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Roy A. Montes (A.K.A. Raymond Montezello v. Correctional Officer P. Rafalowski


June 25, 2012


The opinion of the court was delivered by: Ronald M. Whyte United States District Judge

E-FILED on 6/25/2012


Roy A. Montes ("plaintiff") petitions the court for a Writ of Habeas Corpus Ad Testificandum, pursuant to 28 U.S.C. §§ 1651(a) & 2241(c)(5). For the reasons set forth below, the 19 court conditionally denies plaintiff's petition, provided that defendants enable plaintiff to testify 20 remotely by videoconference. 21


Plaintiff Roy A. Montes is currently an inmate at Kern Valley State Prison. On May 26, 2008, while incarcerated at Pelican Bay State Prison, plaintiff attempted to kick defendant officer Rafalowski, while Rafalowski was escorting him from the shower back to his cell. Plaintiff alleges 25 that defendant responded to this attempted kick with excessive force, repeatedly punching plaintiff in 26 the face and slamming plaintiff's head against the concrete floor. Plaintiff filed the instant action on 27

March 6, 2009, asserting violation of his civil rights under 42 U.S.C. § 1983. Plaintiff filed an amended complaint on August 22, 2011, asserting three additional California tort claims: assault, 2 battery, and intentional infliction of emotional distress.

4 prison term in November 2005, plaintiff has incurred seven rules violations for violent interactions 5 with other inmates and correctional officers. Plaintiff has also received various CDCR mental health 6 services since beginning his prison term and was, at the time of the relevant incident involving 7 defendant Rafalowski, housed in the Psychiatric Services Unit, which offered the highest level of 8 security housing available in the CDCR system. Plaintiff is no longer in the Psychiatric Services 9

Plaintiff is serving a life sentence for murder. In the six-and-a-half years since beginning his Unit, and is currently housed with the general prison population, in a level IV security facility.

1989), a district court has discretion to issue a writ of habeas corpus ad testificandum to secure the 14 prisoner's presence in court so that he may testify at trial. Wiggins v. County of Alameda, 717 F.2d 15 466, 468 f.n. 1 (9th Cir. 1983); Greene v. Prunty, 938 F. Supp. 637, 638 (S.D. Cal. 1996). Although 16 plaintiff is currently incarcerated in Kern County, which is within the Eastern District of California, 17 the court may, in its discretion, issue a writ "to produce a person incarcerated outside of the district 18 to testify." Greene, 938 F. Supp. at 638. When determining whether to issue a writ of habeas corpus 19 ad testificandum, the Ninth Circuit has directed courts to weigh the following four Ballard Factors: 20

(1) whether the prisoner's presence will substantially further the resolution of the case; (2) the 21 security risks presented by the prisoner's presence; (3) the expense of the prisoner's transportation 22 and safekeeping; and (4) whether the suit can be stayed until the prisoner is released without 23 prejudice to the cause asserted. Wiggins, 717 F.2d at 468 f.n. 1 (citing Ballard v. Spradley, 557 F.2d (enumerating a list of factors analogous to those in Ballard); Greene,938 F. Supp. at 639 (explaining that a writ of habeas corpus ad testificandum is appropriate when "the probative value of


While "imprisonment suspends the plaintiff's usual right to be personally present at judicial proceedings brought by himself or on his behalf," Hernandez v. Whiting, 881 F.2d 768, 770 (9th Cir. 476, 480 (5th Cir. 1977)); see also Muhammad v. Warden, 849 F.2d 107, 113 (4th Cir. 1988) the testimony justifies the expense and security risk associated with transporting an inmate-witness 2 to court from a correctional facility"). 3

In applying these four factors, the court notes at the outset that a stay is not appropriate in 4 this case, given that plaintiff is currently serving a life sentence. Thus, the court turns its attention 5 exclusively to factors one through three. When security concerns and expense become substantial 6 enough considerations, such that they counsel against issuing a writ of habeas corpus ad 7 testificandum, other district and circuit courts are increasingly looking to videoconferencing as a 8 viable alternative to live testimony. See Thornton v. Snyder, 428 F.3d 690, 698 (7th Cir. 2005) (finding that "the district court did not abuse its discretion in conducting the trial by 10 videoconference" when hearing the plaintiff inmate's §1983 action against corrections officials); 11

Twitty v. Ashcroft, 712 F. Supp. 2d 30, 33 (D. Conn. 2009) ("the court finds that expense and 12 security concerns outweigh the plaintiff's interest in physically appearing at trial, particularly in light 13 of the availability of a reasonable alternative, that of having the plaintiff appear by 14 videoconference"). 15

16 and credibility. Courts have noted the limitations of videoconferencing in similar situations. See 17

Edwards v. Logan, 38 F. Supp. 2d 463, 467 (W.D. Va. 1999) ("video conferencing . . . is not the 18 same as actual presence, and it is to be expected that the ability to observe demeanor, central to the 19 fact-finding process, may be lessened in a particular case by video conferencing"). Despite these 20 shortcomings, however, videoconferencing nonetheless facilitates plaintiff's meaningful 21 participation at trial: plaintiff is able to testify, present evidence, and look each juror in the eye. 22

("with video conferencing, [plaintiff] will be virtually present at his trial and will have the ability to 24 confront witnesses, address the jury, and participate fully"). The court also notes that it is not 25 uncommon for testimony to be presented by videotaped depositions. Thus, even when resolution of 26 the case hinges on the jury's ability to judge the veracity of plaintiff's testimony, considerable 27 expense and security concerns may recommend videoconferencing over physical presence. 28

In the instant action, resolution of the issue will significantly depend on individual testimony United States v. Baker, 45 F.3d 837, 843 (4th Cir. 1995); see also Edwards, 38 F. Supp. 2d at 467-68

In the instant case, the security risk posed by plaintiff and the expense associated with 2 transporting plaintiff to the courthouse weigh heavily against issuing a writ of habeas corpus ad 3 testificandum. Plaintiff is currently in a level IV security facility and has a history of violent 4 interactions with both correctional officers and other inmates. Additionally, the Kern Valley 5 litigation coordinator estimates that it would cost approximately $20,000 to safely transport and 6 house plaintiff for the duration of the trial. Allowing plaintiff's participation through video 7 conference would alleviate substantial security risks and much of the cost, without unfairly 8 prejudicing plaintiff by denying the jury adequate opportunity to judge plaintiff's credibility. 9

To minimize any potential unfair advantage in favor of defendants, plaintiff and defendants 0 must confer to discuss whether other witnesses, particularly percipient witnesses, should also appear by videoconference in lieu of making a physical appearance in court. In the event that plaintiff and defendants cannot reach an agreement, either party may file a motion with the court to request that 13 certain other witnesses appear by videoconference. 14


For the foregoing reasons, the court denies plaintiff's petition for writ of habeas corpus ad 16 testificandum, without prejudice, provided that defendants enable plaintiff to testify remotely by 17 videoconference. Defendants' counsel is to make videoconferencing arrangements and notify 18 plaintiff's counsel and the court with all relevant details. Defendants' counsel may contact the 19 courtroom deputy, Jackie Garcia, 408-535-5375, or Jackson Xu, the court's IT specialist, 408-535-20 5384, to learn what, if any, equipment is located at the court that could assist in setting up 21 videoconferencing. Defendants' counsel must notify the court by no later than July 11, 2012 22 regarding the arrangements they have made. 23



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