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United States v. Garibay

United States District Court, S.D. California

February 3, 2015

GEORGE GARIBAY (8), Defendant.


ROGER T. BENITEZ, District Judge.

Now before the Court is Defendant's motion to suppress all wire and electronic surveillance evidence (filed December 2, 2014). Defendant's motion to suppress is denied.[1]


According to the Government, in the spring of 2012, a law enforcement task force began investigating a conspiracy to distribute methamphetamine and collect "tax" money from drug dealers that operated with associates both inside and outside state and local detention and prison custodial facilities. As a result of the investigation, approximately 70 individuals have been charged. During the investigation, a number of wiretap orders were applied for and issued by judges in this and other United States District Courts. According to the Indictment, Garibay was not incarcerated at the time of the investigation, but he may have been communicating telephonically to associates that were incarcerated.

Defendant now seeks to suppress evidence of telephone conversations between himself and others. According to the motion, Defendant's communications were captured on target telephones #1, 2, 3, 4, 5, 6, and 7. He seeks to suppress the interceptions obtained by wiretap orders dated July 24, 2012 and August 23, 2012. All nine wiretap orders in this district were issued by United States District Judges Hon. Irma E. Gonzalez and Thomas J. Whelan. Defendant does not identify a particular interception for which he seeks suppression. The Government does not contest Defendant's standing to challenge the admissibility of wiretap evidence.


Defendant does not argue a Fourth Amendment right to suppression of his telephone conversations. He relies, instead, on the wiretap statute. Nevertheless, it is important to note that in most cases the Fourth Amendment protects the rights of the people "to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures." U.S. Const. amend. IV. Its protection extends to telephone conversations and requires the government to obtain a warrant before electronically eavesdropping.

However, the protection applies only if a person has a reasonable expectation of privacy in not having his words or conversation overheard. See Katz v. United States, 389 U.S. 347 (1967). No court has ruled that a prison inmate (or a person communicating by telephone with an inmate) has a reasonable expectation of privacy for communications the inmate makes by cellular telephone. Defendant cites no case. Indeed, the United States Supreme Court decided that the Fourth Amendment proscription against unreasonable searches does not apply to a person within the walls of the prison cell. See Hudson v. Palmer, 468 U.S. 517, 525-26 (1984) ("[W]e hold that society is not prepared to recognize as legitimate any subjective expectation of privacy that a prisoner might have in his prison cell and that, accordingly, the Fourth Amendment proscription against unreasonable searches does not apply within the confines of the prison cell. The recognition of privacy rights for prisoners in their individual cells simply cannot be reconciled with the concept of incarceration and the needs and objectives of penal institutions.").

Under Palmer, Defendant may have no Fourth Amendment right to privacy while communicating with an incarcerated person.


Defendant argues that the wiretap application supporting each wiretap order, which led to the interception of his cellular telephone communications, did not satisfy Title III. See Title III of the Omnibus Crime Control and Safe Streets Act of 1968, 18 U.S.C. §§ 2510 et seq. ("The Wiretap Act" or "Title III"). As a general matter, Title III prohibits electronic surveillance by the federal government except under defined circumstances. The Act also provides for suppression of evidence in three instances enumerated in 18 U.S.C. § 2518(10)(a). Defendant explicitly relies on (i) and (ii) of § 2518(10)(a) to suppress.

Whether Title III applies to cellular telephone communications by or between prison inmates is a question of first impression. Title III was enacted in 1968, before the invention of the cellular telephone. It was enacted to protect the Fourth Amendment right to privacy for telephone conversations (as recognized in Katz v. United States, 389 U.S. 347 (1967)). See Gelbard v. United States, 408 U.S. 41, 47 (1972) (legislative history is clear that Congress was concerned about "safeguard[ing] the privacy of innocent persons."); see also United States v. Forrester, 616 F.3d 929, 945 (9th Cir. 2010) ("Supreme Court has routinely acknowledged that § 2518... was enacted specifically to meet the constitutional requirements for electronic surveillance enunciated by the Supreme Court in Berger [ v. New York ] and Katz v. United States . "). While there have been more recent amendments, Title III still does not specifically mention cellular telephones.

The Ninth Circuit has acknowledged that a conventional wiretap order may apply to a cellular telephone in ordinary circumstances, and that a "roving wiretap" order is not required for a cell phone even though a cell phone has no fixed location. See United States v. Oliva, 705 F.3d 390, 400-01 & n.4 (9th Cir. 2012) ("As noted earlier, under Title III, the district court may authorize a standard intercept of communications over a land line or cellular telephone only if the government's application includes a particular description of the nature and location of the facilities from which or the place where the communication is to be intercepted.' § 2518(1)(b)(ii)."); see also United States v. Goodwin, 141 F.3d 394, 403 (2nd Cir. 1997) (assuming that Title III applies to cellular telephones and deciding that for a cellular telephone, the Government did not need to obtain a "roving wiretap."). But no court has addressed the applicability of Title III to a cellular telephone being used by a prisoner.

And no court has considered the impact of Congressional action in 2010 defining a mobile phone to be contraband for federal prisoners. See Cell Phone Contraband Act of 2010, P. L. 111-225 [S 1749], August 10, 2010 (amending 18 U.S.C. § 1791); see also Statement by Senator Feinstein, 155 Cong. Rec. $10112-01, 2009 WL 3171677 ("This bill would close this loophole by defining cell phones as contraband material under Federal law. As a result, any person smuggling or in possession of a cell phone could potentially serve up to a year in prison. A cell phone should never be in the hands of a prisoner. The presence of these cell phones poses a grave safety concern for staff, inmates, and the public. We know that inmates use these phones to conduct criminal business outside of prison walls, including directing gang hits, controlling drug trafficking operations and even conducting credit card fraud.").

Since the 2010 amendment to 18 U.S.C. § 1791, it has been unlawful for a prisoner in a federal prison to possess or use a cell phone. See § 1791(d)(1)(F) defining a prohibited object as "a phone or other device used by a user of commercial mobile service...." A Westlaw search found only two unpublished cases involving violations of the Cell Phone Contraband Act. See United States v. Drakes, ___ Fed.App'x. ___, 2014 WL 6676994 (11th Cir. Nov. 26, 2014) (reviewing sentence of former federal prison guard convicted of smuggling seven cell phones into prison for resale to inmates.); United States v. Gadsden, Case No 09-305, slip op., 2012 WL 4973412 (W.D. Pa. Oct. 17, 2012) (pretrial order denying severance of counts with one count alleging possession of a prohibited object (a cellular telephone) in violation of § 1791(b)(4)). Neither case considered whether the Wiretap Act applied to conversations by inmates using contraband cellular telephones.

This Court finds that Congress created an implicit exception to the requirements of Title III. Title III does not apply to the interception by law enforcement officers of a telephone communication from a prisoner using a contraband cellular telephone. Cf. Mitchum v. Foster, 407 U.S. 225, 235 (1972) (describing numerous implied exceptions to the anti-injunction statute (28 U.S.C. § 2283)); Feres v. United States, 340 U.S. 135 (1950) (finding an implied exception to the Federal Tort Claims Act for injuries to servicemen where the injuries are incident to service); McMellon v. United States, 387 F.3d 329, 349 (4th Cir. 2004) (holding recent Suits in Admiralty Act (46 U.S.C. App. §§ 741-52) must be read to include an implied discretionary function exception to its waiver of sovereign immunity, as in the older Federal Tort Claims Act).

Passage of the Cell Phone Contraband Act makes clear that Congress considered it dangerous for an inmate to possess a cellular telephone. The potential for criminality is large. In this case, the allegations of the indictment (if true) aptly illustrate some of the dangers: orchestrating assaults on other inmates, planning contraband drug sales within the prison, ordering the transfer of drug proceeds in outside accounts, surveillance of other inmates, carrying out a criminal conspiracy, and doing all of the above while avoiding detection by prison guards. And the use of smuggled cellular telephones by prison inmates has become a large national problem.

In federal institutions and prison camps, GAO reports that the number of cell phones confiscated by the Federal Bureau of Prisons (BOP) grew from 1, 774 in 2008 to 3, 684 in 2010. While not all states track or report data on the use of contraband wireless devices, the data that has been reported demonstrates significant growth. For example, California correctional officers seized approximately 261 cell phones in 2006; by 2011, correctional officers discovered more than 15, 000 contraband wireless devices. Further, a test of an interdiction technology in two California State prisons detected more than 25, 000 unauthorized communication attempts over an 11 day period in 2011. A similar interdiction system permanently installed in a Mississippi correctional facility reportedly blocked 325, 000 communications attempts in the first month of operation, and as of February 2012, had blocked more than 2 million communications attempts.

Promoting Technological Solutions to Combat Contraband Wireless Device Use in Corr. Facilities, F.C.C. Notice of Proposed Rulemaking, 28 F.C.C. Red. 6603, 6607 2013 WL 1855953 *3 (2013); see also E. Fitzgerald, CELL "BLOCK" SILENCE: WHY CONTRABAND CELLULAR TELEPHONE USE IN PRISONS WARRANTS FEDERAL LEGISLATION TO ALLOW JAMMING TECHNOLOGY, 2010 Wis. L. Rev. 1269, 1276-77 (citations omitted).[2]

It would be an ironic interpretation of the law to find that a prison inmate, who by virtue of his initial crime and conviction, when he is placed in a cellblock where he has no Fourth Amendment rights, and when he commits a further crime by obtaining and using a contraband cellular telephone, acquires a statutory right under Title III to be free from law enforcement eavesdropping, unless a Title III wiretap order is first obtained. An inmate's argument would have to be that, even if he does not hold a constitutional right to privacy for his contraband telephone communications, he enjoys a statutory right to suppression under Title III. His implicit argument maintains that he has a statutory right to illicitly use a contraband cellular phone to communicate with others about a criminal conspiracy, and he enjoys protection from those communications being recorded and admitted against him in court, unless a valid wiretap order was in place.[3] This cannot be what Congress intended.

It must be the case that Congress intended to except from the purview of Title III's law enforcement restrictions, the interception of contraband cellular telephone communications from or to an inmate within a jail or prison. Therefore, because Title III implicitly excepts law enforcement officers from the need to obtain a wiretap order before intercepting or recording an inmate's contraband cell phone communications, Defendant's motion to suppress such recordings under Title III is denied.


When a United States District Judge reviews a Title III wiretap application and concludes that law enforcement has made a proper case and issues a wiretap order, that decision is accorded a measure of deference by the court of appeals. United States v. Rivera, 527 F.3d 891, 904 (9th Cir. 2008) ("[W]e may not reverse simply because we might have decided not to grant the wiretap. We review the issuing court's decision to grant the wiretap for an abuse of discretion."); United States v. Lynch, 437 F.3d 902, 912 (9th Cir. 2006) (en banc) ("[T]he conclusion that the wiretap was necessary in each situation is reviewed for abuse of discretion."); United States v. Canales Gomez, 358 F.3d 1221, 1225 (9th Cir. 2004) ("The issuing judge's decision that the wiretap was necessary is reviewed under an abuse of discretion standard."). The correct standard of review for a district court to use when judging a motion to suppress, however, has not been identified by the parties and the Ninth Circuit has not directly addressed the question.

Some district courts have implicitly reviewed wiretap orders de novo. Other district courts have applied an abuse of discretion standard. See United States v. Yim, No. CR11-131-MJP, 2012 WL 395791 *5 (W.D. Wash. Feb 7, 2012) (citations omitted) ("Defendants argue that the Court should apply a de novo review to the showing of necessity. Defendants cite no case that stands for that proposition, but urge the Court to do so because this is the first time the allegations as to necessity are subjected to an adversarial challenge. The Court is not persuaded by this argument, given the fact this Court sits in the same position as the Ninth Circuit when reviewing an affidavit's showing of necessity. Both before this Court and the Ninth Circuit, the warrant has issued, the arrests have been made, and the adversarial process commenced. Prior to that, it is up to the reviewing judge to use her discretion to gauge whether the affidavit sustains a showing of necessity and that determination is entitled to deference under an abuse of discretion standard. The Court thus applies the abuse of discretion standard in analyzing the issue of necessity."); United States v. Velarde-Ozuna, No. CR10-754-TUC-CKJ, 2011 WL 5007918 *2 (D. Ariz. Oct. 20, 2011) ("An appellate court reviews an issuing judge's decision that the wiretaps were necessary for an abuse of discretion.' A district court evaluating a wiretap authorization in order to resolve a suppression motion applies the same standard of review."); United States v. Ai Le, 255 F.Supp.2d 1132, 1134 (E.D. Cal. 2003) (citations omitted) ("[A] court reviewing a wiretap authorization must use an abuse of discretion standard."). These decisions are better reasoned and persuasive. Consequently, this Court will not suppress wiretap evidence simply because it might have adjudged the wiretap application differently than did an issuing judge. The decision to issue a wiretap order will be accorded a measure of deference. Only if there is a clear and convincing case made that the wiretap order was the result of the issuing judge's abuse of discretion, will this Court grant a motion to suppress.

Defendant makes no argument that the judge who issued the wiretap order in this case in any way abused her discretion. She had the lengthy wiretap application and the application arguably supported the order. She could arguably find probable cause to believe a crime was being committed. She could arguably find that other investigative tools had been tried and a wiretap was necessary to extirpate the criminal conspiracy. She could arguably find that the wiretap request was sufficiently confined. In short, Defendant has identified no reason, and this Court finds there is no reason, to conclude that the issuing judge's decision is not entitled to deference. Defendant's argument now, that the wiretap order should not have been issued because the application was deficient, without much more, is foreclosed. Therefore, the motion to suppress is denied.


Assuming for the sake of argument, that one person communicating with another person using a contraband cell phone while incarcerated has a constitutional or statutory right to suppress evidence gained in violation of Title III, and assuming for the sake of argument that no deference is to be given the decision of the wiretap-issuing district judge, Defendant has still failed to carry his burden of proving a wiretap order was defective.

The Wiretap Act provides three grounds upon which evidence derived from a wiretap may be suppressed. First, it may be proven that, "the communication was unlawfully intercepted." See 18 U.S.C. 2518(10)(a)(i). Second, it may be proven that, "the order or authorization or approval under which it was intercepted is insufficient on its face." See 18 U.S.C. 2518(10)(a)(ii). Third, it may be proven that, "the interception was not made in conformity with the order of authorization or approval." See 18 U.S.C. 2518(10)(a)(iii). Defendant relies on the first two reasons for suppression.

A. Delegated Authority

Defendant argues that the wiretap orders were insufficient on their face and moves to suppress under § 2518(10)(a)(ii). He argues that, "the identity of the persons who bore the responsibility for approval of the wire applications was not clearly set out." But this is inaccurate. The July 2012 application is signed by Ms. Mary Patrice Brown, Deputy Assistant Attorney General, Criminal Division. The August 2012 application is signed by Mr. Jason M. Weinstein, Deputy Assistant Attorney General, Criminal Division. Both of these officials were delegated authority from the Attorney General and are sufficient under the Title III's provisions.

B. Necessity

Defendant makes several arguments as to the lacking of necessity for the wiretap orders. Without a showing of necessity for a wiretap order, wiretap evidence may suppressed because "the communication was unlawfully intercepted." 18 U.S.C. 2518(10)(a)(i).

When a court is reviewing "necessity, " the Ninth Circuit has adopted a "common sense approach to evaluate the reasonableness of the government's good faith efforts to use traditional investigative tactics or its decision to forego such tactics based on the unlikelihood of their success or the probable risk of danger involved with their use." United States v. Garcia-Villalba, 585 F.3d 1223, 1228 (9th Cir. 2009) (citations and internal quotations omitted). When investigating a criminal conspiracy, the government is given "more leeway in its investigative methods." Id. at 1230. "Like the Hydra of Greek Mythology... the conspiracy may survive the destruction of its parts unless the conspiracy is completely destroyed." Id. (quoting United States v. McGuire, 307 F.3d 1192, 1197-98 (9th Cir. 2002). This is because, the Ninth Circuit has observed, "it is one of the first duties of every government to extirpate gangs of thieves." Id.

1. Broad Goals of the Investigation

Defendant first argues that the goal of the investigation was overbroad, thus manufacturing artificial necessity. He argues, "[t]his goal is as open ended as could be imagined. Its goal is to gain insight' which on its face defeats the limitations dictated by the statute and case law." However, the goal stated in the wiretap application is not simply to "gain insight." Though broad, the goal of the investigation is more defined and circumscribed as described in paragraph 26 of the July 2012 application.

The Ninth Circuit has approved in other cases similarly broad investigative goals in drug smuggling conspiracies. See Canales Gomez, 358 F.3d at 1224; United States v. Shryock, 342 F.3d 948, 975-76 (9th Cir. 2003); see also United States v. Chan, No. C 05-375 SI, 2006 WL 1581946*6 (N.D. Cal. June 6, 2006) (denying motion to suppress wiretap evidence where investigatory goals of identifying conspirators and methods were very broad.). Defendant notes that the government may not adopt investigatory goals "so far and so wide" that the goals can be seen as "manufactur[ing] necessity in all circumstances." United States v. Blackmon, 273 F.3d 1204, 1211 (9th Cir. 2000). In Blackmon, the principal problem was that the Title III application contained material omissions and misstatements. When "purged of these misstatements... the remainder of the application, which contain[ed] generalized statements that would be true of any narcotics investigation, fail[ed] to contain sufficiently specific facts to satisfy the requirements of § 2518(1)(c)." Id. In this case, the government did not cast its net so far and so wide as to have manufactured necessity in every circumstance. Instead, it adopted an investigatory goal that was limited to a narcotics distribution and taxation conspiracy operated inside and outside California Prisons and jails in San Diego County. The applications in this case do not have the same flaws as the Blackmon application.

2. Omissions in the Affidavit

Defendant argues that the applications lack a full and complete statement of the facts concerning all previous applications. He suggests, but does not identify, any omitted facts. A defendant seeking suppression on the basis of a misstatement or omission must satisfy several requirements, including a detailed offer of proof and an affidavit, before going forward under Franks v. Delaware, 43 U.S. 154, 155-56 (1978). United States v. Perdomo, 800 F.2d 916, 920 (9th Cir. 1986) (listing five requirements for a Franks hearing); United States v. Gutierrez, No. 12CR236-IEG, 2012 WL 6624769*1-4 (S.D. Cal. Dec. 19, 2012) (describing requirements for Franks hearing for wiretaps). Defendant has not satisfied these requirements.


Defendant's motion to suppress wiretap evidence is denied.

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