IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF CALIFORNIA
May 30, 2012
CARL WICKLUND, PLAINTIFF,
QUEEN OF THE VALLEY MEDICAL CENTER, AT AL.,
The opinion of the court was delivered by: Kendall J. Newman United States Magistrate Judge
ORDER AND FINDINGS AND RECOMMENDATIONS
Plaintiff is a state prisoner, proceeding without counsel, with a civil rights action pursuant to 42 U.S.C. § 1983. Pending before the court is the December 28, 2011 summary judgment motion filed by defendants Queen of the Valley Medical Center and NorthBay Healthcare ("NorthBay").
On February 3, 2012, plaintiff filed a motion for an extension of time to file an opposition to defendants' summary judgment motion. On February 29, 2012, the undersigned granted plaintiff a thirty day extension of time to file an opposition. Thirty days passed and plaintiff did not file an opposition. Accordingly, on April 11, 2012, the undersigned recommended that this action be dismissed. On April 12, 2012, plaintiff filed his opposition to defendants' summary judgment motion and a request to deem his motion timely. Good cause appearing, the April 12, 2012 findings and recommendations are vacated and plaintiff's opposition is deemed timely.
For the following reasons, the undersigned recommends that defendants' summary judgment motion be granted.
II. Legal Standard for Summary Judgment
Summary judgment is appropriate when a moving party establishes that the standard set forth in Federal Rule of Civil Procedure 56(c) is met. "The judgment sought should be rendered if . . . there is no genuine issue as to any material fact, and that the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c).
Under summary judgment practice, the moving party always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of "the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any," which it believes demonstrate the absence of a genuine issue of material fact.
Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). "[W]here the nonmoving party will bear the burden of proof at trial on a dispositive issue, a summary judgment motion may properly be made in reliance solely on the 'pleadings, depositions, answers to interrogatories, and admissions on file.'" Id. Indeed, summary judgment should be entered, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial. See id. at 322. "[A] complete failure of proof concerning an essential element of the nonmoving party's case necessarily renders all other facts immaterial." Id. at 323. In such a circumstance, summary judgment should be granted, "so long as whatever is before the district court demonstrates that the standard for entry of summary judgment, as set forth in Rule 56(c), is satisfied." Id.
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually exists. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to establish the existence of such a factual dispute, the opposing party may not rely upon the allegations or denials of its pleadings, but is required to tender evidence of specific facts in the form of affidavits, and/or admissible discovery material, in support of its contention that the dispute exists. See Fed. R. Civ. P. 56(e); Matsushita, 475 U.S. at 586 n.11. The opposing party must demonstrate that the fact in contention is material, i.e., a fact that might affect the outcome of the suit under the governing law, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); T.W. Elec. Serv., Inc. v. Pacific Elec. Contractors Ass'n, 809 F.2d 626, 630 (9th Cir. 1987), and that the dispute is genuine, i.e., the evidence is such that a reasonable jury could return a verdict for the nonmoving party, see Wool v. Tandem Computers, Inc., 818 F.2d 1433, 1436 (9th Cir. 1987).
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial." T.W. Elec. Serv., 809 F.2d at 630. Thus, the "purpose of summary judgment is to 'pierce the pleadings and to assess the proof in order to see whether there is a genuine need for trial.'" Matsushita, 475 U.S. at 587 (quoting Fed. R. Civ. P. 56(e) advisory committee's note on 1963 amendments).
In resolving a summary judgment motion, the court examines the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed. See Anderson, 477 U.S. at 255. All reasonable inferences that may be drawn from the facts placed before the court must be drawn in favor of the opposing party. See Matsushita, 475 U.S. at 587. Nevertheless, inferences are not drawn out of the air, and it is the opposing party's obligation to produce a factual predicate from which the inference may be drawn. See Richards v. Nielsen Freight Lines, 602 F. Supp. 1224, 1244-45 (E.D. Cal. 1985), aff'd, 810 F.2d 898, 902 (9th Cir. 1987). Finally, to demonstrate a genuine issue, the opposing party "must do more than simply show that there is some metaphysical doubt as to the material facts . . . Where the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no 'genuine issue for trial.'" Matsushita, 475 U.S. at 586 (citation omitted).
A. Plaintiff's Claims
This action is proceeding on the amended complaint filed October 13, 2010. (Dkt. No. 10.) Plaintiff alleges that in 2005, he began experiencing chest pain. Plaintiff alleges that for the next few years, he continued to suffer from chest and lung pain. Plaintiff alleges that on May 4, 2009, he was taken to Vaca Valley Hospital because he suffered a heart attack. Plaintiff alleges that seven days later, he was taken to defendant Queen of the Valley Hospital where he underwent an angioplasty. Plaintiff alleges that the angioplasty resulted in damage to plaintiff's heart that forced doctors to perform an emergency by-pass operation.
Plaintiff alleges that on September 28, 2009, he was taken to defendant Northbay where a pace-maker was installed in his chest. Plaintiff allegedly did not know what procedure was being performed until after the surgery.
Plaintiff alleges that defendant Queen of the Valley Hospital has a policy of having unqualified surgeons perform surgery on inmates. Plaintiff alleges that he suffered injuries as a result of this policy following his angioplasty and emergency by-pass surgery. Plaintiff alleges that defendant Northbay has a policy of allowing doctors to perform experimental or unnecessary surgery. Plaintiff alleges that he was injured as a result of this policy because the installation of his pacemaker was unnecessary and has made his life-threatening condition more severe.
B. Undisputed Facts
Defendants' summary judgment motion contains a statement of undisputed facts. Plaintiff's opposition is not verified and nor does it contain a statement of undisputed facts. Plaintiff's opposition also does not include any evidence. To the extent appropriate, the undersigned considers plaintiff's verified amended complaint in determining the undisputed and disputed facts. See Schroeder v. McDonald, 55 F.3d 454, 460 & nn.10--11 (9th Cir. 1995) (treating plaintiff's verified complaint as opposing affidavit where, even though verification not in conformity with 28 U.S.C. § 1746, plaintiff stated under penalty of perjury that contents were true and correct, and allegations were not based purely on his belief but on his personal knowledge).
Defendant Queen of the Valley Hospital Policies
The physicians and surgeons who provide patient care at defendant Queen of the Valley Hospital are independent contractors. (Dkt. No. 27-4 at 49.) Before a physician can admit and treat a patient at defendant Queen of the Valley Hospital, he or she must apply for and be granted staff privileges. (Id.)
When a physician applies for staff privileges at defendant Queen of the Valley Hospital, they are subjected to the credentialing process set forth in defendant's Bylaws. (Id.) All applications for medical staff at defendant Queen of the Valley Hospital are reviewed by the Credentialing Committee, the Medical Staff Executive Committee ("MSEC"), and defendant's Board of Trustees. (Id.) Upon receipt of an application, the Credentials Committee examines the character, professional competence, malpractice history, qualifications and ethical standing of the physician who is applying for staff privileges. (Id.) The Credentials Committee then transmits to the MSEC the completed application and a recommendation as to whether the physician should be granted privileges. (Id.) The MSEC then reviews the recommendations of the Credentials Committee and determines whether to recommend to the Board of the Trustees that the physician receive staff privileges. (Id. at 49-50.) If the MSEC issues a favorable recommendation, and the Board of Trustees concurs, then the physician will be granted staff privileges. (Id. at 50.)
In order to obtain staff privileges at defendant Queen of the Valley Hospital, the physician must demonstrate that he is a professionally competent practitioner who continuously meets the qualifications, standards and requirements set forth in the Bylaws. (Id.) In particular, the practitioner must be licensed to practice as a physician in the State of California, must document their background, experience, training and demonstrated competence, their adherence to the ethics of the profession, their good reputation, their physical and mental health, and their ability to work with others. (Id.)
Defendant Queen of the Valley Hospital carries out periodic re-credentialing of clinical privileges. (Id.)
Dr. Dassah is a cardiologist who had staff privileges to admit and treat patients under his care at defendant Queen of the Valley Hospital in May 2009. (Id. at 51.) Dr. Dassah's privileges as of May 2009 at defendant Queen of the Valley Hospital extended to the treatment of all of his patients, including but not limited to inmates of the California Department of Corrections and Rehabilitation ("CDCR"), with whom he had a contract. (Id.)
Before being granted staff privileges at defendant Queen of the Valley, Dr. Dassah went through the same credentialing process as all other physicians seeking staff privileges, and it was determined that he met all the necessary qualifications, standards and requirements, and was subject to the periodic re-credentialing process. (Id.)
Dr. Srebro is a cardiologist who had staff privileges to admit and treatment patients, including CDCR inmates, under his care at defendant Queen of the Valley Hospital in May 2009. (Id.) Dr. Deeik and Dr. Klingman also had staff privileges to admit and treat patients, including CDCR inmates, under their care at defendant Queen of the Valley Hospital in May 2009. (Id.) Dr. Srebo, Dr. Deeik and Dr. Klingman went through defendant Queen of the Valley Hospital's credentialing process before being granted staff privileges. (Id.)
Defendant Queen of the Valley does not have a policy that permits physicians with staff privileges to provide medical care to patients, including CDCR inmates, that falls below the professional standard of care. (Id.)
Defendant NorthBay Policies
Defendant Northbay is a non-profit healthcare organization that operates hospital facilities and provides personnel to assist physicians and surgeons in the treatment of their patients. (Dkt. No. 27-5 at 14.) All physicians and surgeons furnishing services to patients at defendant NorthBay's hospitals are independent contractors. (Id.)
Before a physician or surgeon can admit and treat his or her patients at defendant NorthBay's hospitals, he or she must apply for staff privileges. (Id.) Defendant NorthBay, through its medical staff, fully evaluates all physicians and surgeons who have applied or re-applied for staff privileges before granting any such privileges to them. (Id.) Defendant NorthBay only extends staff privileges to professionally competent practitioners who continuously meet the necessary qualifications, standards and requirements. (Id.) Practitioners must be licensed to practice as physicians in the State of California, must document their background, experience, training, demonstrate competence both in general and as to specified invasive procedures, and demonstrate their adherence to the ethics of the medical profession and be of sound mental and physical health. (Id. at 14-15.)
Dr. Dassah is a physician who has staff privileges to admit and treat patients at defendant NorthBay's hospitals. (Id. at 15.) Dr. Dassah's privileges at defendant NorthBay extend to the treatment of all of his patients, including inmates of the CDCR, with whom he had a contract at the time in question. (Id.)
Before being granted staff privileges, Dr. Dassah was subjected to the same credentialing process as all other physicians seeking staff privileges, and it was determined that he met all the necessary qualifications, standards and requirements. (Id.)
Defendant NorthBay does not have any policies that permit its independent contractor physicians to perform unnecessary surgeries. (Id.) Experimental surgeries can only be performed after the Institutional Review Board reviews and approves the proposed procedures. (Id.)
Defendant NorthBay does participate with other hospitals, schools and public agencies in the training of health care professionals. (Id.) This participation is undertaken by defendant NorthBay as part of its commitment to serve the long-term health care needs of the community. (Id.) Medical students and physicians in residency programs at times provide care to patients hospitalized at defendant NorthBay under the supervision of a licensed health care professional. (Id.) However, any such student or resident care is only provided if the patient first provides their written consent. (Id.)
No medical students or residents participated in or observed the catheterization and implantable cardioverter-defibrillator implantation which Dr. Dassah performed on plaintiff on September 28, 2009, and February 26, 2010, respectively. (Id. at 16.)
On May 5, 2009, plaintiff was admitted to Vaca Valley Hospital emergency department after he suffered a heart attack. (Dkt. No. 27-4 at 55.) Plaintiff was transferred to the Intensive Care Unit ("ISU") where he had an episode of nonsustained ventricular tachycardia (fast heart rhythm which self-terminates within 30 seconds). (Id.) In order to evaluate plaintiff's cardiac function, plaintiff underwent an echocardiogram (sonogram of the heart) which demonstrated an ejection fraction (percentage of blood pumped out of a filled ventricle with each heartbeat) in the left ventricle of approximately 45%. (Id.) It was suspected that plaintiff may have an underlying fixed lesion. (Id.) In order to identify and manage his condition, it was thought that plaintiff may benefit from cardiac catheterization (insertion of catheter into chamber or vessel of the heart). (Id.)
On or about May 8, 2009, plaintiff was admitted to defendant Queen of the Valley Hospital where Dr. Dassah would perform the cardiac catheterization. (Id. at 56). On May 10, 2009, plaintiff consented to having cardiac catheterization with possible percutaneous coronary intervention or angioplasty. (Id. at 85-86 (plaintiff's signed consent form).)
On May 10, 2009, Dr. Dassah performed the cardiac catheterization. (Id. at 55.) The left catheterization study revealed that plaintiff's right coronary artery had 90% proximal stenosis (when an artery is severely narrowed). (Id.) The area had significant tortuosity (twists and turns) and percutaneous coronary intervention, and angioplasty (non-surgical procedure used to restore blood flow to narrowed arteries) would be difficult. (Id.)
Angioplasty is indicated on patients with unstable or coronary disease and who have a single vessel coronary artery blocked. (Id.) The procedure is performed by feeding a small balloon through blood vessels to the point of the blockage. (Id.) The balloon is then inflated to open the artery. (Id.) If necessary, a stent (wire mesh tube) is inserted and left to keep the artery from closing up again. (Id.)
Shortly thereafter, on May 10, 2009, Dr. Dassah performed a coronary angiography (test using dye and special x-rays to show the inside of the coronary arteries), which revealed a single coronary artery blocked. (Id.) Therefore, Dr. Dassah proceeded with balloon angioplasty on plaintiff. (Id.) The guided catheter, wire and balloon were inserted into the right coronary artery, but with extreme difficulty due to the tortuosity of the vessel. (Id.) Insertion of the stent past the guiding catheter was attempted, but was unsuccessful due to the tortuous vessel. (Id. at 56-57.) Plaintiff's right coronary artery suffered a spiral dissection in the tortuous area of the artery, which is a known complication. (Id. at 57.) Because of the complicated procedure, Dr. Dassah contacted cardiologist Dr. Srebro to assist him with inserting the wire beyond the tortuous area. (Id.)
Dr. Srebro attempted a series of manipulations to open the vessel. (Id.) However, the stent could not be successfully placed because the vessel was "corkscrew" with "multiple tortuousities" and many "bends, twists and turns" in multiple locations. (Id.) Dr. Dassah and Dr. Srebro decided that further attempts to insert the stent would not be appropriate because plaintiff was stable and the vessel resisted intervention. (Id.) At conclusion of the case, the vessel was patent (open) and appropriate blood flow was present. (Id.) Plaintiff was transferred to the ICU in a stable position. (Id.)
On May 11, 2009, Dr. Dassah and Dr. Srebro determined that plaintiff was still having chest pain and that bypass surgery would be the safest method for re-establishing adequate coronary bloodflow. (Id.) Plaintiff was seen by cardio-vascular surgeon, Dr. Deeik, and after lengthy discussions with Dr. Dassah, it was determined that by-pass surgery was the safest way to proceed. (Id.)
Later on May 11, 2009, Dr. Dassah performed a single vessel coronary artery bypass, assisted by Dr. Klingman. (Id.) Plaintiff tolerated the procedure well and was transferred to the ICU without complications. (Id.)
On May 14, 2009, plaintiff was discharged in stable condition to California State
Prison-Solano ("CSP-Solano"). (Id.)
On or about July 15, 2009, plaintiff underwent an echocardiogram at defendant Queen of the Valley Hospital which revealed that he had moderate left ventricular dysfunction with a decreased ejection fraction of 30-35% with global hypokinesis (diminished movement of the heart). (Id. at 58-59.) The left ventricular ejection ("LVEF") in a healthy person is 55-70%. (Id. at 59.) Patients with ejection fractions of 40-45% have mildly depressed ejection fractions. (Id.) Patients with ejection fractions of 30-40% have moderately depressed ejection fractions. (Id.) In general, the lower the patient's ejection fraction, the worse the prognosis. (Id.) Patients with ejection fractions of less than 35% have a substantial increase in incidents of sudden cardiac death. (Id.)
On or about September 11, 2009, a physician request for services was submitted at CDCR for plaintiff to receive an implantable cardioverter defibrillator ("ICD") (a device similar to a pacemaker). (Id.) In the request, it was noted that plaintiff had a LVEF of 30% based on the July 2009 study. (Id.) This was indicative of ischemic cardiomyopathy (when the heart's ability to pump blood is decreased because the left ventricle is enlarged, dilated or weak). (Id.) It was also noted that plaintiff had undergone coronary artery bypass graft surgery in May 2009. (Id.)
On September 25, 2009, plaintiff had an electrocardiogram (a test that records the heart's electrical activity), which revealed an age-indeterminate heart attack. (Id.) The test also revealed lateral T Wave (representing ventricular repolarisation) changes, which were likely due to myocardial ischemia. (Id.)
On or about September 27, 2009, plaintiff had a consultation with Dr. Dassah regarding implantation of a defibrillator. Plaintiff's latest ejection fraction was about 30% and plaintiff was experiencing dizziness and fainting episodes. Dr. Dassah suspected that plaintiff had premature ventricular contraction ("PVC"). The low ejection fraction met the criteria of the Multicenter Automatic Defibrillator Implantation Trial II ("MADIT-II), a trial which showed the lifesaving benefits of defibrillators. Dr. Dassah recommended that plaintiff be admitted to defendant NorthBay for implantation of the defibrillator for primary prevention.
On or about September 28, 2009, Dr. Dassah performed an implantation of the implantable cardioverter defibrillator on plaintiff at defendant Northbay. (Id. at 60.) The procedure was uneventful, and the defibrillator was tested by E. Nelson, a technician from Boston Scientific. (Id.) On or around September 29, 2009, plaintiff was doing well after the procedure and the defibrillator was functioning normally. (Id.) Dr. Dassah ordered that plaintiff could be discharged from defendant NorthBay to CSP-Solano. (Id.)
On or around February 12, 2010, an urgent physician request for services was submitted to CDCR for plaintiff to undergo cardiac catheterization. (Id. at 61.) It was noted in the request that a cardiac nuclear imaging scan (a test which shows how well blood flows to the heart) conducted on October 10, 2009 revealed moderate ischemia (reduced blood flow to the heart). (Id.)
On or about February 26, 2010, plaintiff was admitted by Dr. Dassah to defendant NorthBay for cardiac catheterization because of chest discomfort and an abnormal nuclear stress test. (Id.) Dr. Dassah performed the procedure without complications. (Id.) The left coronary artery showed good blood flow without occlusive or pre-occlusive lesions (blockages). (Id.) However, the right coronary artery was totally occluded, but the saphenous vein graft to the posterior descending branch was lively patent with good flow (meaning that the bypass surgery had been effective). (Id.) The result of the coronary angiography showed good global left ventricular blood flow, and Dr. Dassah continued medical therapy (which meant that no further coronary procedures were necessary). (Id.)
C. Analysis--Eighth Amendment Claim
1. Are Defendants State Actors?
At the outset, the undersigned must address whether defendants are state actors subject to liability under 42 U.S.C. § 1983
An essential element of an action brought under 42 U.S.C. § 1983 is that the defendant accused of violating the plaintiff's constitutional rights acted under color of state law. See Gomez v. Toledo, 446 U.S. 635, 640 (1980). Action taken by private individuals or organizations may be under color of state law "if, though only if, there is such a close nexus between the State and the challenged action that seemingly private behavior may be fairly treated as that of the State itself." Brentwood Academy v. Tennessee Secondary Sch. Athletic Ass'n, 531 U.S. 288, 295-96 (2001) (internal quotation and citation omitted). Here, defendants do not dispute that they were acting under color of state law at the time plaintiff received treatment in their facilities. Accordingly, for the purpose of these findings and recommendations, the undersigned assumes that defendants are state actors.
A plaintiff suing a municipality or private entity performing a state function must state facts meeting the test articulated in Monell v. Dep't of Social Services of City of New York, 436 U.S. 658, 691-94 (1978). Under Monell, requisite elements of a § 1983 claim against a municipality or private entity performing a state function are the following: (1) the plaintiff was deprived of a constitutional right; (2) the municipality or entity had a policy or custom; (3) the policy or custom amounted to deliberate indifference to plaintiff's constitutional right; and (4) the policy or custom was the moving force behind the constitutional violation. See Mabe v. San Bernardino County, Dep't of Pub. Soc. Servs., 237 F.3d 1101, 1110-11 (9th Cir. 2001) (citing Van Ort v. Estate of Stanewich, 92 F.3d 831, 835 (9th Cir. 1996) (internal quotation marks omitted)).
2. Was Plaintiff Deprived of a Constitutional Right?
Legal Standard for Eighth Amendment Claim Generally, deliberate indifference to a serious medical need presents a cognizable claim for a violation of the Eighth Amendment's prohibition against cruel and unusual punishment. Estelle v. Gamble, 429 U.S. 97, 104 (1976). According to Farmer v. Brennan, 511 U.S. 825, 847 (1994), "deliberate indifference" to a serious medical need exists "if [the prison official] knows that [the] inmate [ ] face[s] a substantial risk of serious harm and disregards that risk by failing to take reasonable measures to abate it." The deliberate indifference standard "is less stringent in cases involving a prisoner's medical needs than in other cases involving harm to incarcerated individuals because 'the State's responsibility to provide inmates with medical care ordinarily does not conflict with competing administrative concerns.'" McGuckin v. Smith, 974 F.2d 1050, 1060 (9th Cir. 1992) (quoting Hudson v. McMillian, 503 U.S. 1, 6 (1992)), overruled on other grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133 (9th Cir. 1997). Specifically, a determination of "deliberate indifference" involves two elements: (1) the seriousness of the prisoner's medical needs; and (2) the nature of the defendant's responses to those needs. McGuckin, 974 F.2d at 1059.
First, a "serious" medical need exists if the failure to treat a prisoner's condition could result in further significant injury or the "unnecessary and wanton infliction of pain." Id. (citing Estelle, 429 U.S. at 104). Examples of instances where a prisoner has a "serious" need for medical attention include the existence of an injury that a reasonable doctor or patient would find important and worthy of comment or treatment; the presence of a medical condition that significantly affects an individual's daily activities; or the existence of chronic and substantial pain. McGuckin, 974 F.2d at 1059-60 (citing Wood v. Housewright, 900 F.2d 1332, 1337-41 (9th Cir. 1990)).
Second, the nature of a defendant's responses must be such that the defendant purposefully ignores or fails to respond to a prisoner's pain or possible medical need in order for "deliberate indifference" to be established. McGuckin, 974 F.2d at 1060. Deliberate indifference may occur when prison officials deny, delay, or intentionally interfere with medical treatment, or may be shown by the way in which prison physicians provide medical care. Hutchinson v. United States, 838 F.2d 390, 392 (9th Cir. 1988). In order for deliberate indifference to be established, there must first be a purposeful act or failure to act on the part of the defendant and resulting harm. See McGuckin, 974 F.2d at 1060. "A defendant must purposefully ignore or fail to respond to a prisoner's pain or possible medical need in order for deliberate indifference to be established." Id. Second, there must be a resulting harm from the defendant's activities. Id. The needless suffering of pain may be sufficient to demonstrate further harm. Clement v. Gomez, 298 F.3d 898, 904 (9th Cir. 2002).
Mere differences of opinion concerning the appropriate treatment cannot be the basis of an Eighth Amendment violation. Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996); Franklin v. Oregon, 662 F.2d 1337, 1344 (9th Cir. 1981). However, a physician need not fail to treat an inmate altogether in order to violate that inmate's Eighth Amendment rights. Ortiz v. City of Imperial, 884 F.2d 1312, 1314 (9th Cir. 1989). A failure to competently treat a serious medical condition, even if some treatment is prescribed, may constitute deliberate indifference in a particular case. Id.
In order to defeat defendants' motion for summary judgment, plaintiff must "produce at least some significant probative evidence tending to [show]," T.W. Elec. Serv., 809 F.2d at 630, that defendants' actions, or failures to act, were "in conscious disregard of an excessive risk to plaintiff's health," Jackson v. McIntosh, 90 F.3d at 332 (citing Farmer, 511 U.S. at 837).
Analysis-- Treatment at Defendant Queen of the Valley Hospital
Defendants argue that they are entitled to summary judgment because the conduct of their independent contractors at defendant Queen of the Valley Hospital did not violate the Eighth Amendment. As discussed above, plaintiff alleges that he suffered injuries as a result of the angioplasty performed at defendant Queen of the Valley Hospital that forced doctors to perform an emergency by-pass operation.
Defendants argue that the treatment plaintiff received in May 2009 at defendant Queen of the Valley Hospital was appropriate. Defendants have presented expert evidence that the angioplasty procedure performed on plaintiff by Dr. Dassah on May 10, 2009, was medically appropriate. In particular, defendants have submitted the declaration of Dr. Earl Holloway, a physician who is board certified in internal medicine, cardiovascular disease and interventional cardiology. (Dkt. No. 27-4 at 55.) Based on his review of plaintiff's medical records, Dr. Holloway found that the treatment provided by Dr. Dassah was appropriate:
12. In my professional medical opinion, it was medically appropriate for Dr. Dassah to recommend and perform the cardiac catheterization and angioplasty on May , 2009 because percutaneous coronary intervention is the appropriate treatment for acute coronary syndromes (resting chest pain) and single vessel coronary disease.
13. Further, in my professional medical opinion, the cardiac catheterization and angioplasty procedures were performed within the appropriate standard of care. Although Wicklund suffered a spiral dissection of the right coronary artery during the angioplasty, the dissection was not due to any departure from the standard of care by Dr. Dassah. The affected area of the artery had significant tortuosity, which made the angioplasty very difficult. Dissections of the artery are known complications associated with angioplasty. According to the records, this risk was explained to Wicklund and he agreed to go ahead with the procedure. Once the dissection occurred, Dr. Dassah appropriately called in Dr. Srebro to assist him in the complicated procedure. Their decision not to proceed with further stent placement was also medically appropriate. The artery was open and Wicklund was stable at the conclusion of the procedure.
14. In my professional opinion, it was also medically appropriate for Dr. Dassah and Dr. Deeik to recommend coronary artery bypass grafting to Wicklund because the less invasive angioplasty procedure was not successful due to the tortuous nature of Wicklund's artery. The bypass was performed within the appropriate standard of care by Dr. Deeik and Dr. Klingman. Wicklund did not suffer any injury as a result of the procedure. (Dkt No. 27-4 at 58.)
Defendants' expert evidence demonstrates that Dr. Dassah first attempted to perform the angioplasty, a less invasive procedure than the bypass. The angioplasty on plaintiff would be difficult because of the significant tortuosity of plaintiff's artery. A known complication, i.e., dissection, occurred during the procedure. Following the dissection, Dr. Dassah called Dr. Srebro for assistance. Dr. Srebro was unable to place the stent because of the tortuosities in plaintiff's artery. After the angioplasty was unsuccessful, it was determined that plaintiff should undergo a bypass operation. Defendants' expert evidence demonstrates that the treatment he received by defendant Queen of the Valley Hospital's independent contractors in connection with his angioplasty and bypass operation did not constitute deliberate indifference. Rather, defendants' expert evidence demonstrates that plaintiff's treatment was medically appropriate and within the standard of care.
Plaintiff has presented no expert evidence supporting his claim that the treatment he received from Dr. Dassah or any other doctor in connection with his angioplasty and bypass operation demonstrated deliberate indifference or was otherwise inappropriate. Accordingly, based on defendants' unopposed expert evidence, the undersigned finds that defendant Queen of the Valley Hospital should be granted summary judgment as to plaintiff's Eighth Amendment claim on grounds that no constitutional violation occurred.
Analysis -- Treatment at Defendant NorthBay
Defendants argue that they are entitled to summary judgment because the conduct of their independent contractors at defendant NorthBay did not violate the Eighth Amendment. As discussed above, plaintiff alleges that when he was taken to defendant NorthBay on September 28, 2009, he did not know what procedure was to be performed until after surgery. Plaintiff further alleges that implantation of the defibrillator has made his condition more severe. Plaintiff also suggests that implantation of the defibrillator was unnecessary and experimental.
In his opposition, plaintiff states that he signed consent forms at defendants' facilities and that "this is not in question." (Dkt. No. 33 at 5.) Defendants have provided a copy of the consent form plaintiff signed for implantation of the defibrillator. (Dkt. No. 27-5 at 18-20.) Defendants have also submitted a report prepared by Dr. Dassah on September 28, 2009, stating that he explained the risks and benefits of the procedure, and plaintiff agreed to have the procedure done. (Dkt. No. 27-4 at 98.) For these reasons, the undersigned need not address plaintiff's claim that he did not know what procedure was to be performed on September 28, 2009, until after the surgery was performed.
Defendants have presented expert evidence that implantation of the defibrillator was medically necessary. In his declaration Dr. Holloway addresses this issue:
24. In my professional medical opinion, the implantation of the implantable cardioverter defibrillator ("ICD") performed by Dr. Dassah on September 28, 2009 was medically necessary. In particular, the procedure was necessary because Wicklund had decreased left ventricle function as evidenced by an ejection fraction of less than 35%, which is associated with a substantial increase in the risk of sudden cardiac death. (Id. at 61.)
Plaintiff has presented no expert evidence demonstrating that implantation of the defibrillator was improper or made his condition worse. In his opposition, plaintiff argues that at least four other inmates receiving the same defibrillator had it removed because it was "uncalled for." (Dkt. 33 at 4.) Plaintiff also alleges that he recently saw a television show discussing the recall of what plaintiff believes is the same defibrillator as he received. (Id.) These arguments do not demonstrate that implantation of the defibrillator in plaintiff was improper or caused him harm.
In his opposition, plaintiff argues that the fact that a technician from the pacemaker company was present at the time Dr. Dassah installed the defibrillator demonstrates that Dr. Dassah was not entirely familiar with the installation process. In his declaration, Dr. Holloway stated that E. Nelson, a technician from Boston Scientific (the company that manufactured the pacemaker), was present during installation of the pacemaker and tested it after it was installed. (Dkt. No. 27-4 at 60.) That a technician from the pacemaker company was present when it was installed does not demonstrate that Dr. Dassah was not familiar with the installation process.
It appears that plaintiff's argument that he was subject to experimental surgery may be based on the fact that the pacemaker was installed after Dr. Dassah found that plaintiff met the criteria for the Multicenter Automatic Defibrillator Trial II ("MADIT II") (emphasis added). According to defendants, the MADIT II trial showed the lifesaving benefits of defibrillators. Plaintiff's claim that he was a "guinea pig" may be based on his perception that he was part of defibrillator study.
As discussed above, plaintiff consented to implantation of the defibrillator. In addition, defendants have presented evidence that Dr. Dassah discussed the procedure with plaintiff, explaining the risks and benefits. Plaintiff's consent to the procedure, which was explained to him, undermines his claim that he was a "guinea pig." In addition, plaintiff has presented no expert evidence that the fact that he met the criteria for the MADIT II demonstrates that implantation of the defibrillator constituted experimental surgery. Finally, plaintiff has presented no expert evidence demonstrating that he suffered any injury as a result of implantation of the defibrillator. The lack of injury further undermines his claim that implantation of the device was experimental.
In his opposition, plaintiff suggests that because defendant NorthBay permits some experimental surgeries, implantation of his defibrillator was experimental. Plaintiff has presented no evidence to support this claim. Moreover, it is not reasonable to infer from the fact that defendant NorthBay permits some experimental surgeries that implantation of plaintiff's defibrillator was experimental.
Based on defendants' unopposed expert evidence, the undersigned finds that defendant NorthBay should be granted summary judgment as to plaintiff's Eighth Amendment claim on grounds that no constitutional violation occurred.
3. Were Defendants' Policies a Moving Force Behind Any Constitutional Violation?
Defendants argue that even assuming, arguendo, that plaintiff could establish an underlying constitutional violation, the evidence demonstrates that any such violation was not the result of any policy or custom of either defendant.
Defendant Queen of the Valley Policies
Plaintiff alleges that defendant Queen of the Valley Hospital has a policy that permits unqualified surgeons to perform surgery on inmates. Defendants argue that defendant Queen of the Valley does not have a policy that permits physicians with staff privileges to provide medical care to patients, including CDCR inmates, that falls below the professional standard of care.
As discussed above in the section setting forth the undisputed facts, all applications for medical staff at defendant Queen of the Valley Medical Hospital go through a strict credentialing and re-credentialing process before being granted privileges. Plaintiff has presented no evidence in support of his claim that defendant Queen of the Valley Hospital has or had a policy that permitted unqualified surgeons to perform surgery on inmates.
Because the evidence demonstrates that no constitutional violation occurred as a result of any policy or custom of defendant Queen of the Valley Hospital, defendant Queen of the Valley Hospital should be granted summary judgment.
Defendant NorthBay Policies
Plaintiff alleges that defendant NorthBay had a policy of permitting doctors to perform experimental or unnecessary surgery. Defendants argue that defendant NorthBay did not have a policy that permitted doctors to perform experimental or unnecessary surgery.
As discussed above in the section setting forth the undisputed facts, defendant NorthBay also has a strict credentialing process for medical staff before they are granted privileges. In addition, defendant NorthBay permits experimental surgeries only after the Institutional Review Board reviews and approves the proposed procedure.
Because the evidence demonstrates that no constitutional violation occurred as a result of any policy or custom of defendant NorthBay, defendant NorthBay should be granted summary judgment.
D. State Law Claims
Plaintiff argues that defendants committed medical malpractice in violation of state law. Defendants' summary judgment motion addresses the merits of plaintiff's state law claims.
Where the court "has dismissed all claims over which it has original jurisdiction," the court "may decline to exercise supplemental jurisdiction" over plaintiff's state law claims. See 28 U.S.C. § 1367(c). The Ninth Circuit has held that these provisions give federal courts discretion either to retain or to dismiss a case after all federal claims have been dismissed. Albingia Versicherungs AG v. Schenker Int'l, 344 F.3d 931, 937--38 (9th Cir. 2003). When determining whether to retain supplemental jurisdiction, the court is guided by the values "of economy, convenience, fairness, and comity." Acri v. Varian Assocs., 114 F.3d 999, 1001 (9th Cir. 1997) (en banc) (quoting Allen v. City of Los Angeles, 92 F.3d 842, 846 (9th Cir. 1996)) (internal quotation marks omitted).
Because the undersigned has recommended that defendants be granted summary judgment as to plaintiff's constitutional claims, he recommends that the court exercise its discretion and decline to exercise jurisdiction over plaintiff's state law claims. For these reasons, the undersigned need not address the merits of plaintiff's state law claims.
IV. Request for Appointment of Counsel
In his opposition to defendants' summary judgment motion, plaintiff requests the appointment of counsel.
The United States Supreme Court has ruled that district courts lack authority to require counsel to represent indigent prisoners in § 1983 cases. Mallard v. United States Dist. Court, 490 U.S. 296, 298 (1989). In certain exceptional circumstances, the court may request the voluntary assistance of counsel pursuant to 28 U.S.C. § 1915(e)(1). Terrell v. Brewer, 935 F.2d 1015, 1017 (9th Cir. 1991); Wood v. Housewright, 900 F.2d 1332, 1335-36 (9th Cir. 1990).
While the medical issues in this case are not simple, based on defendants' persuasive evidence the undersigned finds that appointment of counsel is not warranted. Therefore, plaintiff's request for the appointment of counsel is denied.
Accordingly, IT IS HEREBY ORDERED that:
1. The April 11, 2011 findings and recommendations (Dkt. No. 32) are vacated;
2. Plaintiff's motion for appointment of counsel (Dkt. No. 33) is denied; and IT IS HEREBY RECOMMENDED that defendants' summary judgment motion (Dkt. No. 27) be granted.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
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