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Securities and Exchange Commission v. Anthony Vassallo

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF CALIFORNIA SACRAMENTO


December 17, 2012

SECURITIES AND EXCHANGE COMMISSION, PLAINTIFF
v.
ANTHONY VASSALLO, ET AL,
DEFENDANTS.

The opinion of the court was delivered by: Judge: Hon. Lawrence K. Karlton

ORDER APPROVING RECEIVER STEPHEN E. ANDERSON'S SEVENTH INTERIM REPORT FILED ON Time 10:00 a.m. Courtroom: 4

NOVEMBER 7, 2012

The Seventh Interim Report of Receiver Stephen E. Anderson ("Receiver"), Receiver for Equity Investment Management and Trading, Inc. ("EIMT"), came on regularly for hearing on December 17, 2012 at 10:00 a.m. in Courtroom 4 of the above-entitled Court, located at 501 I Street, Sacramento, California, 95814, with Jamie L. Dupree appearing on behalf of Receiver; Having reviewed Receiver's Seventh Interim Report filed November 7, 2012, and having 23 heard the argument of counsel, and 24 FOR GOOD CAUSE SHOWN, the Court hereby finds and orders as follows: Adequate and proper notice of this hearing was provided to interested parties.

Receiver's Seventh Interim Report filed on November 7, 2012, is hereby approved, and 26 Receiver's acts on behalf of the receivership described therein are hereby approved, authorized 28and ratified, including but not limited to Receiver's settlement with investor John Faerber in the 2 amount of $15,937.00, investor Richard Martinez in the amount of $1,200.00, and investor 3 Carmen Cook in the amount of $28.78. 4

Receiver is authorized to attempt to secure clawback settlements independent of litigation 5 by offering discounted settlements to the investors and fund managers subject to clawback, 6 subject to further Court approval of any individual settlements.

IT IS SO ORDERED.

Dated: December 17, 2012.

20121217

© 1992-2012 VersusLaw Inc.



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