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Securities and Exchange Commission v. Prabhat K. Goyal

UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION


September 9, 2011

SECURITIES AND EXCHANGE COMMISSION, PLAINTIFF,
v.
PRABHAT K. GOYAL,
DEFENDANT

The opinion of the court was delivered by: The Hon. Susan Illston United States District Judge

JOINT STIPULATION AND [PROPOSED] ORDER DISMISSING CERTAIN CLAIMS IN THE COMPLAINT

IT IS HEREBY STIPULATED AND AGREED by and between the plaintiff Securities and Exchange Commission ("Commission") and defendant Prabhat K. Goyal, that, subject to the Court's approval of the terms of settlement agreed to by the parties, and the Court's entry of the 12 Final Judgment as to Defendant Prabhat K. Goyal and Consent of Defendant Prabhat K. Goyal 13 submitted to the Court concurrently herewith:

dismissed with prejudice upon the Court's entry of the Final Judgment.

asserts a claim under Rule 13b2-2 promulgated under the Securities Exchange Act of 1934

(Making False Statements to Auditors), is dismissed with prejudice upon the Court's entry of the

Final Judgment.

1. The Commission's First, Second, and Third Claims for Relief in the Complaint are

2. The Commission's Fourth Claim for Relief in the Complaint, to the extent that it

3. The Defendant waives any right under the Equal Access to Justice Act, the Small

Business Regulatory Enforcement Fairness Act of 1996, or any other provision of law to seek 22 from the United States, or any agency, or any official of the United States acting in his or her 23 official capacity, directly or indirectly, reimbursement of attorney's fees or other fees, expenses, 24 or costs expended to defend against this action.

Dated: September 9, 2011

Respectfully submitted,

SO ORDERED:

ATTESTATION PURSUANT TO GENERAL ORDER 45

I, Paul W. Kisslinger, attest that concurrence in the filing of this document has been

3 obtained from each of the other signatories. I declare under penalty of perjury under the laws of 4 the United States of America that the foregoing is true and correct.

Executed this 9th day of September 2011 in Washington, D.C.

Paul W. Kisslinger

Paul W. Kisslinger

20110909

© 1992-2011 VersusLaw Inc.



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