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Carl Thompson v. Tim Virga

April 4, 2012


The opinion of the court was delivered by: Hon. Nita L. Stormes U.S. Magistrate Judge United States District Court


On December 2, 2011, Petitioner, Carl Thompson, filed a Petition for Writ of Habeas Corpus challenging his convictions for attempted murder of a peace officer, assault with a deadly weapon, and great bodily injury. (Dkt. No. 1.) Petitioner claims he was denied effective assistance of trial counsel during a pretrial mental competency hearing. (Dkt. No. 1 at 6.)

On December 19, 2011, Petitioner filed a "Declaration Under Penalty of Perjury in Support of Motion for Appointment of Counsel[.]" (Dkt. No. 5.) He asserts that he is a paranoid schizophrenic and "has trouble concentrating[,] communicating, remembering[,] and understanding[,] and as such is unable to rise to the level necessary to participate in this courts [sic] various requirement[s]." Id. at 1. By Order of this Court dated January 12, 2012, this Declaration was deemed a motion to appoint counsel. (Dkt. No. 10 at 1.) In that Order, Petitioner was instructed to file additional information to establish that he currently suffers from a mental illness, and that the mental illness prevented him from being able to understand and respond to Court orders. Id. at 3-4. The Order also directed Respondents to conduct an independent investigation into Petitioner's competence, and to file a response containing the results of that investigation as well as legal argument. Id. at 4. This information was needed to assist the Court in determining whether a competency hearing was appropriate. Id. at 3.

On February 3, 2012, Respondents filed a response, which included Petitioner's medical records filed under seal. (Dkt. Nos. 11-13, 15.) Petitioner filed his information on March 16, 2012. (Dkt. No. 18.)


The Ninth Circuit Court of Appeals has held that a district court must hold a competency hearing "when substantial evidence of incompetence is presented." Allen v. Calderon, 408 F.3d 1150, 1153 (9th Cir. 2005). The Court in Allen did not specifically delineate what constituted "substantial evidence," however, it did offer some guidance. In Allen, the petitioner did not comply with a court order, and he submitted his own declaration and the declaration of another inmate explaining that he was mentally ill and did not understand the court's instructions. Id. at 1152. In addition, the petitioner included a letter from the prison psychiatrist setting forth his diagnosis of chronic undifferentiated schizophrenia and stating that petitioner was taking two psychotropic medications. Id. Those submissions established that "he suffer[ed] from a mental illness, the mental illness prevent[ed] him from being able to understand and respond to the court's order, and he was still suffering from the illness during the relevant time period," and the Ninth Circuit found that there was sufficient evidence for the district court to have appointed counsel for the petitioner to represent him at a competency hearing. Id.

In the Order of January 12, 2012, this Court sought to obtain more information in order to properly evaluate whether Petitioner has submitted "substantial evidence" of his incompetence. Both Petitioner and Respondents have responded to the Court's Order, and this question may now properly be addressed.


Petitioner attached a number of exhibits to his Petition documenting his mental health history. (Dkt. No. 1-1.) Petitioner's records reflect that between 1997 through to January 1999 two separate staff psychiatrists at Vacaville prison diagnosed him with "Psychotic disorder, N.O.S. [not otherwise specified]" in declarations they submitted in support of the prison's petition for involuntary medication of Petitioner. Id. at 9 and 15.*fn1 The exhibits also include two administrative judge orders, one in 1997 and one in 1998, granting the prison's petitions. Id. at 3 and 8. Petitioner also included various assessments contained in his County Mental Health Services file that describe Petitioner's condition as "Psychotic Disorder, Not Otherwise Specified," "Schizophrenia, Paranoid Type," or "Paranoid Schizophrenia." Id. at 22, 25, 27 and 28.

In further support of his motion for the appointment of counsel, Petitioner submitted documentation demonstrating that the State of California petitioned for, and received, permission to involuntarily medicate Petitioner in 2007. (Dkt. No. 18 at 7 and 14.) In 2008, that request was renewed. Id. at 32-34. These petitions were made on the grounds that Petitioner was "gravely disabled." Id. at 8 and 34. Petitioner also submitted mental health evaluations, progress notes, and other medical notes from the years 2004-2007. Id. at 15-31. These records indicate that, during that time, Petitioner had poor hygiene, a foul body odor, he refused eye contact, his affect was constricted/blunted, and his insight and judgment were impaired. Id. at 18. He did not properly care for his colostomy bag, and would empty it at inappropriate times and places. Id. at 11. Petitioner demonstrated an "inability to function" which placed him at a "significant risk of serious medical complications." Id. at 16. However, the most recent documentation submitted by Petitioner is from 2008; he did not submit any evidence regarding his current mental condition.*fn2

He also did not submit any declarations from other inmates or medical personnel attesting to his alleged incompetence.

In response, Respondents lodged Petitioner's prison medical records with the Court, and argues that Petitioner's current mental state does not warrant the appointment of counsel. (Dkt. No. 11 at 3.) After an independent review of the medical records, this Court agrees.

The Allen decision mandates that this Court must consider Petitioner's mental health at "the relevant time period," which is during this ongoing habeas proceeding. 408 F.3d at 1152. The most recent entry in Petitioner's medical records states that he was "cooperative and attentive to social conventions," his speech was "loud and clear," he "did not display any evidence of physical or emotional distress," and he "did not display any suicidal, homicidal, hallucinatory, delusional or paranoid tendencies[.]" (Respondents' Supplemental Lodgment "RSL" at 1.) On January 6, 2012, he was "alert and oriented," his thought was "linear and logical," and hygiene and grooming were "within normal limits." Id. at 3. A progress note dated August 25, 2011, indicates that Petitioner was participating in "spiritual activities," and was having "no problems." Id. at 5. His hygiene and speech were good; he was "focused and linear and logical" and he was compliant with his medications. Id. Petitioner received similar assessments in March and in June of 2011.

Id. at 199 and 201. The Order mandating involuntary medication was due to expire in 2009, and Petitioner's medical team did not seek renewal because he "demonstrated med compliance ...

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