IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION
May 14, 2012
PROBUILDERS SPECIALTY INSURANCE CO., RRG, PLAINTIFF,
VALLEY CORP.; ET AL.,
The opinion of the court was delivered by: Howard R. Lloyd United States Magistrate Judge
** E-filed May 14, 2012 **
NOT FOR CITATION
ORDER RE: DISCOVERY DISPUTE JOINT REPORTS 1-5 [Re: Docket No. 87, 89, 92, 93, 94]
This action for declaratory relief and restitution arises out of a construction defect action in Santa Clara County Superior Court. Plaintiff Probuilders Specialty Insurance Co. ("Probuilders") 19 issued an insurance policy to defendant Valley Corp., fka R.J. Haas Corp., and its president R.J. 20
Haas ("Haas")*fn1 for the construction of a single family home for defendants Ty and Karen Levine. 21
According to the Second Amended Complaint ("SAC"), the Levines sued Haas for shoddy and 22 incomplete work. Haas blamed the subcontractors. See Dkt. No. 48. Probuilders contends that Haas 23 made material misrepresentations with respect to verifying that the subcontractors had insurance and 24 that they contractually agreed to indemnify Haas. In this action, Probuilders seeks to rescind the 25 policy and to recover the costs of providing a "courtesy" defense to Haas in the Levine action. 26
To that end, plaintiff has attempted to obtain discovery from Haas through requests for 27 admissions, requests for production of documents, and interrogatories, and by seeking to depose 28 Haas. Haas, acting through counsel until his attorney withdrew in November 2011, submitted 2 responses to plaintiff's requests for admission, which plaintiff contends were deficient. Dkt. No. 87. 3
Haas has not provided any documents in response to plaintiff's three sets of requests for production 4 of documents. Dkt. Nos. 89, 92, 94. Haas has not responded to plaintiff's second set of 5 interrogatories, and plaintiff contends that his responses to the first set of interrogatories are 6 deficient. Dkt. Nos. 87, 94. Finally, plaintiff contends that Haas has refused to make himself 7 available for deposition. Dkt. No. 93. 8
Plaintiff has filed five Discovery Dispute Joint Reports ("DDJRs"), pursuant to the 9 undersigned's Standing Order re Civil Discovery Disputes, all of which address Haas's alleged 10 failures to respond adequately to discovery requests. Dkt. Nos. 87, 89, 92, 93, 94. It would appear that Haas has failed to participate in any of these five DDJRs: first, he has failed to engage in meaningful, in-person meet and confer sessions, as required by this court's standing order;*fn2 and 13 second, he has not participated in the preparation of the DDJRs. Plaintiff seeks an order requiring 14 Haas to (1) supplement those responses that plaintiff deems deficient; (2) respond to those requests 15 that he has ignored thus far; and (3) make himself available for deposition without further delay. 16
The Federal Rules generally allow for broad discovery regarding "any non-privileged matter 19 that is relevant to any party's claim or defense . . . . For good cause, the court may order discovery 20 on any matter relevant to the subject matter involved in the action." Fed. R. Civ. P. 26(b)(1). 21
This DDJR concerns Probuilders' Request for Admissions ("RFAs"), Set 1, and Interrogatories, Set 1. Plaintiff contends it served RFAs, Set 1 and Interrogatories, Set 1 on may 4, 24
However, Probuilders contends that the responses to Requests for Admissions Nos. 12, 29, 30, 33, 26
Upon consideration of the DDJRs and the documents provided, the court rules as follows. 2011. Dkt. No. 87, p. 2. Haas, acting through counsel, did respond to these discovery requests. Id. 25 34, 37, 38, 41-44, 46, 50, 54, 58, 62, 66, 70, 74, 78, 82, 86, 90, 94, 102, 106, 110, 114, 118, 122, 2
125, 129, 131, 135, 139, 143, and 147 are deficient. Id. In addition, plaintiff contends that Haas's 3 responses to Interrogatories 1-6 are deficient. Id. According to plaintiff, Haas's former counsel 4 agreed to supplement Haas's responses to some of the RFAs and Interrogatory #6 before 5 withdrawing, but Haas has since told plaintiff's counsel that he does not know whether he is willing 6 to supplement his responses. Id. at 3. According to the DDJR #1, Probuilders served its RFAs, Set 1 7 and Interrogatories, Set 1 on May 4, 2011. Id. at 7. Probuilders now requests that Haas supplement 8 his responses to some of the above RFAs*fn3 and Interrogatories 1-6. 9
"[A] party may not refuse to admit or deny a request for admission based upon a lack of 10 personal knowledge if the information relevant to the request is reasonably available to him. Asea, Inc. v. Southern Pacific Transp. Co., 669 F.2d 1242, 1245 (9th Cir. 1981) (citing 8 C. Wright & A.
Miller, Federal Practice and Procedure § 2261, at 731 (1970)). "'[A] reasonable burden may be 13 imposed on the parties when its discharge will facilitate preparation for trial and ease the trial 14 process.'" Id. (citing Advisory Committee's Note to Fed. R. Civ. P. 36(a)). "[T]o aid the quest for 15 relevant information parties should not seek to evade disclosure by quibbling and objection. They 16 should admit to the fullest extent possible, and explain in detail why other portions of a request may 17 not be admitted." Marchand v. Mercy Medical Ctr., 22 F.3d 933, 938 (9th Cir. 1994) (citing 18 Haas objected to the above-listed RFAs on the grounds that terms like "named," "independent contractor" and "work" are vague and ambiguous. He also objects that the RFAs 21 which seek to determine whether the subcontractors provided proof of insurance are "premature." 22
RFAs seek admission of discrete facts, such as: (1) the specific subcontractors who worked on the 24 Levine project; (2) when the various subcontractors began working with R.J. Haas Corp.; and (3) 25 whether those subcontractors provided proof of insurance and executed hold harmless agreements 26 with the Haas defendants. These issues are clearly relevant to the plaintiff's claims. The terms used 27
Holmgren v. State Farm Mutual Automobile Ins. Co., 976 F.2d 573, 579-81 (9th Cir. 1992)). 19 These objections are precisely the sort of "quibbling" that the federal courts disfavor. The relevant 23 in the RFAs are not vague or ambiguous. Moreover, to the extent that Haas contends the requests 2 are premature because discovery "has only recently begun," almost a year has gone by since 3 plaintiff propounded these discovery requests. See Dkt. No, 87, Exh C. Since Haas did not 4 participate in the production of DDJR #1, the court cannot conclude that he is currently arguing that 5 the RFAs are still "premature." Haas's refusal to provide supplemental responses has frustrated 6 plaintiff's ability to pursue its case and has wasted judicial resources by stalling the case's progress. 7
Accordingly, because the RFAs appear to be relevant, timely, and neither vague nor 8 ambiguous, the court ORDERS Haas to provide supplemental responses to RFAs 12, 41-44, 46, 50, 9 143, and 147, per Probuilders's request. Haas shall submit his supplemental responses within 14 days from the date of this order.
Next, Haas objects to Interrogatories 1-6 on the grounds that they are compound, vague and 13 ambiguous, and refers Probuilders to his "records for the Levine Project." See Dkt. No. 87, Exh. D. 14
When responding to an interrogatory, the respondent must answer each one "separately and fully in 15 writing under oath." Fed. R. Civ. P. 33(b)(3). "[W]hen a response to an interrogatory may be 16 derived from business records and when the burden of deriving the answer from the records is 17 substantially the same for both sides, the production of these records sufficiently answers the 18 interrogatory." Govas v. Chalmers, 965 F.2d 298, 302 (7th Cir. 1992). However, the respondent 19 must also label and organize the responsive documents so as to make them identifiable and useful to 20 the requesting party. Id. A "shotgun 'default to the documents' approach to answering a factual 21 contention interrogatory does not satisfy [a party's] obligation to articulate the facts . . . in an 22 explicit, responsive, complete, and candid manner." Anderson v. Fresno County, 2007 U.S. Dist. 23 Not only are Haas's boilerplate objections and reference to documents inappropriate under 25 the above standard, Hass still has not provided any records to Probuilders. He told Probuilders in 26 p. 6. As noted above, almost a year has gone by since Haas received the first set of Interrogatories. 28 Certainly adequate time has now elapsed that he can provide adequate supplemental responses, 54, 58, 62, 66, 70, 74, 78, 82, 86, 90, 94, 98, 102, 106, 110, 114, 118, 122, 125, 129, 131, 135, 139, 10 LEXIS 49879, *9 (E.D. Cal. June 28, 2007). 24 November 2011 that he needed more time to review his files before he could respond. Dkt. No. 87, 27 including those documents necessary to support those responses. Accordingly, the court ORDERS 2 Haas to provide supplemental responses to Interrogatories 1-6, including the necessary supporting 3 documents, within 14 days from the date of this order. 4
DDJR #2 concerns plaintiff's requests for production of documents ("RFPs"), Set 1.
Probuilders contends that it served the RFPs, Set 1 on Haas on May 4, 2011. Plaintiff's counsel 7 conferred with Haas's former counsel in October 2011, at which time Haas's counsel indicated that 8
"logistical issues" had prevented Haas from providing the responsive documents within the original 9 deadline. Dkt. No. 89, p. 2. After Haas's counsel withdrew, Haas notified plaintiff's counsel that he 10 would produce all non-privileged documents from his defense counsel's file in the underlying action by November 30, 2011. Id. p. 3. The parties appeared to have agreed that this set of documents "would include all of Mr. Haas's documents responsive" to the RFPs, Set 1. Id. Haas has not 13 provided any documents in response to the RFPs, Set 1, nor did he participate in the production of 14 the DDJR #2. 15 Fed. R. Civ. P. 34(a)(1) permits a party to request to produce documents that are "in the 16 responding party's possession, custody, or control." The responding party must respond within 30 17 days of the request. Fed. R. Civ. P. 34(b)(2)(A). Haas has failed to provide any response to the 18 RFPs, Set 1 other than a set of boilerplate responses that state Hass will "produce any documents 19 responsive to this request in his possession, custody or control." Dkt. No. 89, Exh. A. It has been a 20 year since the request was issued, and nearly six months since the date by which Haas told plaintiffs 21 he would produce the responsive documents. Haas has not offered any explanation for his lengthy 22 delay. 23
Accordingly, Haas is ORDERED to produce all responsive documents to the RFPs, Set 1. As
24 the parties have agreed that the non-privileged portion of Haas's defense counsel's file in the 25 underlying action constitute a complete response to the RFPs, Set 1, Haas shall produce this set of 26 documents as well as a privilege log for any documents he contends are privileged within 14 days of 27 the date of this order. 28
2 a party to request to produce documents that are "in the responding party's possession, custody, or 3 control." The responding party must respond within 30 days of the request. Fed. R. Civ. P. 4
Probuilders contends that Haas has failed to respond to its RFPs, Set 2, which it propounded
6 on October 28, 2011. Dkt. No. 92, p. 2. Haas's responses were due on November 30, 2011, nearly 7 six months ago. Id. Haas has ignored plaintiff's repeated attempts to meet and confer to resolve this 8 issue, and he has not offered this court any explanation for his undue delay and failure to respond. 9
RFPs, Set 2 within 14 days of the date of this order. In addition, Haas shall produce a privilege log for all documents he withholds on the basis of privilege, also within 14 days from the date of this order. 13
Probuilders states that it first noticed Haas's deposition for September 27, 2011. Dkt. No. 93, p. 2. 16 Lloyd's of London in a Third Party Complaint. Id.; see also Dkt. No. 73 ("Third Party Complaint"). 18
Probuilders then rescheduled Haas's deposition for January 4, 2012. Dkt. No. 93, p. 2. Probuilders 19 contends that it has always asserted that Haas should be deposed prior to conducting mediation, and 20 that the mediation deadline has been continued twice to allow Haas's deposition to occur before 21 mediation. Id. Two weeks before the January 4 deposition, Haas again advised Probuilders he need 22 to reschedule, due to medical treatment for pneumonia. Id. Probuilders agreed to defer the 23 deposition until late January, but no deposition was scheduled. In early February, Probuilders met 24 and conferred with Haas for one hour, at which point Haas agreed to propose new dates for his 25 deposition by February 13, and agreed that his deposition would occur before the then-scheduled 26
March 15 mediation session. Id. Haas failed to provide any proposed dates, and when Probuilders 27 contacted Haas, Haas indicated that he would "be unavailable to be deposed before April." Id. at 2-28 DDJR #3 concerns plaintiff's RFPs, Set 2. As stated above, Fed. R. Civ. P. 34(a)(1) permits 34(b)(2)(A). 5
Accordingly, Haas is now ORDERED to produce all documents responsive to plaintiff's
DDJR #4 concerns Haas's alleged failure to make himself available for deposition.
Plaintiff then agreed to continue the deposition to allow Haas to name Certain Underwriters of 3. Mediation did occur on March 15, at which point the case partially settled, but Haas has yet to be 2 deposed. Probuilders has notified this court that it has noticed Haas's deposition for late May, 2012. 3 R. Civ. P. 37 permits a party to move to compel a deponent to answer questions. Fed. R. Civ. P. 5 A party may depose an opposing party without leave of court. Fed. R. Civ. P. 30(a)(1). Fed. 37(a)(3)(B)(i). Repeated last-minute cancellations of scheduled depositions have been held to 6 constitute a "failure to appear." Henry v. Gill Industries, Inc., 983 F.2d 943, 947 (9th Cir. 1993). 7 8 repeatedly rescheduled Haas's deposition at Haas's request. Despite its express wish to depose Haas 9 before conducting mediation, Probuilders participated in mediation on March 15, 2012 even though 10 it had not yet had an opportunity to depose Haas. Although Haas may have had legitimate reasons for wishing to continue his deposition, such as illness and his attempt to retain new counsel (which he has apparently still not done), he cannot be permitted to stall litigation and waste the parties' 13 finite time to conduct discovery by continuing to refuse to make himself available for deposition. 14
Haas has had ample time to retain new counsel and prepare for deposition. He still has several 15 weeks before the currently-scheduled deposition is set to occur. As he has refused to participate in 16 the production of this DDJR, the court cannot conclude that he has a valid reason not to appear at 17 the upcoming deposition. 18
DISCOVERY DISPUTE JOINT REPORT #5
DDJR #5 concerns Haas's alleged failure to respond to plaintiff's RFPs, Set 3, and Interrogatories, Set 2. Probuilders contends it propounded its RFPs, Set 3 on November 23, 2011, 22 and its Interrogatories, Set 2 on December 13, 2011. Dkt. No. 94, p. 2. Haas's responses were due 23 on December 26, 2011 and January 13, 2012, respectively, but he has yet to respond to either 24 discovery request. Id. at 2-3. The parties met and conferred for one hour on February 9, 2012 to 25 discuss Haas's failure to respond, at which time Haas indicated that he had yet to decide whether he 26 would respond. Id. at 3. Haas has participated in the generation of DDJR #5, and argues that it 27
He also makes reference to boilerplate objections he may have to the discovery requests. Id. at 4-5.
Over seven months have passed since Haas's original deposition date. Probuilders has Accordingly, Haas is ORDERED to appear for the currently-scheduled deposition.
"would be unfair and overly burdensome to provide third party responses without counsel." Id. at 4. 28
2 that are "in the responding party's possession, custody, or control." The responding party must 3 respond within 30 days of the request. Fed. R. Civ. P. 34(b)(2)(A). When responding to an 4 interrogatory, the respondent must answer each one "separately and fully in writing under oath." 5 Fed. R. Civ. P. 33(b)(3). "[W]hen a response to an interrogatory may be derived from business 6 records and when the burden of deriving the answer from the records is substantially the same for 7 both sides, the production of these records sufficiently answers the interrogatory." Govas v. 8 Haas apparently fails to understand that he is obligated under the Federal Rules of Civil Procedure to respond to discovery requests. If he has objections, he must state them in his responses, and he must provide those responses in a timely manner. The fact that he has apparently been seeking to retain new counsel for over five months does not give him license to ignore plaintiff's 13 discovery requests entirely. 14
15 within 14 days from the date of this order. He shall also produce a privilege log for any documents 16 he withholds on the basis of privilege. He shall also provide separate and complete answers to 17 plaintiff's Interrogatories, Set 2 within 14 days from the date of this order. 18
Based on the foregoing, IT IS ORDERED THAT:
1. Within 14 days from the date of this order, Haas must: (a) provide supplemental responses to plaintiff's RFAs 12, 41-44, 46, 50, 54, 58, 62, 66, 70, 74, 78, 82, 86, 90, 94, 98, 102, 106, 110, 114, 118, 122, 125, 129, 131, 135, 139, 143, and 147; (b) provide supplemental responses to Interrogatories, Set 1, Nos. 1-6; (c) provide responses to plaintiff's RFPS, Sets 1, 2, and 3; (d) provide responses to Interrogatories, Set 2; and
2. Haas must appear for the currently-scheduled deposition without further excuse or delay. Haas's stonewalling is not to be condoned, and lack of legal representation is no excuse. Probuilders may notice a motion for sanctions under Civil L. R. 7-8. 28 As stated above, Fed. R. Civ. P. 34(a)(1) permits a party to request to produce documents Chalmers, 965 F.2d 298, 302 (7th Cir. 1992). 9
Accordingly, Haas is ORDERED to provide documents in response to plaintiff's RFPs, Set 3
C10-05533 EJD (HRL) Notice will be electronically mailed to:
George Yaron firstname.lastname@example.org Aslan Bananzadeh email@example.com 3 James Silverstein firstname.lastname@example.org Chip Cox email@example.com 4 Kim Dincel firstname.lastname@example.org Randall Willoughby email@example.com 5 2 Counsel are responsible for distributing copies of this document to co-counsel who have not 6 registered for e-filing under the court's CM/ECF program.