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Martin Salcido v. D.K. Sisto


February 3, 2012


The opinion of the court was delivered by: Kendall J. Newman United States Magistrate Judge


I. Introduction

Plaintiff is a state prisoner, proceeding without counsel and in forma pauperis, with an action filed pursuant to 42 U.S.C. § 1983. On July 19, 2011, defendant Rice filed a motion to dismiss on the grounds that plaintiff's complaint fails to state a cognizable claim under the Eighth Amendment. After receiving two extensions of time, plaintiff failed to file an opposition, and on November 15, 2011, findings and recommendations issued recommending that plaintiff's claims against defendant Rice be dismissed without prejudice. Plaintiff did not file timely objections or otherwise respond to the findings and recommendations.

On November 21, 2011, defendant Conrad filed a motion to dismiss. On December 21, 2011, plaintiff was granted an additional twenty-one days in which to file an opposition to defendant Conrad's motion to dismiss. On December 22, 2011, plaintiff filed an untimely opposition to defendant Rice's motion to dismiss. Two months have passed since the filing of defendant Conrad's motion to dismiss, and plaintiff has not filed an opposition to defendant Conrad's motion to dismiss.

Although plaintiff is proceeding without counsel, it is incumbent upon him to diligently prosecute this action. Plaintiff is cautioned that failure to follow future court orders may result in the dismissal of this action. Ferdik v. Bonzelet, 963 F.2d 1258, 1260 (9th Cir.), cert. denied, 506 U.S. 915 (1992) (the court has the power to control its docket and the cases pending before it). In an abundance of caution, the court will vacate the November 15, 2011 findings and recommendations, and rule on the merits of defendant Rice's motion to dismiss. Because plaintiff has failed to timely oppose defendant Conrad's motion, the court will also rule on defendant Conrad's motion absent plaintiff's opposition.

For the reasons set forth below, the undersigned recommends that defendant Rice's motion to dismiss be granted, and grants defendant Conrad's motion to dismiss with leave for plaintiff to file an amended complaint as to defendant Conrad.

II. Plaintiff's Complaint

In his verified complaint, plaintiff alleges that on July 30, 2008, during an education class, he began to experience severe chest pains. He informed his "supervisor," defendant Rice,*fn2 that plaintiff was under chronic cardiac care, had not received his "regular" medication for five days, and was suffering from extreme chest pains. Plaintiff asked for a pass to the medical clinic. Defendant Rice allegedly told plaintiff that Rice would not write one, but that "if it was that much of an emergency, C/O Conrad would have to grant permission and issue the pass." (Dkt. No. 1 at 3.)

Plaintiff alleges that he told defendant Conrad the same complaints. Plaintiff alleges defendant Conrad "acknowledged [plaintiff's] ongoing medical condition," but stated "if [plaintiff] had not . . . received [his] heart meds for five days, that was an issue [plaintiff] should take up with [his] housing unit officers and medical staff." (Dkt. No. 1 at 4.) Defendant Conrad did not provide plaintiff a pass to the clinic. At some point after Conrad denied the pass, plaintiff walked out toward the clinic, but went man down with a heart attack en route to the clinic. (Dkt. No. 1 at 4.) Plaintiff claims he was provided three doses of nitroglycerin, an EKG, x-rays, a pain shot, and had blood drawn, and has not yet completely recovered.

Plaintiff refers the court to an "emergency medical response report," (dkt. no. 1 at 4), but no such report was provided. (Dkt. No. 1, passim.) Plaintiff provides a "Health Care Services Physician Request for Services" form, dated July 31, 2008. (Dkt. No. 1 at 5.) Dr. Rohrer ordered a "Cardiology - EST" test, but marked the form "routine," not emergent or urgent. (Id.) Plaintiff provides copies of his administrative appeals.

Plaintiff also provides declarations from five other inmates stating that they witnessed plaintiff tell defendant Rice that plaintiff was having chest pains, and witnessed Rice deny plaintiff's request for a pass to the clinic. (Dkt. No. 1 at 20-24.) Each declares they "observed" plaintiff as he "stood in the doorway and requested a pass to the clinic due to his chest pains, only to be denied by" defendant Conrad. (Id.)

Plaintiff alleges defendants Rice and Conrad were deliberately indifferent to plaintiff's serious medical needs in violation of the Eighth Amendment.

III. Legal Standards - Motion to Dismiss

Rule 12(b)(6) of the Federal Rules of Civil Procedures provides for motions to dismiss for "failure to state a claim upon which relief can be granted." Fed. R. Civ. P. 12(b)(6). In considering a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6), the court must accept as true the allegations of the complaint in question, Erickson v. Pardus, 551 U.S. 89 (2007), and construe the pleading in the light most favorable to the plaintiff. Jenkins v. McKeithen, 395 U.S. 411, 421 (1969); Meek v. County of Riverside, 183 F.3d 962, 965 (9th Cir. 1999). Still, to survive dismissal for failure to state a claim, a pro se complaint must contain more than "naked assertions," "labels and conclusions" or "a formulaic recitation of the elements of a cause of action." Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555-57 (2007). In other words, "[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory statements do not suffice." Ashcroft v. Iqbal, 129 S. Ct. 1937, 1949 (2009). Furthermore, a claim upon which the court can grant relief must have facial plausibility. Twombly, 550 U.S. at 570. "A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Iqbal, 129 S. Ct. at 1949. Attachments to a complaint are considered to be part of the complaint for purposes of a motion to dismiss for failure to state a claim. Hal Roach Studios v. Richard Feiner & Co., 896 F.2d 1542, 1555 n.19 (9th Cir.1990).

A motion to dismiss for failure to state a claim should not be granted unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claims which would entitle him to relief. Hishon v. King & Spalding, 467 U.S. 69, 73 (1984). In general, pro se pleadings are held to a less stringent standard than those drafted by lawyers. Haines v. Kerner, 404 U.S. 519, 520 (1972). The court has an obligation to construe such pleadings liberally. Bretz v. Kelman, 773 F.2d 1026, 1027 n.1 (9th Cir. 1985) (en banc). However, the court's liberal interpretation of a pro se complaint may not supply essential elements of the claim that were not pled. Ivey v. Bd. of Regents of Univ. of Alaska, 673 F.2d 266, 268 (9th Cir. 1982).

IV. Eighth Amendment Standards for Deliberate Indifference to Medical Needs In order to state a claim for relief under the Eighth Amendment for inadequate prison medical care, plaintiff must allege "deliberate indifference to serious medical needs." Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006) (citing Estelle v. Gamble, 429 U.S. 97, 104 (1976)). A medical need is serious if "the failure to treat a prisoner's condition could result in further significant injury or the 'unnecessary and wanton infliction of pain.'" McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992) (quoting Estelle, 429 U.S. at 104), overruled on other grounds, WMX Techs., Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). Deliberate indifference is proved by evidence that a prison official "knows of and disregards an excessive risk to inmate health or safety; the official must both be aware of the facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference." Farmer, 511 U.S. at 837. Mere negligence is insufficient for Eighth Amendment liability. Frost v. Agnos, 152 F.3d 1124, 1128 (1998).

Whether a defendant had requisite knowledge of a substantial risk of harm is a question of fact and a fact finder may conclude that a defendant knew of a substantial risk based on the fact that the risk was obvious. Farmer, 511 U.S. at 842. While the obviousness of the risk is not conclusive, a defendant cannot escape liability if the evidence shows that the defendant merely refused to verify underlying facts or declined to confirm inferences that he strongly suspected to be true. Id. "Prison officials are deliberately indifferent to a prisoner's serious medical needs when they deny, delay, or intentionally interfere with medical treatment." Hallett v. Morgan, 296 F.3d 732, 744 (9th Cir. 2002) (internal citations and quotation marks omitted). Deliberate indifference may be shown by the way in which prison officials provide medical care, Hutchinson v. United States, 838 F.2d 390, 393-94 (9th Cir. 1988), or "may be shown by circumstantial evidence when the facts are sufficient to demonstrate that a defendant actually knew of a risk of harm." Lolli v. County of Orange, 351 F.3d 410, 421 (9th Cir. 2003). Deliberate indifference in the medical context may also be shown by a purposeful act or failure to respond to a prisoner's pain or possible medical need. Jett, 439 F.3d at 1096. However, a mere difference of opinion between a prisoner and prison medical staff as to appropriate medical care does not give rise to a § 1983 claim. Franklin v. Oregon, 662 F.2d 1337, 1344 (9th Cir. 1981).

V. Analysis

A. Application to Defendant Rice

For purposes of the instant motion, defendant Rice concedes that severe chest pain is a serious medical need. However, defendant Rice argues that plaintiff failed to state facts showing that defendant Rice, a non-custodial teacher, was deliberately indifferent to plaintiff's serious medical needs because defendant Rice referred plaintiff to defendant Conrad, who was in charge of custody for the Education Building. Defendant argues this referral was consistent with CDCR policy as shown by the attachment to plaintiff's complaint. In addition, defendant argues that plaintiff fails to plead any facts showing Rice's referral to defendant Conrad was improper, or that Rice had the authority to release plaintiff to go to the clinic.

In his opposition, plaintiff contends that defendant Rice is a teacher in a supervisory position, and alleges that her failure to timely provide plaintiff a pass to the medical clinic caused a "substantial and extensive delay in being treated." (Dkt. No. 25 at 2.) Plaintiff argues that "even a short delay can result in extreme pain or death and can, therefore, amount to deliberate indifference." (Id.) Plaintiff contends that defendant Rice did not do what any reasonable person in charge of the safety and well-being of others would do. Plaintiff claims defendant Rice should have allowed plaintiff access to the medical clinic, or called for medical staff to come and give emergency treatment in the education building. (Id.), citing Wynn v. Southward, 251 F.3d 588, 595 (7th Cir. 2001);*fn3 Sealock v. California, 218 F.3d 1205, 1208 (10th Cir. 2000).*fn4

Taking plaintiff's allegations as true, plaintiff fails to allege facts demonstrating that defendant Rice was deliberately indifferent. Defendant Rice was working as a non-custodial teacher, and referred plaintiff to defendant Conrad, who was the custody officer, to obtain the medical pass. Thus, defendant Rice's act in referring plaintiff to the custody officer cannot be construed as deliberate indifference.

Plaintiff contends that defendant Rice did not do what any reasonable person would do. During the administrative appeals, plaintiff refers to "the education department staff neglect and lack of consideration." (Dkt. No. 1 at 18.) However, mere negligence on the part of a defendant is not sufficient to establish liability, but rather, a defendant's conduct must have been wanton. Farmer, 511 U.S. at 835; Frost, 152 F.3d at 1128.

Because the documents appended to the complaint confirm that defendant Rice's action was proper protocol (dkt. no. 1 at 9), and plaintiff alleges no additional facts evidencing a culpable state of mind, defendant Rice's motion to dismiss should be granted.

In his opposition, plaintiff argues that defendant Rice delayed plaintiff's medical treatment, and argues that even a short delay can result in extreme pain or death, and therefore amount to deliberate indifference. (Dkt. No. 25 at 2.) Plaintiff contends defendant Rice "caused a substantial and extensive delay in being treated." (Id.)

Plaintiff's complaint is devoid of reference to time. Thus, it is unclear how long the delay was between defendant Rice instructing plaintiff to see defendant Conrad, and the time plaintiff spoke with Conrad. However, the documents submitted with the complaint suggest that the period of time was very short. First, defendant Conrad was a correctional officer for education building "B," who worked in the education department (dkt. no. 1 at 12). Second, the five fellow inmates, who were attending class with plaintiff at the time, declare that they saw plaintiff stand in the doorway and ask Conrad for a medical pass. Because plaintiff stood in the doorway of the classroom to talk to defendant Conrad, Conrad was in close proximity to the classroom, apparently close enough to be within earshot of plaintiff's witnesses who were still in the classroom. Thus, it is not facially plausible that the delay resulting from Rice referring plaintiff to Conrad was "substantial and extensive," or that the delay constituted deliberate indifference on the part of Rice. Plaintiff's reliance on Wynn or Sealock is unavailing because they are factually distinguishable, including far longer periods of delay.

Moreover, the Ninth Circuit has made clear that "[w]hile poor medical treatment will at a certain point rise to the level of a constitutional violation, mere malpractice, or even gross negligence, does not suffice." Wood, 900 F.2d at 1334; McGuckin, 974 F.2d at 1060 ("A finding that the defendant's neglect was an 'isolated occurrence' or an 'isolated exception,' . . . militates against a finding of deliberate indifference"). Also, the delay must have caused harm. See e.g., O'Loughlin v. Doe, 920 F.2d 614, 617 (9th Cir. 1990) (repeatedly failing to satisfy requests for aspirins and antacids to alleviate headaches, nausea and pains is not constitutional violation; isolated occurrences of neglect may constitute grounds for medical malpractice but do not rise to level of unnecessary and wanton infliction of pain); Anthony v. Dowdle, 853 F.2d 741, 743 (9th Cir. 1988) (no more than negligence stated where prison warden and work supervisor failed to provide prompt and sufficient medical care); Wood, 900 F.2d at 1334, 1335 (affirming finding that 11-day delay in treatment for broken orthopedic pin in inmate's shoulder did not cause sufficient harm in part because "the only remedy immediately available was a prescription for painkillers."); Mayfield v. Craven, 433 F.2d 873, 874 (9th Cir. 1970) (per curiam) (11-day delay in treating inmate's "serious facial bone fractures" did not violate Eighth Amendment). Taking plaintiff's allegations as true, it is not facially plausible that the very brief delay between defendant Rice referring plaintiff to defendant Conrad caused plaintiff's heart attack. Rather, it is more plausible that it was the result of not receiving medication for five days.

For all of the above reasons, the undersigned recommends that defendant Rice's motion to dismiss be granted. Because plaintiff can allege no facts demonstrating defendant Rice's deliberate indifference, plaintiff should not renew his claims against defendant Rice in any amended complaint.

ii. Application to Defendant Conrad

Defendant Conrad argues that plaintiff fails to allege causation; that is, plaintiff fails to plead facts showing that an earlier release to the medical clinic would have changed the outcome or prevented his heart attack.

Mere delay in medical treatment without more is insufficient to state a claim of deliberate medical indifference. Shapley v. Nevada Bd. of State Prison Com'rs, 766 F.2d 404, 408 (9th Cir. 1985). However, although the delay in medical treatment must be harmful, there is no requirement that the delay cause "substantial" harm. McGuckin, 974 F.2d at 1060, citing Wood, 900 F.2d at 1339-40, and Hudson, 503 U.S. 1, 4-6 (1992). A finding that an inmate was seriously harmed by the defendant's action or inaction tends to provide additional support for a claim of deliberate indifference; however, it does not end the inquiry. McGuckin, 974 F.2d at 1060. In summary, "the more serious the medical needs of the prisoner, and the more unwarranted the defendant's actions in light of those needs, the more likely it is that a plaintiff has established deliberate indifference on the part of the defendant." Id. at 1061.

Plaintiff is a chronic cardiac care patient who has a mechanical mitral valve in his heart, and takes Coumadin, a blood thinner. (Dkt. No. 1 at 16.) A chronic cardiac care patient complaining of chest pains presents a serious medical need.

Plaintiff alleges that defendant Conrad acknowledged plaintiff's ongoing medical condition, and declined to grant plaintiff a medical pass despite plaintiff's complaints of chest pains. The documents provided by plaintiff demonstrate that while defendant Conrad could not release students for routine medical visits, he did have the authority to call a medical code in the event of inmates reporting chest pains. (Dkt. No. 1 at 9.) However, plaintiff does not allege that defendant Conrad should have called a medical code; rather, plaintiff states no effort was "put forth to contact the clinic and confirm [his] chronic cardiac care treatment or to address the current dilemma with [his] severe chest pains, and lack of receiving much needed medication." (Dkt. No. 1 at 4.)

Moreover, as noted above, the complaint does not specify the timing of the events on July 30, 2008. Plaintiff does not allege that had defendant Conrad called a medical code, plaintiff would have received earlier medical treatment. Plaintiff allegedly suffered his heart attack after he left the education building and was walking toward the medical clinic, but provides insufficient facts to determine whether such a timing argument is plausible. Although plaintiff states that he "confronted [defendant Conrad] with the same details [he] told Ms. Rice," plaintiff does not set forth the exact words he told defendant Conrad. In addition, plaintiff does not allege that any delay attributed to defendant Conrad caused plaintiff to suffer a heart attack or pain.

Accordingly, for all of the above reasons, defendant Conrad's motion to dismiss is granted, and plaintiff is granted leave to amend should he be able to allege facts demonstrating that defendant Conrad was deliberately indifferent under the standards set forth above. Plaintiff should set forth specific facts as to what he told defendant Conrad. If plaintiff contends the delay attributed to defendant Conrad constitutes deliberate indifference, plaintiff should include appropriate time references, i.e. for his attendance at class, when he approached Conrad, and at what time he received medical care.

VI. Conclusion

In light of the above, plaintiff is granted leave to file an amended complaint as to defendant Conrad. If plaintiff chooses to amend the complaint, plaintiff must demonstrate how the conditions about which he complains resulted in a deprivation of plaintiff's constitutional rights. Rizzo v. Goode, 423 U.S. 362, 371 (1976).

In addition, plaintiff is hereby informed that the court cannot refer to a prior pleading in order to make plaintiff's amended complaint complete. Local Rule 220 requires that an amended complaint be complete in itself without reference to any prior pleading. This requirement exists because, as a general rule, an amended complaint supersedes the original complaint. See Loux v. Rhay, 375 F.2d 55, 57 (9th Cir. 1967). Once plaintiff files an amended complaint, the original pleading no longer serves any function in the case. Therefore, in an amended complaint, as in an original complaint, each claim and the involvement of defendant Conrad must be sufficiently alleged.

However, plaintiff need not re-submit the exhibits appended to the original complaint. Plaintiff may ask the court to attach them to any amended complaint.

Accordingly, IT IS HEREBY ORDERED that:

1. The November 15, 2011 findings and recommendations (dkt. no. 22) are vacated;

2. Defendant Conrad's November 21, 2011 motion to dismiss (dkt. no. 23) is granted;

3. Plaintiff's complaint is dismissed;

4. Within thirty days from the date of this order, plaintiff shall complete the attached Notice of Amendment and submit the following documents to the court:

a. The completed Notice of Amendment; and

b. An original and one copy of the Amended Complaint.

Plaintiff's amended complaint shall comply with the requirements of the Civil Rights Act, the Federal Rules of Civil Procedure, and the Local Rules of Practice. The amended complaint must also bear the docket number assigned to this case and must be labeled "Amended Complaint." Failure to file an amended complaint in accordance with this order may result in the dismissal of this action.

IT IS HEREBY RECOMMENDED that defendant Rice's July 19, 2011 motion to dismiss (dkt. no. 15) be granted.

These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).


No. 2:11-cv-0611 LKK KJN P

MARTIN SALCIDO, Plaintiff, v. D.K. SISTO, Warden, et al., Defendants.


Plaintiff hereby submits the following document in compliance with the court's order filed Amended Complaint



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