UNITED STATES DISTRICT COURT EASTERN DISTRICT OF CALIFORNIA
January 16, 2013
CYNTHIA Y. TAMPKINS, WARDEN,
The opinion of the court was delivered by: Sheila K. Oberto United States Magistrate Judge
ORDER SUBSTITUTING CYNTIA Y. TAMPKINS AS RESPONDENT
ORDER DENYING THE PETITION FOR WRIT OF HABEAS CORPUS (DOC. 1)
AND DIRECTING THE CLERK TO ENTER JUDGMENT FOR RESPONDENT
ORDER DECLINING TO ISSUE A CERTIFICATE OF APPEALABILITY
Petitioner is a state prisoner proceeding pro se and in forma pauperis with a petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254. Pursuant to 28 U.S.C. § 636(c)(1), the parties have consented to the jurisdiction of the United States Magistrate Judge to conduct all further proceedings in the case, including the entry of final judgment, by manifesting consent in signed writings filed by Petitioner on February 12, 2010 (doc. 3), and filed on behalf of Respondent on December 27, 2010 (doc. 9). Pending before the Court is the petition filed on February 1, 2010. Respondent filed an answer and supporting documentation on March 23, 2011; Petitioner filed a traverse on August 10, 2011.
I. Subject Matter Jurisdiction
Because the petition was filed after April 24, 1996, the effective date of the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), the AEDPA applies in this proceeding. Lindh v. Murphy, 521 U.S. 320, 327 (1997); Furman v. Wood, 190 F.3d 1002, 1004 (9th Cir. 1999).
A district court may entertain a petition for a writ of habeas corpus by a person in custody pursuant to the judgment of a state court only on the ground that the custody is in violation of the Constitution, laws, or treaties of the United States. 28 U.S.C. §§ 2254(a), 2241(c)(3); Williams v. Taylor, 529 U.S. 362, 375 n.7 (2000); Wilson v. Corcoran, 562 U.S. --, -, 131 S.Ct. 13, 16 (2010) (per curiam). Petitioner claims that in the course of the proceedings resulting in his conviction, he suffered violations of his Constitutional rights. Further, the challenged judgment was rendered by the Kings County Superior Court (KCSC), which is located within the territorial jurisdiction of this Court. 28 U.S.C. §§ 84(b), 2254(a), 2241(a), (d).
An answer was filed on behalf of Respondent Gary Sandor, who at the time the petition and answer were filed was the warden of the California Rehabilitation Center (CRC) at Norco, California, where Petitioner has been incarcerated during the course of this proceeding. Petitioner thus named as a respondent a person who has had custody of the Petitioner within the meaning of 28 U.S.C. § 2242 and Rule 2(a) of the Rules Governing Section 2254 Cases in the District Courts (Habeas Rules). See, Stanley v. California Supreme Court, 21 F.3d 359, 360 (9th Cir. 1994).
Accordingly, this Court has jurisdiction over the subject matter of this action and over the person of Respondent.
II. Order to Substitute Respondent
Fed. R. Civ. P. 25(d) provides that an action does not abate when a public officer who is a party in an official capacity dies, resigns, or otherwise ceases to hold office while the action is pending; rather, the officer's successor is automatically substituted as a party. The rule further provides that a court may at any time order substitution, but the absence of such an order does not affect the substitution.
Petitioner initially named as Respondent Gary Sandor, who was the warden of CRC -- where Petitioner was confined -- when the petition was filed. However, the official website of the California Department of Corrections and Rehabilitation (CDCR) reflects that Cynthia Y. Tampkins is presently acting as warden of CRC.*fn1 Accordingly, it will be ordered that Cynthia Y. Tampkins be substituted as Respondent.
III. Procedural Summary
Upon his plea of guilty in case number 07CM9004 in the KCSC, Petitioner was convicted of assault by a prisoner likely to produce great bodily injury in violation of Cal. Pen. Code § 4501. Petitioner admitted a great bodily injury (GBI) enhancement pursuant to Cal. Pen. Code § 12022.7(a). Petitioner was sentenced on January 17, 2008, to a determinate term of five years in state prison. (LD 9, 1.)*fn2 Petitioner did not appeal his sentence. (Ans., doc. 14, 2.)
Petitioner filed four state habeas petitions. The first petition, which was filed in the Court of Appeal of the State of California, Fifth Appellate District (CCA), was denied summarily. (LD 1-2.) Petitioner's next petition was filed in the KCSC and was denied in a decision dated April 21, 2009. (LD 3-4.) His third and fourth petitions were filed in the CCA and the California Supreme Court (CSC), and each was denied summarily on June 5, 2009, and December 2, 2009, respectively. (LD 5-8.)
IV. Factual Summary
Petitioner appeared with counsel in the KCSC on January 17, 2008, to enter a guilty plea. His counsel explained on the record that Petitioner would be pleading guilty to the assault charge and the allegation that he had personally inflicted GBI. The plea was made pursuant to an offer in which 1) the prosecutor agreed to dismiss allegations of a prior prison term pursuant to Cal. Pen. Code § 667.5(b); and 2) the parties stipulated to a two-year mitigated term plus three years for the GBI enhancement for a total of five years to run consecutively to the sentence Petitioner was already serving, no penal fine, and a minimum state restitution fine. (RT 2-3; LD 1, Exh. D.)*fn3 When Petitioner's counsel asked Petitioner if that was his understanding of the agreement, he responded affirmatively.
The Court informed Petitioner that if he entered a guilty plea pursuant to the agreement, he would be sentenced to a five-year term consecutive to the term Petitioner was then serving; he would be ordered to pay a $20 court restitution fee and a $200 restitution fine; the court would order a separate $200 restitution fine that would be paid only if Petitioner violated parole; Petitioner would be subject to parole for three years with potential twelve-month terms for any violations and extension of the parole period to four years; and, if Petitioner were not a citizen, the result would be deportation and other limitations on immigration. When the court asked Petitioner if he understood all those consequences of pleading guilty, Petitioner responded affirmatively. (Id. at 3-4.)
The court explained to Petitioner the rights he was giving up if he pled guilty. The proceedings included the following colloquy:
[THE COURT]: First, you have the right to a preliminary hearing at which time the District Attorney would have to present sufficient evidence to show that there is a reasonable basis to believe that you committed the crimes that you are charged with.
Do you understand that right?
THE DEFENDANT: Yes, sir. . . .
THE COURT: You are giving up your right to a preliminary hearing?
THE DEFENDANT: Yes, sir.
THE COURT: Now, at a preliminary hearing or at a trial, you would have the right to see and hear and have your lawyer ask questions of the witnesses who would testify against you.
Do you understand that right?
THE DEFENDANT: Yes, sir.
THE COURT: Do you give up that right?
THE DEFENDANT: Yes, sir.
THE COURT: You have the right to use the Court's power to subpoena witnesses or things in order to require their presence in court for your defense and that's available at no cost to you. You have that right at the preliminary hearing and the trial.
Do you understand that right?
THE DEFENDANT: Yes, sir.
THE COURT: Do you give up that right?
THE DEFENDANT: Yes, sir. (Id. at 4-6.)
The prosecutor stated that the factual basis for the plea was evidence that on or about August 12, 2007, Petitioner assaulted fellow inmate Ronald Maefau, which resulted in GBI, consisting of lacerations and swelling above the eye and loss of consciousness. Petitioner's counsel stipulated that if the matter went to trial, the prosecutor could call witnesses to testify to those matters. The court then stated the following:
THE COURT: All right. Mr. Luafalemana, do you have any questions you would like to ask about what's going on in your case today?
THE DEFENDANT: No.
THE COURT: Do you understand everything we've gone over in court?
THE DEFENDANT: Yes.
THE COURT: And other than what's been stated in open court, have there been any promises made to you to get you to plea (sic) guilty?
THE DEFENDANT: No. (Id. at 7.)
Petitioner then entered his plea to having committed assault and to having personally inflicted GBI on the victim. (Id. at 7-8.) The court found that Petitioner's plea was intelligently, freely, and voluntarily made and that there was a factual basis for the plea. The court then dismissed the charges and immediately sentenced Petitioner. (Id. at 8-9.)
In his habeas petition filed in the CSC, Petitioner alleged that the victim had suddenly hit Petitioner with an open hand, breaking and knocking off Petitioner's glasses, which caused Petitioner to fear the presence of additional attackers whom he could not see due to poor vision. Petitioner swung blindly in the victim's direction, felt contact with the victim's head where it was covered with hair, and saw the victim fall to the ground. Petitioner kicked at the victim, attempting to hold him down in the absence of apparent protection. Petitioner admitted that at some point he might have made contact with the victim's head. A guard then commanded Petitioner to get on the ground. Petitioner complied and could hear the victim threatening him as the pair lay on the ground in handcuffs. Petitioner and the victim walked to respective holding cells. The victim was transported to an outside hospital for stitches. (LD 7, "Separate-Attached Memorandum of Points and Authorities in Support of Petition for Writ of Habeas Corpus" at 4-5.) Petitioner was found guilty of the lesser disciplinary violation of battery on an inmate; the hearing officer observed that no evidence supported serious injury. (Id. at 5.)
Petitioner further alleged that on the day he entered his plea, he met with his counsel out of court and informed him that Petitioner had been defending himself against the victim, who was known to be disruptive and sometimes violent as a mental health patient. Petitioner's counsel told him that he should plead guilty right away to maximize his chances of avoiding the eleven years he would definitely receive if the case went to trial because in counsel's opinion, the evidence irrefutably showed Petitioner's guilt. (Id. at 6.) Petitioner alleged that minutes later he pled guilty under the "duress of his own attorney asserting an opinion on Petitioner's guilt as an offer of proof of great bodily injury." (Id.) Petitioner argued that the evidence of GBI was not conclusive and constituted only the written report of the guard who stopped the fight and observed the victim apparently motionless on the ground on his stomach. Petitioner contended the evidence showed only that the victim was motionless -- not that he was unconscious. (Id. at 9-10.)
Correctional Officer Hansen reported that he observed Petitioner kicking the victim in the head with his left foot while the victim was lying on his stomach on the ground and appeared motionless. Prison staff medically evaluated the victim and sent him to the Coalinga Regional Medical Center, an outside area hospital, for further evaluation and treatment. (Id. at Exh. C, 1.) Officer Hansen characterized the injury to the victim as serious. (Id.) Officer Rodriguez reported that he responded to the area, saw Officer Hansen placing Petitioner in cuffs, and found the victim lying on the ground in a pool of blood. Blood was coming from the right side of his face above his right eye. Rodriguez took photographs of the victim showing a long and wide gash over the victim's right eye with blood coming from the eye and the nose. (Id. at 4; Pet., doc. 1, Ex. B.) A crime incident report also detailed abrasions on the victim's left elbow and active bleeding from the nose. (Id. at 6.)
At a hearing held in prison on a disciplinary charge against
Petitioner of battery on an inmate with serious injury, the hearing officer noted that no information was received in a timely manner that would establish the full extent of the victim's injuries, and the information available was insufficient to establish serious injury. Thus, Petitioner was found guilty of the lesser included offense of battery on an inmate. (Id. at 15.)
Petitioner attached to his petition the petition he had filed in the CCA, which indicated that the victim was transported to the hospital for stitches to his forehead. (Doc. 1, 10.) The guard's report was submitted to the CSC. Correctional Officer R. Hansen wrote that he observed Petitioner kicking the victim in the head with his left foot while the victim was on his stomach and appeared motionless. Petitioner and the victim were handcuffed and walked to separate holding areas.
Petitioner admits that blood was found on his left shoe but characterizes the evidence as indicating only incidental blood drops inconsistent with kicking the victim and causing the gash on the forehead. Petitioner asserted that he was "right legged," practically blind without his glasses, and took heart medication such that Petitioner could have suffered a stoke or cardiac arrest during the fight. (Id. at 12-13.) Petitioner characterized the victim's injuries as merely being bloodied and embarrassed for having used bullying tactics. (Id. at 17.)
With respect to the conduct of Petitioner's counsel, Petitioner asserted before the CSC that his counsel lacked a working knowledge of the defense of necessity, unnecessarily waived the preliminary hearing, failed to file a motion to dismiss the GBI enhancement, erroneously stipulated to the victim's unconsciousness, and failed to file a timely appeal. (Doc. 7 at 19.)
V. Standard of Decision and Scope of Review Title 28 U.S.C. § 2254 provides in pertinent part:
(d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim--
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
Clearly established federal law refers to the holdings, as opposed to the dicta, of the decisions of the Supreme Court as of the time of the relevant state court decision. Cullen v. Pinholster, - U.S. -, 131 S.Ct. 1388, 1399 (2011); Lockyer v. Andrade, 538 U.S. 63, 71 (2003); Williams v. Taylor, 529 U.S. 362, 412 (2000)
A state court's decision contravenes clearly established Supreme Court precedent if it reaches a legal conclusion opposite to, or substantially different from, that of the Supreme Court, or concludes differently on a materially indistinguishable set of facts. Williams v. Taylor, 529 U.S. at 405-06. The state court need not have cited Supreme Court precedent or have been aware of it, "so long as neither the reasoning nor the result of the state-court decision contradicts [it]." Early v. Packer, 537 U.S. 3, 8 (2002).
A state court unreasonably applies clearly established federal law if it either 1) correctly identifies the governing rule but applies it to a new set of facts in an objectively unreasonable manner, or 2) extends or fails to extend a clearly established legal principle to a new context in an objectively unreasonable manner. Hernandez v. Small, 282 F.3d 1132, 1142 (9th Cir. 2002); see, Williams, 529 U.S. at 407.
An application of clearly established federal law is unreasonable only if it is objectively unreasonable; an incorrect or inaccurate application is not necessarily unreasonable. Williams, 529 U.S. at 410. A state court's determination that a claim lacks merit precludes federal habeas relief as long fairminded jurists could disagree on the correctness of the state court's decision. Harrington v. Richter, 562 U.S. -, 131 S.Ct. 770, 786 (2011).
Even a strong case for relief does not render the state court's conclusions unreasonable. Id. To obtain federal habeas relief, a state prisoner must show that the state court's ruling on a claim was "so lacking in justification that there was an error well understood and comprehended in existing law beyond any possibility for fairminded disagreement." Id. at 786-87. The standards set by § 2254(d) are "highly deferential standard[s] for evaluating state-court rulings" which require that state court decisions be given the benefit of the doubt, and the Petitioner bear the burden of proof. Cullen v. Pinholster, 131 S. Ct. at 1398. Further, habeas relief is not appropriate unless each ground supporting the state court decision is examined and found to be unreasonable under the AEDPA. Wetzel v. Lambert, ---U.S.--, 132 S.Ct. 1195, 1199 (2012).
In assessing under section 2254(d)(1) whether the state court's legal conclusion was contrary to or an unreasonable application of federal law, "review... is limited to the record that was before the state court that adjudicated the claim on the merits." Cullen v. Pinholster, 131 S. Ct. at 1398. Evidence introduced in federal court has no bearing on review pursuant to § 2254(d)(1). Id. at 1400. Further, 28 U.S.C. § 2254(e)(1) provides that in a habeas proceeding brought by a person in custody pursuant to a judgment of a state court, a determination of a factual issue made by a state court shall be presumed to be correct; the petitioner has the burden of producing clear and convincing evidence to rebut the presumption of correctness. A state court decision on the merits and based on a factual determination will not be overturned on factual grounds unless it was objectively unreasonable in light of the evidence presented in the state proceedings. Miller-El v. Cockrell, 537 U.S. 322, 340 (2003).
The last reasoned decision must be identified in order to analyze the state court decision pursuant to 28 U.S.C. § 2254(d)(1). Barker v. Fleming, 423 F.3d 1085, 1092 n.3 (9th Cir. 2005); Bailey v. Rae, 339 F.3d 1107, 1112-13 (9th Cir. 2003).
Here, the KCSC's decision was the last reasoned decision in which the state court adjudicated Petitioner's claims on the merits. Where there has been one reasoned state judgment rejecting a federal claim, later unexplained orders upholding that judgment or rejecting the same claim are presumed to rest upon the same ground. Ylst v. Nunnemaker, 501 U.S. 797, 803 (1991). This Court will thus "look through" the unexplained decision of the CCA and the CSC to the KCSC's last reasoned decision as the relevant state-court determination. Id. at 803-04; Taylor v. Maddox, 366 F.3d 992, 998 n.5 (9th Cir. 2004).
VI. Ineffective Assistance of Counsel
Petitioner argues that he was denied his right to the effective assistance of counsel at trial by counsel's failure to represent him properly with respect to the GBI enhancement. Petitioner alleges that he claimed the enhancement was not true, but his counsel did not respond other than to enter the guilty plea. (Pet. at 4, 12.) Petitioner declares that at his pretrial hearing, he told counsel he did not kick the victim until he was knocked out and Petitioner could hear the victim talking while they were on the ground handcuffed; Petitioner pled guilty only because his counsel told him to do it or get eleven years in prison. (Id. at 81-82.) Petitioner further contends that counsel failed to advise him of his appeal rights, and he never received any information or advice regarding his claim that because he did not cause GBI to his victim, the evidence was insufficient to sustain the enhancement. (Id. at 9.)
Respondent notes Petitioner's two-part claim that counsel should have conducted further factual investigation of the crime and that counsel should have perfected direct appeal procedures. (Ans., doc. 14, 9:12-16.) Respondent argues, however, that Petitioner's claim of inadequate investigation is barred by the decision in Tollett v. Henderson, 411 U.S. 258, (1973).
In Tollett, the Court held that petitioner's guilty plea to first degree murder, based on the advice of counsel, foreclosed any independent inquiry in federal habeas corpus proceedings into the merits of a claim of unconstitutional racial discrimination in the selection of the grand jury that returned the indictment unless the petitioner demonstrated that the advice regarding the plea was not within the range of competence demanded of attorneys in criminal cases. Id. at 266-67. The Court stated the following:
We hold that after a criminal defendant pleads guilty, on the advice of counsel, he is not automatically entitled to federal collateral relief on proof that the indicting grand jury was unconstitutionally selected. The focus of federal habeas inquiry is the nature of the advice and the voluntariness of the plea, not the existence as such of an antecedent constitutional infirmity. A state prisoner must, of course, prove that some constitutional infirmity occurred in the proceedings. But the inquiry does not end at that point, as the Court of Appeals apparently thought. If a prisoner pleads guilty on the advice of counsel, he must demonstrate that the advice was not 'within the range of competence demanded of attorneys in criminal cases,' McMann v. Richardson, supra, 397 U.S. at 771, 90 S.Ct. at 1449. Counsel's failure to evaluate properly facts giving rise to a constitutional claim, or his failure properly to inform himself of facts that would have shown the existence of a constitutional claim, might in particular fact situations meet this standard of proof. Thus, while claims of prior constitutional deprivation may play a part in evaluating the advice rendered by counsel, they are not themselves independent grounds for federal collateral relief.
We thus reaffirm the principle recognized in the Brady trilogy: a guilty plea represents a break in the chain of events which has preceded it in the criminal process. When a criminal defendant has solemnly admitted in open court that he is in fact guilty of the offense with which he is charged, he may not thereafter raise independent claims relating to the deprivation of constitutional rights that occurred prior to the entry of the guilty plea. He may only attack the voluntary and intelligent character of the guilty plea by showing that the advice he received from counsel was not within the standards set forth in McMann.
A guilty plea, voluntarily and intelligently entered, may not be vacated because the defendant was not advised of every conceivable constitutional plea in abatement he might have to the charge, no matter how peripheral such a plea might be to the normal focus of counsel's inquiry. And just as it is not sufficient for the criminal defendant seeking to set aside such a plea to show that his counsel in retrospect may not have correctly appraised the constitutional significance of certain historical facts, McMann, supra, it is likewise not sufficient that he show that if counsel had pursued a certain factual inquiry such a pursuit would have uncovered a possible constitutional infirmity in the proceedings.
Id. at 266-67. Thus, although Petitioner generally may not challenge defects in the proceedings that led to his plea, he may contend that counsel's advice to plead guilty was outside the range of competence demanded of attorneys in criminal cases. Id. at 268.
A. The State Court Decision
In his habeas petition filed in the KCSC, Petitioner argued that counsel failed to undertake a competent investigation into the facts of Petitioner's case and the lesser included offense of simple assault, urged Petitioner to enter a guilty plea before the facts of GBI were proven beyond a reasonable doubt, improperly and incorrectly stipulated to a fact of the victim's unconsciousness, and failed to file a timely notice of appeal. (LD 4, 1.) The KCSC's decision concerning Petitioner's claim of ineffective assistance of counsel with respect to the plea was as follows:
In regards to whether Mr. Stover failed to conduct sufficient investigation into the great bodily injury enhancement, the court notes that Petitioner's voluntary plea was entered only two months following the filing of the Complaint. As part of his plea, Petitioner waived the right to require that the District Attorney present sufficient evidence to support the charge, trial by jury, and the right to allow Mr. Stover to question and/or subpoena witnesses. (Transcript, 4:22-5:6:8.) Having received a substantial benefit from his plea agreement, Petitioner cannot now be heard to complain about the stipulated plea and sentence to which he voluntarily agreed. (Id. at 2.)
B. Legal Standards
The Supreme Court has described the high bar presented by § 2254(d)(1) for prevailing on a claim of ineffective assistance of counsel:
"To establish deficient performance, a person challenging a conviction must show that 'counsel's representation fell below an objective standard of reasonableness.' [Strickland,] 466 U.S., at 688 [104
S.Ct. 2052]. A court considering a claim of ineffective assistance must apply a 'strong presumption' that counsel's representation was within the 'wide range' of reasonable professional assistance. Id., at 689 [104 S.Ct. 2052]. The challenger's burden is to show 'that counsel made errors so serious that counsel was not functioning as the "counsel" guaranteed the defendant by the Sixth Amendment.' Id., at 687 [104 S.Ct. 2052]. "With respect to prejudice, a challenger must demonstrate 'a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different.' ... " 'Surmounting Strickland's high bar is never an easy task.' Padilla v. Kentucky, 559 U.S. ----, ---- [130 S.Ct. 1473, 1485, 176 L.Ed.2d 284] (2010). An ineffective-assistance claim can function as a way to escape rules of waiver and forfeiture and raise issues not presented at trial [or in pretrial proceedings], and so the Strickland standard must be applied with scrupulous care, lest 'intrusive post-trial inquiry' threaten the integrity of the very adversary process the right to counsel is meant to serve. Strickland, 466 U.S., at 689-690 [104 S.Ct. 2052]. Even under de novo review, the standard for judging counsel's representation is a most deferential one. Unlike a later reviewing court, the attorney observed the relevant proceedings, knew of materials outside the record, and interacted with the client, with opposing counsel, and with the judge. It is 'all too tempting' to 'second-guess counsel's assistance after conviction or adverse sentence.' Id., at 689 [104 S.Ct. 2052]; see also Bell v. Cone, 535 U.S. 685, 702, 122 S.Ct. 1843, 152 L.Ed.2d 914 (2002); Lockhart v. Fretwell, 506 U.S. 364, 372, 113 S.Ct. 838, 122 L.Ed.2d 180 (1993). The question is whether an attorney's representation amounted to incompetence under 'prevailing professional norms,' not whether it deviated from best practices or most common custom. Strickland, 466 U.S., at 690, 104 S.Ct. 2052. "Establishing that a state court's application of Strickland was unreasonable under § 2254(d) is all the more difficult. The standards created by Strickland and § 2254(d) are both 'highly deferential,' id., at 689 [104 S.Ct. 2052]; Lindh v. Murphy, 521 U.S. 320, 333, n. 7, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997), and when the two apply in tandem, review is 'doubly' so, Knowles, 556 U.S., at ----, 129 S.Ct., at 1420. The Strickland standard is a general one, so the range of reasonable applications is substantial. 556 U.S., at ---- [129 S.Ct., at 1420]. Federal habeas courts must guard against the danger of equating unreasonableness under Strickland with unreasonableness under § 2254(d). When § 2254(d) applies, the question is not whether counsel's actions were reasonable. The question is whether there is any reasonable argument that counsel satisfied Strickland's deferential standard."
Premo v. Moore, - U.S. -, 131 S.Ct. 733, 739-40 (2011) (quoting Harrington v. Richter, - U.S. -, 131 S.Ct. 770 (2011)).
The law governing claims concerning ineffective assistance of counsel is clearly established for the purposes of the AEDPA deference standard set forth in 28 U.S.C. § 2254(d). Premo v. Moore, --U.S. --, 131 S.Ct. 733, 737-38 (2011); Canales v. Roe, 151 F.3d 1226, 1229 n.2 (9th Cir. 1998). The negotiation of a plea bargain is a critical stage of the proceedings for purposes of the Sixth Amendment right to counsel. Padilla v. Kentucky, 559 U.S. -, 130 S.Ct. 1473, 1486 (2010). Hill v. Lockhart, 474 U. S. 52, 57 (1985) established that Strickland's two-part test governs claims of ineffective assistance in the plea bargain context. Missouri v. Frye, - U.S. -, 132 S.Ct. 1399, 1405 (2012).
Petitioner has not established what counsel knew or did not know at the time Petitioner was advised to enter the plea. Petitioner asserts he told his counsel he could hear the victim speaking when they were both handcuffed on the floor, and reasons that counsel, therefore, knew that the victim had not been unconscious. However, it is possible that the victim had been unconscious earlier when he had been kicked by Petitioner and then regained consciousness after he had been handcuffed.
Further, regardless of the victim's unconsciousness, the facts alleged by Petitioner do not preclude a factual finding that Petitioner had inflicted GBI. "Great bodily injury" within the meaning of § 12022.7 means a significant or substantial physical injury. Cal. Pen. Code § 12022.7(f). Under the general standard of "significant or substantial physical injury" set forth in § 12022.7, the injury must be beyond that inherent in the offense, but need not be so grave as to cause the victim permanent, prolonged, or protracted disfigurement, impairment, or loss of bodily function. It is for the trier of fact in most situations to make the determination because a fine line can divide an injury from being significant or substantial from an injury that does not quite meet the description. People v. Escobar, 3 Cal.4th 740, 750, 752 (1992) (finding GBI where a rape victim suffered bloody knees, vaginal soreness, abrasions, and a painful neck). Pertinent factors include the severity of the physical injury, the resulting pain, and the medical care required to treat or repair the injury. People v. Cross, 45 Cal.4th 58, 65 (2008). Neither medical complications nor the use of force is necessary to support a finding of great bodily injury. Id. at 66. Abrasions, lacerations, and bruising may constitute great bodily injury. People v. Washington, 210 Cal.App.4th 1042, 1047 (2012).
Here, in addition to having been kicked in the head, the victim suffered what appeared to be a deep and extensive laceration over the entire area above his right eye and down the bridge of the nose on the right side. According to photographs taken after the assault, the injury was so severe that the victim was bleeding not only from his eye, but also through his nose. (Pet., Ex. B.) From the correctional officers' observations of the motionless victim and the pool of blood emanating from the victim, it may reasonably be inferred that the blow was sufficient to render the victim motionless if not unconscious. The victim had additional abrasions and was sent to a hospital for stitches.
Because the victim was kicked, suffered an extensive wound in the immediate area of the nose and eye that bled profusely, and needed hospitalization to suture the wound, a reasonable trier of fact could find that even if the victim was not rendered unconscious by the attack, he nonetheless suffered GBI. As such, Petitioner cannot show that counsel's advice that the evidence would support a finding of GBI was objectively unreasonable or substandard. It also precludes a demonstration of prejudice because Petitioner has not shown that absent counsel's advice, and assuming that Petitioner went to trial, it was reasonably probable that the result of the proceeding would have been different. Indeed, had Petitioner gone to trial and been convicted, he would have risked further enhancement of his sentence pursuant to Cal. Pen. Code § 667.5, an allegation that had been dismissed pursuant to the plea bargain. As such, Petitioner has not shown that in advising Petitioner to enter the plea, counsel was ineffective.
Moreover, Petitioner has failed to demonstrate that counsel's advice to enter the plea was unreasonable with respect to the sufficiency of the evidence to establish GBI and was prejudicial. Accordingly, Petitioner has failed to demonstrate that counsel's failure to process an appeal on that issue would have been ineffective assistance.
This reasoning is consistent with that of the KCSC, which concluded that Petitioner's plea was voluntary, and that any error by counsel did not warrant reversal because the error had no effect upon the judgment. (LD 4 at 2.) As Respondent notes, deference to a state court's prejudice determination is significant because of the uncertainty inherent in plea negotiations. Premo v. Moore, 131 S.Ct. at 737.
The Court concludes that Petitioner has not shown that counsel's advice to enter the plea was substandard or constituted ineffective assistance of counsel. Neither this Court nor the state courts are bound by the mere fact that evidence that may or may not have been the same as the evidence known to Petitioner's counsel was found not to satisfy the standard for a serious bodily injury finding in a prison disciplinary proceeding.
Further, a defendant's sworn statements of voluntariness made at a plea hearing carry a strong presumption of veracity. See, Blacklege v. Allison, 431 U.S. 63, 73-74 (1974). Here, the record of the plea colloquy demonstrates that Petitioner was aware of the rights he was waiving and the consequences of his plea.
In sum, Petitioner has not shown that his plea was involuntary or unintelligent or that counsel was ineffective with respect to the plea. Accordingly, he has failed to establish that the state court decision was contrary to, or an unreasonable application of, clearly established federal law.
VII. Insufficiency of the Evidence of Great Bodily Injury Petitioner argues that there was insufficient evidence of GBI because unconsciousness does not constitute GBI.
The last state court decision reveals that by pleading guilty to the enhancement, Petitioner admitted the elements of the enhancement and thereby waived any issues concerning the sufficiency of the evidence. (Op. of the KCSC, LD 4 at 1.) The state court decision was not contrary to, or an unreasonable application of, clearly established federal law within the meaning of 28 U.S.C. § 2254(d)(1).
The plea transcript establishes that Petitioner voluntarily and intelligently admitted he had personally inflicted GBI upon the victim. A plea of guilty is an admission to all elements of a formal criminal charge. McCarthy v. United States, 394 U.S. 459, 466 (1969). As previously noted, an admission in open court of guilt of a charge precludes raising independent claims relating to the deprivation of constitutional rights that occurred prior to the entry of the guilty plea. Tollett, 411 U.S. at 267.
In sum, Petitioner has failed to show that the state court decision resulted in a decision that was contrary to, or an unreasonable application of, clearly established federal law. Accordingly, the petition for writ of habeas corpus will be denied.
VIII. Certificate of Appealability
Unless a circuit justice or judge issues a certificate of appealability, an appeal may not be taken to the Court of Appeals from the final order in a habeas proceeding in which the detention complained of arises out of process issued by a state court. 28 U.S.C. § 2253(c)(1)(A); Miller-El v. Cockrell, 537 U.S. 322, 336 (2003). A certificate of appealability may issue only if the applicant makes a substantial showing of the denial of a constitutional right. § 2253(c)(2). Under this standard, a petitioner must show that reasonable jurists could debate whether the petition should have been resolved in a different manner or that the issues presented were adequate to deserve encouragement to proceed further. Miller-El v. Cockrell, 537 U.S. at 336 (quoting Slack v. McDaniel, 529 U.S. 473, 484 (2000)). A certificate should issue if the Petitioner shows that jurists of reason would find it debatable whether the petition states a valid claim of the denial of a constitutional right or that jurists of reason would find it debatable whether the district court was correct in any procedural ruling. Slack v. McDaniel, 529 U.S. 473, 483-84 (2000).
A court conducts an overview of the claims in the habeas petition, generally assesses their merits, and determines whether the resolution was debatable among jurists of reason or wrong. Id. An applicant must show more than an absence of frivolity or the existence of mere good faith; however, it is not necessary to show that the appeal will succeed. Miller-El v. Cockrell, 537 U.S. at 338.
A district court must issue or deny a certificate of appealability when it enters a final order adverse to the applicant. Rule 11(a) of the Rules Governing Section 2254 Cases.
Here, it does not appear that reasonable jurists could debate whether the petition should have been resolved in a different manner. Petitioner has not made a substantial showing of the denial of a constitutional right. Accordingly, the Court will decline to issue a certificate of appealability.
Accordingly, it is ORDERED that:
1) Cynthia Y. Tampkins, Warden, is SUBSTITUTED as Respondent; and
2) The petition for writ of habeas corpus is DENIED; and
3) The Clerk is DIRECTED to enter judgment for Respondent; and
4) The Court DECLINES to issue a certificate of appeal ability.
IT IS SO ORDERED.