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Jose Padilla and Estela Lebron v. John Yoo


May 2, 2012


Appeal from the United States District Court for the Northern District of California Jeffrey S. White, District Judge, Presiding D.C. No. 3:08-cv-00035-JSW

The opinion of the court was delivered by: Fisher, Circuit Judge:



Argued and Submitted June 14, 2010-San Francisco, California

Submission vacated October 18, 2010

Resubmitted December 8, 2011

Before: Raymond C. Fisher and N. Randy Smith, Circuit Judges, and Rebecca R. Pallmeyer, District Judge.*fn1 ,*fn2

Opinion by Judge Fisher


After the September 11, 2011 attacks on the United States, the government detained Jose Padilla, an American citizen, as an enemy combatant. Padilla alleges that he was held incommunicado in military detention, subjected to coercive interrogation techniques and detained under harsh conditions of confinement, all in violation of his constitutional and statutory rights. In this lawsuit, plaintiffs Padilla and his mother, Estela Lebron, seek to hold defendant John Yoo, who was the Deputy Assistant Attorney General in the U.S. Department of Justice's Office of Legal Counsel (OLC) from 2001 to 2003, liable for damages they allege they suffered from these unlawful actions. Under recent Supreme Court law, however, we are compelled to conclude that, regardless of the legality of Padilla's detention and the wisdom of Yoo's judgments, at the time he acted the law was not "sufficiently clear that every reasonable official would have understood that what he [wa]s doing violate[d]" the plaintiffs' rights. Ashcroft v. al-Kidd, 131 S. Ct. 2074, 2083 (2011) (internal quotation marks omitted). We therefore hold that Yoo must be granted qualified immunity, and accordingly reverse the decision of the district court.

As we explain below, we reach this conclusion for two reasons. First, although during Yoo's tenure at OLC the constitutional rights of convicted prisoners and persons subject to ordinary criminal process were, in many respects, clearly established, it was not "beyond debate" at that time that Padilla - who was not a convicted prisoner or criminal defendant, but a suspected terrorist designated an enemy combatant and confined to military detention by order of the President - was entitled to the same constitutional protections as an ordinary convicted prisoner or accused criminal. Id. Second, although it has been clearly established for decades that torture of an American citizen violates the Constitution, and we assume without deciding that Padilla's alleged treatment rose to the level of torture, that such treatment was torture was not clearly established in 2001-03.



In early May 2002, Padilla was arrested at Chicago O'Hare International Airport pursuant to a material witness warrant issued by the United States District Court for the Southern District of New York. Compl. ¶ 35. He was transported to New York, where he was held in custody in a federal detention facility. Id.

On June 9, 2002, President George W. Bush issued an order declaring Padilla an "enemy combatant" and directing the Secretary of Defense to take Padilla into military custody. Compl. ¶ 40. The presidential order asserted that Padilla was "closely associated with al Qaeda"; that he had "engaged in conduct that constituted hostile and war-like acts, including conduct in preparation for acts of international terrorism that had the aim to cause injury to or adverse effects on the United States"; that he "possesse[d] intelligence, including intelligence about personnel and activities of al Qaeda, that, if communicated to the U.S., would aid U.S. efforts to prevent attacks by al Qaeda on the United States"; that he "represent[ed] a continuing, present and grave danger to the national security of the United States"; and that his detention was "necessary to prevent him from aiding al Qaeda in its efforts to attack the United States or its armed forces, other governmental personnel, or citizens." Memorandum from President George W. Bush to the Secretary of Defense (June 9, 2002), reprinted in Padilla v. Hanft, 423 F.3d 386, 389 (4th Cir. 2005).*fn4

In accordance with the President's order, Padilla was transferred from the federal detention facility in New York to a military brig in Charleston, South Carolina, where he was held in military custody for more than three and a half years, from June 2002 until January 2006. Compl. ¶¶ 1, 44. For a substantial portion of this period, from June 2002 until March 2004, government officials denied Padilla all contact with persons outside the brig, including his family and legal counsel. Compl. ¶ 56.

On January 5, 2006, Padilla was transferred from the military brig to a federal detention center in Miami, Florida, where he stood trial in federal district court on criminal charges unrelated to the allegations that had been used to justify his military detention. Compl. ¶ 11. In August 2007, the jury returned a verdict of guilty. Id. In September 2011, a divided Eleventh Circuit panel affirmed Padilla's conviction, vacated his sentence as unreasonably low and remanded for resentencing. See United States v. Jayyousi, 657 F.3d 1085, 1117-19 (11th Cir. 2011).

Padilla and his mother, Estela Lebron, filed this civil action against John Yoo, in his individual capacity, on January 4, 2008, two years after Padilla's military detention ended. In their first amended complaint, Padilla and Lebron alleged that Padilla was imprisoned in the military brig without charge and without the ability to defend himself or to challenge his conditions of confinement. Compl. ¶ 1. They alleged that during Padilla's detention, he suffered gross physical and psychological abuse upon the orders of high-ranking government officials as part of a systematic program of abusive interroga- tion mirroring the alleged abuses committed at Guatanamo Bay, including extreme isolation; interrogation under threat of torture, deportation and even death; prolonged sleep adjustment and sensory deprivation; exposure to extreme temperatures and noxious odors; denial of access to necessary medical and psychiatric care; substantial interference with his ability to practice his religion; and incommunicado detention for almost two years, without access to family, counsel or the courts. Id. They also alleged that Lebron was deprived of virtually all contact with Padilla during his prolonged and allegedly unlawful military detention, in violation of her constitutional rights to familial association and communication. Compl. ¶ 2.

The complaint alleged that Yoo is one of several current and former government officials who abused their high positions to cause Padilla's allegedly unlawful military detention and interrogation. Compl. ¶ 3. From 2001 to 2003, Yoo was Deputy Assistant Attorney General at OLC. Compl. ¶ 13. Padilla and Lebron alleged that Yoo set in motion Padilla's allegedly illegal interrogation and detention, both by formulating unlawful policies for the designation, detention and interrogation of suspected "enemy combatants" and by issuing legal memoranda designed to evade legal restraints on those policies and to immunize those who implemented them. Compl. ¶ 3. They alleged that, in doing so, Yoo abdicated his ethical duties as a government attorney and abandoned his office's tradition of providing objective legal advice to the President. Id.

The complaint alleged that Yoo publicly acknowledged in his book, War By Other Means, that he stepped beyond his role as a lawyer to participate directly in developing policy in the war on terrorism. Compl. ¶ 15. It alleged that Yoo shaped government policy in his role as a key member of a small, secretive and highly influential group of senior administration officials known as the "War Council," which met regularly "to develop policy in the war on terrorism." Id. It alleged that Yoo acted outside the scope of his employment at OLC by taking instructions directly from White House Counsel Alberto Gonzales and providing Gonzales with verbal and written advice without first consulting Attorney General John Ashcroft. Compl. ¶ 16. The complaint alleged that, in his role as the de facto head of war-on-terrorism legal issues, Yoo wrote and promulgated a series of memoranda that ultimately led to Padilla's allegedly unlawful treatment, including:

* An October 23, 2001 memorandum from Yoo to Gonzales and Department of Defense General Counsel William J. Haynes regarding Authority for Use of Military Force to Combat Terrorist Activities Within the United States, which concluded that "the Fourth Amendment had no application to domestic military operations," and that "restrictions outlined in the Fifth Amendment simply do not address actions the Executive takes in conducting a military campaign against the nation's enemies."

* A December 21, 2001 memorandum from Yoo to Haynes regarding Possible Criminal Charges Against American Citizen Who Was a Member of the Al Qaeda Terrorist Organization or the Taliban Militia.

* A January 9, 2002 draft memorandum from Yoo to Haynes on the Application of Treaties and Laws to al Qaeda and Taliban Detainees.

* A January 22, 2002 memorandum to Gonzales signed by then-Assistant Attorney General Jay Bybee but allegedly drafted by Yoo on the Application of Treaties and Laws to al Qaeda and Taliban Detainees.

* A February 26, 2002 memorandum to Haynes signed by Bybee but allegedly created by Yoo on Potential Legal Constraints Applicable to Interrogations of Persons Captured by U.S. Armed Forces in Afghanistan.

* A May 2002 OLC memorandum regarding access to counsel and legal mail by detainees held at the naval brigs at Norfolk and Charleston.

* A June 27, 2002 memorandum from Yoo to Assistant Attorney General Daniel J. Bryant of the Office of Legislative Affairs regarding The Applicability of 18 U.S.C. Sec. 4001(a) to Military Detention of United States Citizens.

* An August 1, 2002 memorandum to Gonzales, again signed by Bybee but allegedly created by Yoo, on Standards of Conduct for Interrogation under 18 U.S.C. §§ 2340-2340A, concluding that an interrogation technique must cause damage that rises "to the level of death, organ failure, or the permanent impairment of a significant body function" in order to be considered torture.

* A second memorandum produced during August 2002 addressing the legality of particular interrogation techniques that the CIA wished to employ.

* A November 27, 2002 memorandum from Haynes that Yoo allegedly reviewed and approved, recommending that Secretary of Defense Donald Rumsfeld approve for use by the military a range of aggressive interrogation techniques not permitted by the military field manual.

* A March 14, 2003 opinion from Yoo to Haynes on Military Interrogation of Alien Unlawful Combatants Held Outside the United States, extending authority to use harsh interrogation techniques against high-level prisoners held at Guantanamo Bay and other facilities under Department of Defense control, and approving the use of mind-altering drugs during interrogations. Compl. ¶¶ 19-20.

The complaint alleged that these memoranda advised that there were no legal constraints on the Executive's policies with respect to the detention and interrogation of suspected terrorists. Compl. ¶ 21. It alleged that the memoranda "did not provide the fair and impartial evaluation of the law required by OLC tradition and the ethical obligations of an attorney to provide the client with an exposition of the law adequate to make an informed decision." Compl. ¶ 22. Rather, it alleged that Yoo "intentionally used the Memos to evade well-established legal constraints and to justify illegal policy choices that he knew had already been made - sometimes by virtue of his own participation in the War Council." Compl. ¶ 23.

The complaint also alleged that Yoo personally participated in Padilla's unlawful military detention. Quoting from Yoo's book, it alleged that Yoo "personally 'reviewed the material on Padilla to determine whether he could qualify, legally, as an enemy combatant, and issued an opinion to that effect.' " Compl. ¶ 38. It alleged that Ashcroft relied on Yoo's opinion in recommending to the President that Padilla be taken into military custody. Comp. ¶ 39.

The complaint alleged that Padilla's designation as an enemy combatant, military detention, conditions of confinement and program of interrogation violated his rights to procedural and substantive due process, not to be subjected to cruel or unusual punishment or treatment that shocks the conscience, to freely exercise his religion, of access to information, to association with family members and friends, of access to legal counsel, of access to the courts, against compelled self-incrimination and against arbitrary and unconstitutional seizure and military detention. Compl. ¶ 5. It alleged violations of the First, Fourth, Fifth, Sixth and Eighth Amendments to the United States Constitution, Article III of the Constitution, the Habeas Suspension and Treason Clauses of the Constitution and the Religious Freedom Restoration Act (RFRA), 42 U.S.C. § 2000bb. Compl. ¶ 82.

The complaint sought two remedies: a declaration that Padilla's treatment violated the Constitution and RFRA, and nominal money damages of one dollar. The plaintiffs subsequently agreed to dismiss their claims for declaratory relief, leaving only a claim for nominal damages.


Yoo moved to dismiss the action for failure to state a claim upon which relief could be granted. See Fed. R. Civ. P. 12(b)(6). He argued that the complaint failed to state a claim for money damages on three grounds. First, he argued that the plaintiffs could not state an action for damages because Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388 (1971), which recognized an implied cause of action for damages against federal officials under some circumstances, did not apply. Second, Yoo argued that he was entitled to qualified immunity because the complaint failed to allege facts sufficient to establish his personal responsibility for the constitutional and statutory violations alleged in the complaint. Third, Yoo argued that he was entitled to qualified immunity because the complaint failed to allege a violation of clearly established constitutional or statutory rights.

The district court denied Yoo's motion. See Padilla v. Yoo, 633 F. Supp. 2d 1005 (N.D. Cal. 2009).*fn5 The court concluded that the plaintiffs could pursue a Bivens action, that the complaint adequately alleged Yoo's personal responsibility for Padilla's treatment and, as relevant here, that the complaint alleged violations of clearly established constitutional and statutory rights. See id. at 1030, 1032-34, 1036-39.

With respect to this last issue, the district court acknowledged Yoo's argument that, at the time of Yoo's tenure at OLC, "no federal court ha[d] afforded an enemy combatant the kind of constitutional protections Padilla seeks in this case," and that "courts ha[d] never attributed the level of constitutional rights sought in this action" to enemy combatants - a "unique type of detainee." Id. at 1036. But the court concluded that the complaint nonetheless alleged violations of clearly established law because "the basic facts alleged in the complaint clearly violate the rights afforded to citizens held in the prison context," and because all detainees, including enemy combatants, must be afforded at least the rights to which convicted prisoners are entitled. Id. at 1036-38 (emphasis added). The court explained:

[A]lthough the legal framework relating to the designation of a citizen as an enemy combatant was developing at the time of the conduct alleged in the complaint, federal officials were cognizant of the basic fundamental civil rights afforded to detainees under the United States Constitution. The Court finds that the complaint alleges conduct that would be unconstitutional if directed at any detainee, and therefore finds that the rights allegedly violated were clearly established at the time of the alleged conduct.

Id. at 1037-38 (citations and footnote omitted).

The court accordingly concluded that Yoo was not entitled to qualified immunity and denied Yoo's motion to dismiss. The crux of the district court's decision for purposes of this appeal is its assumption that any reasonable official would have understood in 2001-03 that United States citizen enemy combatants in military detention must be afforded at least the constitutional and statutory rights afforded to ordinary prison inmates.


Of relevance, a different federal district court reached a contrary result in a related case. In February 2007, Padilla and Lebron filed an action similar to this one in the United States District Court for the District of South Carolina against former Secretary of Defense Rumsfeld, former Attorney General Ashcroft, 11 other current or former government officials and unnamed Doe defendants, including the individuals allegedly responsible for Padilla's interrogation at the military brig. In February 2011, the district court dismissed the South Carolina case for failure to state a claim, in part concluding that the defendants were entitled to qualified immunity because the complaint failed to allege that Padilla's treatment violated clearly established law. See Lebron v. Rumsfeld, 764 F. Supp. 2d 787 (D.S.C. 2011).

First, the court rejected the proposition that Padilla's designation as an enemy combatant and consequential military detention violated his clearly established constitutional rights. See id. at 802-03. The court noted that President Bush had signed the order designating Padilla as an enemy combatant in June 2002, and that courts had reached inconsistent conclusions as to whether Padilla's designation and detention were lawful.*fn6 The court said:

In light of this quite extraordinary litigation history, the remarkable circumstances regarding the President's direct written order designating Padilla an enemy combatant, and the President's direction to subordinate officials to detain Padilla, it is hard for the Court to imagine a credible argument that the alleged unlawfulness of Padilla's designation as an enemy combatant and detention were "clearly established" at that time. The strikingly varying judicial decisions appear to be the very definition of unsettled law, and the Fourth Circuit's order, which is the law of the case, actually finds the detention and designation lawful.


Second, the court concluded that the manner in which Padilla was treated while detained as an enemy combatant, which included the alleged use of coercive interrogation techniques, likewise did not constitute a violation of clearly established constitutional law. See id. at 803-04. The court reasoned that:

At the time of . . . Padilla's detention by the Department of Defense, there were few "bright lines" establishing controlling law on the rights of enemy combatants. No court had specifically and definitively addressed the rights of enemy combatants, and the Department of Justice had officially sanctioned the use of the techniques in question. While it is true there was vigorous intra-governmental debate on this issue during Padilla's detention, the qualified immunity case law makes clear that government officials are not charged with predicting the outcome of legal challenges or to resolve open questions of law.

Id. (citation omitted) (quoting Maciariello v. Sumner, 973 F.2d 295, 298 (4th Cir. 1992)).

Finally, the court concluded that Padilla's treatment while detained did not violate clearly established rights under RFRA. See id. at 804-05. The court pointed out that "[n]o American court during this period had ever definitively addressed the potential applicability of the RFRA to persons who were undergoing interrogation as enemy combatants." Id. at 804. The court accordingly held that the defendants were entitled to qualified immunity on the plaintiffs' RFRA claim as well. See id. at 805.

In January 2012, the Fourth Circuit affirmed dismissal of the South Carolina action. See Lebron v. Rumsfeld, 670 F.3d 540 (4th Cir. 2012). The court affirmed dismissal of the plaintiffs' constitutional claims for lack of a Bivens remedy. As relevant here, the court also affirmed dismissal of the plain- tiffs' RFRA claims on the basis of qualified immunity, holding that RFRA's application "to the military detention setting" was not clearly established at the time of the alleged violations. Id. at 560. The court "emphasized the substantial differences between individuals in civilian custody and individuals in military custody." Id. at 558.

We asked the parties to file supplemental briefs addressing the Fourth Circuit's decision and, in particular, whether we should give preclusive effect to the Fourth Circuit's decision under the doctrine of nonmutual defensive collateral estoppel. The parties disagree about whether collateral estoppel should apply. In view of our precedent, we choose to treat the Fourth Circuit's decision as persuasive precedent rather than affording it preclusive effect. See Af-Cap, Inc. v. Chevron Overseas (Congo) Ltd., 475 F.3d 1080, 1086 (9th Cir. 2007). We nonetheless reach the same outcome as the Fourth Circuit, although based on somewhat different reasoning. Whereas the Fourth Circuit resolved the plaintiffs' constitutional claims under Bivens and relied on qualified immunity to resolve only the plaintiffs' RFRA claim, we resolve all claims under qualified immunity.


Yoo timely appealed the district court's order in this case denying his motion to dismiss. We have jurisdiction under 28 U.S.C. § 1291, see Ashcroft v. Iqbal, 129 S. Ct. 1937, 1945-46 (2009), and we review de novo a district court's denial of a motion to dismiss on the basis of qualified immunity, see Dunn v. Castro, 621 F.3d 1196, 1198 (9th Cir. 2010). "We accept as true all well-pleaded allegations of material fact, and construe them in the light most favorable to the non-moving party." Daniels-Hall v. Nat'l Educ. Ass'n, 629 F.3d 992, 998 (9th Cir. 2010). "A complaint may survive a motion to dismiss if, taking all well-pleaded factual allegations as true, it contains 'enough facts to state a claim to relief that is plausible on its face.' " Coto Settlement v. Eisenberg, 593 F.3d 1031, 1034 (9th Cir. 2010) (quoting Iqbal, 129 S. Ct. at 1949).



The outcome of this appeal is governed by the Supreme Court's decision in Ashcroft v. al-Kidd, 131 S. Ct. 2074 (2011), decided subsequent to the district court's ruling against Yoo. In al-Kidd, the plaintiff filed a Bivens action against then-Attorney General Ashcroft, alleging that Ash-croft violated al-Kidd's Fourth Amendment rights by authorizing federal prosecutors to obtain valid material witness warrants for detention of terrorism suspects whom they would otherwise lack probable cause to arrest. The complaint alleged that, "in the aftermath of the September 11th terrorist attacks, . . . Ashcroft authorized federal prosecutors and law enforcement officials to use the material-witness statute to detain individuals with suspected ties to terrorist organizations." Id. at 2079. It alleged "that federal officials had no intention of calling most of these individuals as witnesses, and that they were detained, at Ashcroft's direction, because federal officials suspected them of supporting terrorism but lacked sufficient evidence to charge them with a crime." Id. The complaint alleged that "this pretextual detention policy led to the material-witness arrest of [Abdullah] al-Kidd, a native-born United States citizen," leading al-Kidd to file a Bivens action challenging the constitutionality of Ashcroft's alleged policy as a violation of the Fourth Amendment's prohibition against unreasonable searches and seizures. Id. at 2079-80. Al-Kidd conceded that individualized suspicion supported issuance of the material witness arrest warrant, but argued that the arrest was unconstitutional because of Ashcroft's alleged subjective intent to use the material witness statute as a pretext to detain terrorism suspects who officials never intended to have testify. See id. at 2083. Ashcroft moved to dismiss based on absolute and qualified immunity. See id. at 2079.

The district court denied the motion and this court affirmed. See id. at 2079-80. The Supreme Court reversed.

[1] The Court began by reaffirming the general principle that "[q]ualified immunity shields federal and state officials from money damages unless a plaintiff pleads facts showing (1) that the official violated a statutory or constitutional right, and (2) that the right was 'clearly established' at the time of the challenged conduct." Id. at 2080 (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). Significant here, under the second prong, a "Government official's conduct violates clearly established law when, at the time of the challenged conduct, '[t]he contours of [a] right [are] sufficiently clear' that every 'reasonable official would have understood that what he is doing violates that right.' " Id. at 2083 (alterations in original) (quoting Anderson v. Creighton, 483 U.S. 635, 640 (1987)). "We do not require a case directly on point, but existing precedent must have placed the statutory or constitutional question beyond debate." Id. The Court emphasized that "[q]ualified immunity gives government officials breathing room to make reasonable but mistaken judgments about open legal questions," id. at 2085, and admonished us "not to define clearly established law at a high level of generality," id. at 2084.

Applying these principles, the Court concluded that alKidd's complaint fell "far short" of alleging a violation of clearly established law. Id. at 2083. The Court observed that, "[a]t the time of al-Kidd's arrest, not a single judicial opinion had held that pretext could render an objectively reasonable arrest pursuant to a material-witness warrant unconstitutional." Id. Furthermore, the Court's decisions as a whole had emphasized that Fourth Amendment reasonableness is "pre-dominantly an objective inquiry," id. at 2080 (quoting City of Indianapolis v. Edmond, 531 U.S. 32, 47 (2000)) (internal quotation marks omitted), asking "whether 'the circumstances, viewed objectively, justify [the challenged] action,' " id. (alteration in original) (quoting Scott v. United States, 436 U.S. 128, 138 (1978)), " 'whatever the subjective intent' motivating the relevant officials," id. (quoting Whren v. United States, 517 U.S. 806, 814 (1996)). Although the Court had recognized certain "limited exception[s]" to this rule, id. at 2080 (alteration in original) (quoting United States v. Knights, 534 U.S. 112, 122 (2001)) (internal quotation marks omitted), it had "almost uniformly rejected invitations to probe subjective intent," id. at 2081. The Court accordingly held that Ashcroft did not violate clearly established law by allegedly authorizing federal prosecutors to use material witness arrest warrants, supported objectively by reasonable suspicion, as a pretext for detaining terrorism suspects. See id. at 2085.

Here, the complaint alleged that Yoo, as a Justice Department attorney, participated in policy decisions and rendered legal opinions that ultimately authorized federal officials to designate Padilla as an enemy combatant, take him into military custody, hold him incommunicado without access to the courts or counsel and subject him to both coercive interrogation techniques and harsh conditions of confinement, in violation of his constitutional and statutory rights.

[2] Padilla and Lebron acknowledge that at the time Yoo served as Deputy Assistant Attorney General at OLC, there did not exist a "single judicial opinion," id. at 2083, holding that a United States citizen held in military detention as an enemy combatant possessed rights against the kind of treatment to which Padilla was subjected. They argue, however, that it was clearly established that Padilla possessed such rights because any reasonable official would have understood during 2001 to 2003 that a citizen detained as an enemy combatant had to be afforded at least the constitutional protections to which convicted prisoners and ordinary criminal suspects were entitled. That argument is foreclosed by al-Kidd, which compels us "not to define clearly established law at a high level of generality." Id. at 2084.

Granted, it may sometimes be permissible to rely on cases involving one type of detainee to establish clearly established constitutional rights of another type of detainee. See City of Revere v. Mass. Gen. Hosp., 463 U.S. 239, 244-46 (1983) (holding that pretrial detainees possess a constitutional right against deliberate indifference to their serious medical needs because the due process rights of a pretrial detainee are "at least as great as the Eighth Amendment protections available to a convicted prisoner"); Youngberg v. Romeo, 457 U.S. 307, 315-16, 321-22 (1982) (holding that mentally retarded individuals who are involuntarily committed to a state institution have a constitutional right to reasonably safe conditions of confinement under the due process clause of the Fourteenth Amendment because "[p]ersons who have been involuntarily committed are entitled to more considerate treatment and conditions of confinement than criminals whose conditions of confinement are designed to punish"); Hydrick v. Hunter, 500 F.3d 978, 989 (9th Cir. 2007) (holding that "the rights afforded prisoners set a floor for those that must be afforded" sexually violent predators subject to civil detention), vacated and remanded on other grounds, 129 S. Ct. 2431 (2009); Or. Advocacy Ctr. v. Mink, 322 F.3d 1101, 1120 (9th Cir. 2003) (holding, in light of the Supreme Court's "observation that the due process rights of pretrial detainees are 'at least as great as the Eighth Amendment protections available to a convicted prisoner,' " that the Eighth Amendment provides "a minimum standard of care" for determining the rights of pretrial detain-ees (quoting Revere, 463 U.S. at 244)). In Hydrick, for example, we held that court decisions defining the constitutional rights of prisoners could be relied upon to establish a floor for the clearly established constitutional rights of persons who are civilly detained as sexually violent predators, for whom the law was at that time "still evolving." 500 F.3d at 989. Central to our holding, however, was the Supreme Court's earlier statement that "civilly detained persons must be afforded 'more considerate treatment and conditions of confinement than criminals whose conditions of confinement are designed to punish.' " Id. (quoting Youngberg, 457 U.S. at 322).

[3] Here, of course, the Supreme Court had not, at the time of Yoo's tenure at OLC, declared that American citizens detained as enemy combatants had to be treated at least as well, or afforded at least the same constitutional and statutory protections, as convicted prisoners. On the contrary, the Supreme Court had suggested in Ex parte Quirin, 317 U.S. 1 (1942), the most germane precedent in existence at the time of Yoo's tenure at OLC, that a citizen detained as an unlawful combatant could be afforded lesser rights than ordinary prisoners or individuals in ordinary criminal proceedings.

In Quirin, the Court unanimously rejected the claim of a United States citizen who was detained as an unlawful enemy combatant that he was "entitled to be tried in the civil courts with the safeguards, including trial by jury, which the Fifth and Sixth Amendments guarantee to all persons charged in such courts with criminal offenses." Id. at 24. The petitioner in question - Herbert Haupt - was a German agent who claimed to be an American citizen. See id. at 20-22. He had entered the United States to commit acts of sabotage in support of the German war effort. See id. at 21-22. He was captured on American soil, charged by the Judge Advocate General's Department of the Army with violations of the law of war and the Articles of War and tried by a military commission. See id. at 21-23. He argued in a habeas corpus petition that he was entitled under Article III and the Fifth and Sixth Amendments to the Constitution to grand jury presentment and trial by jury. See id. at 38. The Court rejected his claim, reasoning that unlawful belligerents had been subject to military trial at the time of the Constitution's adoption and that neither Article III nor the Bill of Rights had been intended to alter that practice. See id. at 39-44. That Haupt was a citizen was immaterial; as an unlawful combatant he was subject to trial by military tribunal alongside the alien saboteurs with whom he was tried. See id. at 37-38, 44-45.

Padilla and Lebron alternatively rely on the Supreme Court's decision in Hamdi v. Rumsfeld, 542 U.S. 507 (2004), to establish that Padilla's treatment violated clearly established law. In Hamdi, the Court held that a citizen detained as an enemy combatant retains a fundamental "right to be free from involuntary confinement by his own government without due process of law." Id. at 531 (plurality opinion). The Court held that "a citizen-detainee seeking to challenge his classification as an enemy combatant must receive notice of the factual basis for his classification, and a fair opportunity to rebut the Government's factual assertions before a neutral decisionmaker." Id. at 533. The Court also held that a citizen-detainee "unquestionably has the right to access to counsel in connection" with those proceedings. Id. at 539. Hamdi also intimated that detention of enemy combatants for an interrogative purpose may be impermissible, noting that the proper purpose of detaining enemy combatants "is to prevent captured individuals from returning to the field of battle and taking up arms once again," id. at 518 (citing Yasmin Naqvi, Doubtful Prisoner-of-War Status, 84 Int'l Rev. Red Cross 571, 572 (2002)), and adding that "indefinite detention for the purpose of interrogation" was not permitted by the act of Congress authorizing the use of military force in Afghanistan, the Authorization for Use of Military Force, Pub. L. No. 107-40, 115 Stat. 224 (2001), id. at 521; see also id. at 577-78 (Scalia, J., dissenting) (suggesting that Congress would need to suspend the Writ of Habeas Corpus before the government could detain a United States citizen on American soil for the purpose of "obtain[ing] intelligence through interrogation").*fn7 Hamdi also called into question the harsh treatment of enemy combatant detainees, suggesting that the detention of enemy combatants should be "devoid of all penal character," id. at 518 (quoting W. Winthrop, Military Law and Precedents 788 (rev. 2d ed. 1920)) (internal quotation marks omitted), and that enemy combatants should be "treated humanely" while they are detained, id. at 519 (quoting In re Territo, 156 F.2d 142, 145 (9th Cir. 1946)) (internal quotation marks omitted).*fn8 When measured against this language in Hamdi, Padilla's alleged cruel and degrading treatment appears to have been a violation of his constitutional rights.

Hamdi, however, was not decided until 2004, so it could not have placed Yoo on clear notice of Padilla's constitutional rights in 2001-03 when Yoo was at the Department of Justice. Even after Hamdi, moreover, it remains murky whether an enemy combatant detainee may be subjected to conditions of confinement and methods of interrogation that would be unconstitutional if applied in the ordinary prison and criminal settings. Although Hamdi recognized that citizens detained as enemy combatants retain constitutional rights to due process, the Court suggested that those rights may not be coextensive with those enjoyed by other kinds of detainees. On the contrary, the Court held that the rights afforded to an enemy combatant detainee "may be tailored" to the circumstances, id. at 533, because "the full protections that accompany challenges to detentions in other settings may prove unworkable and inappropriate in the enemy-combatant setting," id. at 535.*fn9

[4] In sum, the plaintiffs did not, through their reliance on either Hamdi or cases involving ordinary prison and criminal settings, allege violations of constitutional and statutory rights that were clearly established in 2001-03. During that relevant time frame, the constitutional rights of convicted prisoners and persons subject to ordinary criminal process were, in many respects, clearly established. But Padilla was not a convicted prisoner or criminal defendant; he was a suspected terrorist designated an enemy combatant and confined to military detention by order of the President. He was detained as such because, in the opinion of the President - albeit allegedly informed by his subordinates, including Yoo - Padilla presented a grave danger to national security and possessed valuable intelligence information that, if communicated to the United States, could have been helpful to the United States in staving off further terrorist attacks. We express no opinion as to whether those allegations were true, or whether, even if true, they justified the extreme conditions of confinement to which Padilla says he was subjected. Cf. Rumsfeld v. Padilla, 542 U.S. 426, 465 (2004) (Stevens, J., dissenting) (describing "[i]ncommunicado detention for months on end" as an "unlawful procedure[ ] to extract information"). In light of Padilla's status as a designated enemy combatant, however, we cannot agree with the plaintiffs that he was just another detainee - or that it would necessarily have been "apparent" to someone in Yoo's position that Padilla was entitled to the same constitutional protections as an ordinary convicted prisoner or accused criminal. Anderson, 483 U.S. at 640. Given the unique circumstances and purposes of Padilla's detention, and in light of Quirin, an official could have had some reason to believe that Padilla's harsh treatment fell within constitutional bounds.*fn10 Even after Hamdi, the degree to which citizens detained as enemy combatants must be afforded the constitutional protections granted other detainees remains unsettled, because "the full protections that accompany challenges to detentions in other settings may prove unworkable and inappropriate in the enemy-combatant setting." Hamdi, 542 U.S. at 535. The same is true of Padilla's RFRA claim. As the Fourth Circuit held, the application of RFRA to enemy combatants in military detention was not clearly established in 2001-03. See Lebron, 670 F.3d at 556-60.


The absence of a decision defining the constitutional and statutory rights of citizens detained as enemy combatants need not be fatal to the plaintiffs' claims. The Supreme Court has long held that "officials can still be on notice that their con- duct violates established law even in novel factual circumstances." Hope v. Pelzer, 536 U.S. 730, 741 (2002); see also United States v. Lanier, 520 U.S. 259, 271 (1997) ("There has never been . . . a section 1983 case accusing welfare officials of selling foster children into slavery; it does not follow that if such a case arose, the officials would be immune from damages [or criminal] liability." (alteration in original) (quoting United States v. Lanier, 73 F.3d 1380, 1410 (6th Cir. 1996) (Daughtrey, J., dissenting)) (internal quotation marks omitted)).

[5] The plaintiffs invoke this principle here. They argue that, even if there is no specific judicial decision holding that the Fifth Amendment's prohibition on government conduct that "shocks the conscience" is violated when the government tortures a United States citizen designated as an enemy combatant, torture of a United States citizen is the kind of egregious constitutional violation for which a decision "directly on point" is not required. Al-Kidd, 131 S. Ct. at 2083.*fn11 We agree with the plaintiffs that the unconstitutionality of torturing a United States citizen was "beyond debate" by 2001. Id.*fn12

Yoo is entitled to qualified immunity, however, because it was not clearly established in 2001-03 that the treatment to which Padilla says he was subjected amounted to torture.

[6] In 2001-03, there was general agreement that torture meant the intentional infliction of severe pain or suffering, whether physical or mental.*fn13 The meaning of "severe pain or suffering," however, was less clear in 2001-03. See, e.g., Michael W. Lewis, A Dark Descent into Reality: Making the Case for an Objective Definition of Torture, 67 Wash. & Lee L. Rev. 77, 82-83 (2010); Judith Resnik, Detention, the War on Terror, and the Federal Courts, 110 Colum. L. Rev. 579, 633-34 (2010); Sanford Levinson, In Quest of a "Common Conscience": Reflections on the Current Debate About Tor-ture, 1 J. Nat'l Security L. & Pol'y 231, 231-52 (2005).

In several influential judicial decisions in existence at the time of Yoo's tenure at OLC, for example, courts had declined to define certain severe interrogation techniques as torture:

Ireland v. United Kingdom, 25 Eur. Ct. H.R. (ser. A) (1978), is the European Court of Human Rights' leading decision on torture. The court considered whether five interrogation techniques used by the United Kingdom to interrogate suspected members of the Irish Republican Army violated Article 3 of the European Convention of Human Rights, which prohibits both torture and "inhuman or degrading treatment or punishment." The five techniques at issue were wall standing (i.e., stress positions), hooding, subjection to noise, sleep deprivation and deprivation of food and drink. See id. at 59.*fn14 Because the case was decided before ratification of the Convention Against Torture, the court turned to a definition provided by United Nations General Assembly Resolution 3452, which described torture as "an aggravated and deliberate form of cruel, inhuman or degrading treatment or punishment." The court concluded that "[a]lthough the five techniques, as applied in combination, undoubtedly amounted to inhuman and degrading treatment," in violation of Article 3, "they did not occasion suffering of the particular intensity and cruelty implied by the word torture as so understood." Id. at 80.

In HCJ 5100/94 Public Committee Against Torture in Israel v. Israel 53(4) PD 817 [1999] (Isr.), reprinted in 38 I.L.M. 1471, the Israeli Supreme Court considered whether coercive techniques used by Israeli security forces violated international law. The techniques included hooding, violent shaking, painful stress positions, exposure to loud music and sleep deprivation.*fn15 The court concluded that each of these techniques was illegal, see id. at 1482-85, although the court did not address whether they constituted torture rather than cruel, inhuman and degrading treatment, which was also prohibited by international law.

In Price v. Socialist People's Libyan Arab Jamahiriya, 294 F.3d 82 (D.C. Cir. 2002), the plaintiffs were two American citizens imprisoned in Libya, allegedly for political reasons. They alleged that they endured deplorable conditions while incarcerated, including urine-soaked mattresses, a cramped cell with substandard plumbing they were forced to share with seven other inmates, a lack of medical care and inadequate food. See id. at 86. They also alleged that they were "kicked, clubbed and beaten" by prison guards, and "interrogated and subjected to physical, mental and verbal abuse." Id. The plaintiffs sued Libya under the Foreign Sovereign Immunities Act, alleging torture. The court held that the plaintiffs had failed to adequately allege torture because they did not allege sufficiently severe pain or suffering, noting that "[t]he critical issue is the degree of pain and suffering that the alleged torturer intended to, and actually did, inflict upon the victim. The more intense, lasting, or heinous the agony, the more likely it is to be torture." Id. at 93. Although the plaintiffs alleged that they suffered "kicking, clubbing, and beatings," there was "no way to determine from the present complaint the severity of plaintiffs' alleged beatings - including their frequency, duration, the parts of the body at which they were aimed, and the weapons used to carry them out." Id.*fn16

In other decisions in existence at the time of Yoo's OLC tenure, this Circuit found torture, but the treatment at issue was more severe than that to which Padilla was allegedly subjected:

In Al-Saher v. INS, 268 F.3d 1143 (9th Cir. 2001), amended on another ground, 355 F.3d 1140 (9th Cir. 2004), an immigration case, we concluded that the petitioner was entitled to relief under the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (CAT) because he had been tortured in Iraq. On one occasion, the petitioner was detained, interrogated and severely beaten for one month. See id. at 1145. During his interrogations, he was blindfolded and his hands were tied behind his back. See id. On another occasion, he was blindfolded, restrained, beaten and burned with cigarettes over an 8- to 10-day period. See id. Noting that these actions "were specifically intended by officials to inflict severe physical pain" on the petitioner, we held, under CAT, that he suffered torture. Id. at 1147-48.

In Hilao v. Estate of Marcos, 103 F.3d 789 (9th Cir. 1996), an Alien Tort Statute case, we held that two plaintiffs, Sison and Piopongco, were tortured in the Philippines during the regime of Ferdinand Marcos. See id. at 795. Sison had been interrogated by members of the military, who blindfolded and severely beat him while he was handcuffed and fettered; threatened him with electric shock and death; denied him sleep; and imprisoned him for seven months in a suffocatingly hot and unlit cell, measuring 2.5 meters square, during which time he was shackled to his cot, his handcuffs often so tight that the slightest movement made them cut into his flesh. See id. at 790-91. During this period, Sison felt "extreme" and "almost undescribable" pain. Id. at 791. After his seven months shackled to his cot, Sison spent more than eight years in detention, approximately five of them in solitary confinement and the rest in near-solitary confinement. See id. In one round of interrogation, lasting six hours, Sison's limbs were shackled to a cot, a towel was placed over his nose and mouth and his interrogators then poured water down his nostrils so that he felt as though he were drowning. See id. at 790. The other plaintiff - Piopongco - was arrested, held incommunicado, interrogated, subjected to mock executions and threatened with death. See id. at 791.

Here, Padilla alleged that he was subjected to prolonged isolation; deprivation of light; exposure to prolonged periods of light and darkness, including being "periodically subjected to absolute light or darkness for periods in excess of twenty-four hours"; extreme variations in temperature; sleep adjustment; threats of severe physical abuse; death threats; administration of psychotropic drugs; shackling and manacling for hours at a time; use of "stress" positions; noxious fumes that caused pain to eyes and nose; loud noises; withholding of any mattress, pillow, sheet or blanket; forced grooming; suspensions of showers; removal of religious items; constant surveil-lance; incommunicado detention, including denial of all contact with family and legal counsel for a 21-month period; interference with religious observance; and denial of medical care for "serious and potentially life-threatening ailments, including chest pain and difficulty breathing, as well as for treatment of the chronic, extreme pain caused by being forced to endure stress positions." Compl. ¶¶ 55-56, 64, 69-71. The complaint also alleged, albeit in conclusory fashion, that Padilla "suffered and continues to suffer severe mental and physical harm as a result of the forty-four months of unlawful military detention and interrogation." Compl. ¶¶ 6, 76. It also alleged that Padilla suffered "severe physical pain" and "pro-found disruption of his senses and personality." Compl. ¶¶ 45, 75.

[7] We assume without deciding that Padilla's alleged treatment rose to the level of torture.*fn17 That it was torture was not, however, "beyond debate" in 2001-03. There was at that time considerable debate, both in and out of government, over the definition of torture as applied to specific interrogation techniques. In light of that debate, as well as the judicial decisions discussed above, we cannot say that any reasonable official in 2001-03 would have known that the specific interrogation techniques allegedly employed against Padilla, however appalling, necessarily amounted to torture. Thus, although we hold that the unconstitutionality of torturing an American citizen was beyond debate in 2001-03, it was not clearly established at that time that the treatment Padilla alleges he was subjected to amounted to torture.


[8] For these reasons, we hold that Yoo is entitled to qualified immunity on the plaintiffs' claims.*fn18 Because we reverse on that basis, we do not address Yoo's alternative arguments that the complaint does not adequately allege his personal responsibility for Padilla's treatment and that a Bivens remedy is unavailable.

Our conclusion that Yoo is entitled to qualified immunity does not address the propriety of Yoo's performance of his duties at OLC otherwise. As amici point out, the complaint alleges that Yoo "intentionally violated professional standards reflected in OLC practice and willfully disregarded the obligations attendant on his office." Brief of Bruce Fein, Roberts B. Owen and Michael P. Scharf as Amici Curiae in Support of Plaintiffs-Appellees and Affirmance 2. Amici argue that "[s]uch conduct, if proven, would strike at the very heart of OLC's mission and seriously compromise the ability of the executive to make informed, even lawful, decisions." Id. at 2-3. These allegations have been the subject of an internal Department of Justice investigation of Yoo's compliance with professional standards and are not at issue here.*fn19


Yoo is entitled to qualified immunity. The order of the district court denying Yoo's motion to dismiss is therefore reversed in pertinent part.


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