasis in original).
Plaintiff's excessive force claims against defendant Ralls implicates the validity of the disciplinary conviction that plaintiff seeks to have removed from his record. Plaintiff's excessive force claims arise from the same facts on which the disciplinary conviction is based, and thus necessarily implicate the validity of the conviction. As noted above, the Edwards case expressly extended the Heck doctrine to prison disciplinary proceedings, so plaintiff's argument that it does not apply is unavailing. Accordingly, plaintiff's excessive force claims against defendant Ralls, based on that disciplinary conviction, must be dismissed without prejudice. See Trimble v. City of Santa Rosa, 49 F.3d 583, 585 (9th Cir. 1995) (per curiam) (claims implicating invalidity of conviction do not accrue where the conviction has not been invalidated).
For the foregoing reasons, defendant Ralls is entitled to summary judgment, and this action should be dismissed without prejudice. In light of this recommendation, the court need not reach defendant Ralls' alternative arguments. (Dkt. No. 102 at 5-8.)
Accordingly, IT IS HEREBY ORDERED that the May 11, 2011 order to show cause (dkt. no. 101) is discharged; and
IT IS RECOMMENDED that the May 11, 2011 motion for summary judgment (dkt no. 102) be granted as to defendant Ralls, and this action be dismissed without prejudice.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).