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Doyle Warkentin v. Countrywide Home Loans

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF CALIFORNIA


September 2, 2011

DOYLE WARKENTIN,
PLAINTIFF ,
v.
COUNTRYWIDE HOME LOANS, RECON TRUST COMPANY, N.A., GOLDMAN SACHS & COMPANY, AND DOES 1 THROUGH 20,
DEFENDANTS.

ORDER DENYING REQUEST FOR TEMPORARY RESTRAINING ORDER AND DISMISSING CASE (Doc. Nos. 1 & 2)

On August 26, 2011, Plaintiff Doyle Warkentin filed this case based on federal question jurisdiction. The complaint is styled as one for "an immediate stay as time is of the essence, temporary restraining order, preliminary and permanent injunctions, to set aside state court decisions, and damages." Plaintiff is pro se and seeks to proceed in forma pauperis.

Background

The complaint has its genesis in a loan obtained by Plaintiff. The loan apparently lapsed into default. Plaintiff initially filed suit in the Merced County Superior Court against Defendants. *fn1 Numerous demurs, motions to disqualify, and monetary sanctions against Plaintiff were dealt with in the Merced County Superior Court and in the California Fifth Appellate District. See Warkentin v. Countrywide Home Loans, 2011 Cal.App. Unpub. LEXIS 3273 (Apr. 29, 2011) ("Warkentin II"); Warkentin v. Countrywide Home Loans, 2008 Cal.App. Unpub. LEXIS 9918 (Dec. 10, 2008) ("Warkentin I"). *fn2 At the time of the last complaint in the Merced Superior Court, the only operative claim was under 12 U.S.C. § 2605(e). See Warkentin II, 2011 Cal.App. Unpub. LEXIS 3273 at *2-*4. However, due to discovery misconduct, the Merced County Superior Court imposed terminating sanctions on Plaintiff and entered a judgment of dismissal in favor of the defendants pursuant to the California Code of Civil Procedure. See id. at *6, *9-*10. In Warkentin II , the Fifth Appellate Court upheld the terminating sanctions against Plaintiff. See id. at *13-*14. On July 13, 2010, the California Supreme Court denied Plaintiff's petition for review of the appellate decision that upheld the terminating sanctions.

See Warkentin v. Countrywide Home Loans, 2011 Cal. LEXIS 7173 (July 13, 2011) ("Warkentin III").

Temporary Restraining Order/Preliminary Injunction In the complaint before this Court, Plaintiff alleges three causes of action. The first cause of action is against Defendant Countrywide Home Loans and alleges a violation of 12 U.S.C. § 2605(e). The second cause of action is against all defendants and seeks review and reversal of numerous decisions by the various state courts. The third cause of action is apparently against all defendants, and alleges state law fraud. The complaint prays in part for the issuance of a temporary restraining order and preliminary injunction. In order to receive either a temporary restraining order or a preliminary injunction, the plaintiff must show inter alia that he is likely to succeed on the merits of his claims. See Winter v. Natural Res. Def. Council, Inc., 129 S.Ct. 365, 374 (2008); Park Vill. Apt. Tenants Ass'n v. Mortimer Howard Trust, 636 F.3d 1150, 1160 (9th Cir. 2011); Bronco Wine Co. v. U.S. Dep't of Treasury, 997 F.Supp. 1309, 1313 (E.D. Cal. 1996).

With respect to the first cause of action for violation of 12 U.S.C. § 2605(e), a dismissal judgment against Plaintiff on this very cause of action was entered in the Merced County Superior Court pursuant to a discovery sanction, and a petition for review of that decision was denied by the California Supreme Court on July 13, 2011. See Warkentin III, 2011 Cal. LEXIS 7173; Warkentin II, 2011 Cal.App. Unpub. LEXIS 3273 at *3-*6, *13-*14; Warkentin I, 2008 Cal. App. Unpub. LEXIS 9918 at *19-*21. Where appropriate, final state court judgments will be given res judicata effect in federal courts. See 28 U.S.C. § 1738; Kay v. City of Rancho Palos Verdes, 504 F.3d 803, 808 (9th Cir. 2007); Maldonado v. Harris, 370 F.3d 945, 951-53 (9th Cir. 2004); Noel v. Hall, 341 F.3d 1148, 1163-64 (9th Cir. 2003). Under California law, terminating sanctions for discovery disobedience are considered to be with prejudice and are res judicata. Franklin Capital Corp. v. Wilson, 148 Cal.App.4th 187, 207 (2007). That is, a dismissal ordered as a discovery sanction constitutes a judgment on the merits. Kahn v. Kahn, 68 Cal.App.3d 372, 387 (1977). Since this identical claim has been finally appealed, involved the same defendant, and was against Plaintiff on the merits, there is no indication that Plaintiff can succeed on this cause of action because it is barred by a final judgment. See 28 U.S.C. § 1738; Kay, 504 F.3d at 808; Noel, 341 F.3d at 1163-64; Franklin Capital, 148 Cal.App.4th at 207; Warkentin III, 2011 Cal. LEXIS 7173; Warkentin II, 2011 Cal.App. Unpub. LEXIS 3273 at *3-*6, *13-*14; Warkentin I, 2008 Cal. App. Unpub. LEXIS 9918 at *19-*21.

With respect to the second cause of action, Plaintiff is seeking to overturn the prior rulings, decisions and proceedings of the state courts associated with the 2005 Merced County litigation. Pursuant to the Rooker-Feldman doctrine, this Court has no jurisdiction to review these actions by the state courts. See Noel, 341 F.3d at 1162-63; Allah v. Superior Court, 871 F.2d 887, 891 (9th Cir. 1989).

With respect to the third cause of action for fraud, Federal Rule of Civil Procedure 9(b) requires that all claims sounding in fraud be pled with particularity. See Fed. R. Civ. Pro. 9(b). This means that a fraud claim must: (1) allege the who, what, when, where, and how of the fraud, (2) allege what about a particular misrepresentation makes the representation false, and (3) must differentiate between multiple defendants. See Destifino v. Reiswig, 630 F.3d 952, 958 (9th Cir. 2011); Ebeid v. Lungwitz, 616 F.3d 993, 998 (9th Cir. 2010); Swartz v. KPMG, LLP, 476 F.3d 756, 764-65 (9th Cir. 2007). Here, Plaintiff does not differentiate between the Defendants under this cause of action, rather all Defendants are lumped together. Further, the "when" of the fraud is not clear, the "how" of the fraud is not clear, not all of the misrepresentations are clear, and what makes the misrepresentations false is not clear. *fn3 Therefore, Plaintiff's allegations do not meet Rule 9(b)'s pleading standard, and no viable claim for fraud is pled.

Plaintiff has not shown a likelihood of success on the merits of any of his claims. Therefore, issuance of either a temporary restraining order or a preliminary injunction is not proper. *fn4

Dismissal For Failure To State A Claim

Additionally, Plaintiff requests to proceed in forma pauperis. In such cases, the Court shall dismiss a case at any time if it determines that the action or appeal is frivolous or malicious, fails to state a claim upon which relief may be granted, or seeks monetary relief against a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2); cf. Omar v. Sea-Land Service, Inc., 813 F.2d 986, 991 (9th Cir. 1987). As discussed above, the Complaint states no viable claims. Thus, dismissal of the complaint is appropriate.

Leave to amend a complaint need not be granted when amendment would be futile. Gompper v. VISX, Inc., 298 F.3d 893, 898 (9th Cir. 2002). As discussed, above the Court cannot review the second cause of action, so amendment of that claim would be futile. See Noel, 341 F.3d at 1162-63; Allah, 871 F.2d at 891. Further, amendment of the first cause of action for violation of 12 U.S.C. § 2605(e) would be futile because that cause of action is precluded by a final order of the California judiciary. See 28 U.S.C. § 1738; Kay, 504 F.3d at 808; Noel, 341 F.3d at 1163-64; Franklin Capital, 148 Cal.App.4th at 207. Leave to amend these causes of action will be denied.

Jurisdiction in this case is based on the presence of a federal question. Plaintiff's only pled federal cause of action is not viable and has been dismissed without leave to amend. *fn5 There is no other basis for federal jurisdiction pled. With the dismissal of Plaintiff's federal cause of action, the Court will decline to exercise supplemental jurisdiction over the inadequately pled state fraud cause of action. See 28 U.S.C. § 1367(c)(3).

ORDER

Accordingly, IT IS HEREBY ORDERED that:

1. Plaintiff's request for a temporary restraining order and preliminary injunction is DENIED;

2. Plaintiff's motion to proceed in forma pauperis is GRANTED;

3. Plaintiff's complaint is DISMISSED without leave to amend; and

4. The Clerk shall CLOSE this case.

IT IS SO ORDERED.

0m8i78

CHIEF UNITED STATES DISTRICT JUDGE


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