United States District Court, E.D. California
March 13, 2015
COLIN M. RANDOLPH, Plaintiff,
B. NIX, et al., Defendants.
FINDINGS AND RECOMMENDATIONS TO (1) GRANT DEFENDANT AVERY'S MOTION TO STRIKE SUR-REPLY (ECF No. 60), AND (2) DENY DEFENDANT AVERY'S MOTION FOR SUMMARY JUDGMENT (ECF No. 49) FOURTEEN (14) DAY OBJECTION DEADLINE
MICHAEL J. SENG, Magistrate Judge.
I. PROCEDURAL HISTORY
Plaintiff is a state prisoner proceeding pro se and in forma pauperis in this civil rights action brought pursuant to 42 U.S.C. § 1983. The action proceeds against Defendants Avery and Akano on Plaintiff's Eighth Amendment medical indifference claim. (ECF No. 19.)
On September 9, 2014, Defendant Avery moved for summary judgment on the ground Plaintiff failed to exhaust his administrative remedies. (ECF No. 49.) Plaintiff filed an opposition (ECF No. 51), and Defendant filed a reply (ECF No. 54). Plaintiff filed a sur-reply (ECF No. 57), and Defendant moved to strike the sur-reply (ECF No. 60). These matters are deemed submitted.
II. MOTION TO STRIKE SUR-REPLY
Absent leave of court, no briefing on Defendant's motion is permitted beyond the opposition and reply. The Court did not grant Plaintiff leave to file a sur-reply and does not desire any further briefing on the motion. The sur-reply has not been considered in these findings and recommendations.
Accordingly, Defendant's motion to strike Plaintiff's sur-reply (ECF No. 60) should be granted, and Plaintiff's sur-reply (ECF No. 57) should be stricken from the record.
III. MOTION FOR SUMMARY JUDGMENT
A. Legal Standard - Motion for Summary Judgment
A motion for summary judgment is the proper means to raise a prisoner's failure to exhaust administrative remedies. Albino v. Baca, 747 F.3d 1162, 1166 (9th Cir. 2014). The Court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(a); Wash. Mut. Inc. v. United States, 636 F.3d 1207, 1216 (9th Cir. 2011). "If undisputed evidence viewed in the light most favorable to the prisoner shows a failure to exhaust, a defendant is entitled to summary judgment under Rule 56." Albino, 747 F.3d at 1166. If material facts are disputed, summary judgment should be denied, and the Court should decide disputed factual questions relevant to exhaustion "in the same manner a judge rather than a jury decides disputed factual questions relevant to jurisdiction and venue." Id. at 1169-71.
Each party's position, whether it be that a fact is disputed or undisputed, must be supported by (1) citing to particular parts of materials in the record, including but not limited to depositions, documents, declarations, or discovery; or (2) showing that the materials cited do not establish the presence or absence of a genuine dispute or that the opposing party cannot produce admissible evidence to support the fact. Fed R. Civ. P. 56(c)(1). In judging the evidence at the summary judgment stage, the Court may not make credibility determinations or weigh conflicting evidence, Soremekun v. Thrifty Payless, Inc., 509 F.3d 978, 984 (9th Cir. 2007), and it must draw all inferences in the light most favorable to the nonmoving party, Comite de Jornaleros de Redondo Beach v. City of Redondo Beach, 657 F.3d 936, 942 (9th Cir. 2011).
B. Factual Summary
1. Plaintiff's Claims
The allegations in Plaintiff's second amended complaint (ECF No. 17) may be summarized, in relevant part, as follows:
On February 10, 2011 Plaintiff was transferred to Kern Valley State Prison ("KVSP"), where the acts giving rise to his complaint occurred. At the time of transfer, he had a Comprehensive Accommodation Chrono for a lower bunk, which was not accommodated in his initial housing assignment.
Plaintiff submitted a medical request for a lower bunk and was seen on February 16, 2011 by Defendant Akano, a medical doctor at KVSP. Defendant Akano prescribed Motrin for Plaintiff's pain but refused to honor the Accommodation Chrono.
On April 22, 2011, Plaintiff fell while attempting to get down from his upper bunk. He was taken to the hospital and received stitches for a head laceration. Upon his return, he passed out while climbing into his bunk. He returned to the hospital and later was returned to his cell.
On April 25, 2011, Plaintiff saw Defendant Avery, who he describes as a medical doctor at KVSP. Plaintiff complained of pain and blurred vision. Defendant Avery prescribed Tylenol and Naproxen, even though Plaintiff advised Avery that these medications were ineffective in the past. Defendant Avery refused to order a lower tier cell and lower bunk without reviewing Plaintiff's chart.
On April 27, 2011, Plaintiff saw Defendant Akano, who ordered a lower bunk. Plaintiff was not moved to a lower bunk until June 21, 2011. The Court screened Plaintiff's complaint and found that he sufficiently alleged an Eighth Amendment claim against Defendants Akano and Avery for failure to provide Plaintiff a lower bunk. (ECF Nos. 18 & 19.)
2. Exhaustion of Administrative Remedies
Based on the submissions of the parties (ECF Nos. 49, 51, & 54), the Court finds the following facts to be undisputed.
Plaintiff exhausted six appeals related to the claims presented in his second amended complaint. None of the appeals directly reference Defendant Avery. For purposes of this motion, the Court finds it necessary to discuss only one of the six appeals in detail.
Appeal No. KVSP-HC-11029543 was submitted on April 25, 2011. (ECF No. 49-8 at 5.) Plaintiff complained that he was seen by Defendant Akano on April 4, 2011, and that Akano was indifferent to Plaintiff's need for a lower bunk and referral to an ophthalmologist. In the first level review, the reviewer noted that Plaintiff was provided the opportunity to expand upon his complaints but offered no further comments. The first level appeal was denied because the relief requested (monetary compensation for his injuries) was outside the scope of the appeal process. (ECF No. 49-8 at 8.) At the second level, Plaintiff reiterated his complaints regarding Defendant Akano's indifference. The second level appeal also was denied, both on the ground that the requested relief was outside the scope of the appeal process and because Plaintiff by that time had been assigned a lower bunk. (ECF No. 49-8 at 9-10.) At the third level, Plaintiff again reiterated his complaints regarding Defendant Akano, and the appeal again was denied on the same grounds. (ECF No. 49-8 at 2-3.)
C. Parties' Arguments
Defendant Avery argues that Plaintiff failed to exhaust his administrative remedies because none of Plaintiff's exhausted appeals reference Defendant Avery or his alleged conduct. (ECF No. 49-1.)
Plaintiff argues that he discussed Defendant Avery's conduct in interviews relating to his appeals but that this information was omitted from appeal records. (ECF No. 51.)
Defendant replies that information conveyed by Plaintiff during interviews is not relevant because, under California regulations, administrative remedies are not exhausted for persons not included in the initial appeal form. (ECF No. 54.)
1. Legal Standard - Exhaustion
The Prison Litigation Reform Act ("PLRA") provides, "No action shall be brought with respect to prison conditions under [42 U.S.C. § 1983], or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." 42 U.S.C. § 1997e(a). Therefore, prisoners are required to exhaust all available administrative remedies prior to filing suit. Jones v. Bock, 549 U.S. 199, 211 (2007).
"The primary purpose of a [prisoner's administrative] grievance is to alert the prison to a problem and facilitate its resolution, not to lay groundwork for litigation." Griffin v. Arpaio, 557 F.3d 1117, 1120 (9th Cir. 2009). "A grievance need not include legal terminology or legal theories unless they are in some way needed to provide notice of the harm being grieved. A grievance also need not contain every fact necessary to prove each element of an eventual legal claim." Id. Instead, the grievance must "alert the prison to the nature of the wrong for which redress is sought, " and must give the prison an opportunity "to reach the merits of the issue." Id. at 1119-20. Inmates are not required to "identify responsible parties or otherwise to signal who ultimately may be sued." Sapp v. Kimbrell, 623 F.3d 813, 824 (9th Cir. 2010) (citing Jones, 549 U.S. at 217); Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014).
Defendants have the burden of proving Plaintiff failed to exhaust available administrative remedies. See Jones, 549 U.S. at 216 (failure to exhaust is an affirmative defense). A defendant's burden of establishing an inmate's failure to exhaust administrative remedies has been characterized by the Ninth Circuit as "very low." Albino v. Baca, 697 F.3d 1023, 1031 (9th Cir. 2012). The defendant need only show the existence of a grievance procedure the plaintiff did not use. Id. (citing Hilao v. Estate of Marcos, 103 F.3d 767, 778 n.5 (9th Cir. 1996)).
Plaintiff's Appeal No. KVSP-HC-11029543 informed prison officials of Plaintiff's dissatisfaction with an upper bunk and his claimed medical need for a lower bunk. Thus, it "alert[ed] the prison to the nature of the wrong for which redress is sought, " and gave the prison an opportunity "to reach the merits of the issue." See Griffin, 557 F.3d at 1119-20.
That the grievance did not mention Defendant Avery is of no moment. Plaintiff was not required to name the official whose conduct was at issue. Sapp, 623 F.3d at 824; Wilkerson, 772 F.3d at 839. The prison had notice of the harm being grieved. An appeal stating that Defendant Avery also caused the same harm would provide no further notice to the prison regarding deficiencies in Plaintiff's medical care, nor would it have provided the prison a greater opportunity to take corrective action. See Gomez v. Winslow, 177 F.Supp.2d 977, 982 (N.D. Cal. 2001) (holding Plaintiff was not required to exhaust separate grievances for each instance of inadequate care of ongoing medical condition).
Accordingly, Defendant has not shown that Plaintiff failed to exhaust his administrative remedies and his motion for summary judgment should be denied.
IV. CONCLUSION AND RECOMMENDATION
The Court finds that Defendant Avery failed to meet his burden of proving that Plaintiff failed to exhaust available administrative remedies. Accordingly, the Court HEREBY RECOMMENDS that Defendant's motion for summary judgment (ECF No. 49) be DENIED. The Court FURTHER RECOMMENDS that Defendant's motion to strike Plaintiff's sur-reply (ECF No. 60) be GRANTED, and that the sur-reply (ECF No. 57) be stricken from the record.
The findings and recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(1). Within fourteen (14) days after being served with the findings and recommendations, the parties may file written objections with the Court. The document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." A party may respond to another party's objections by filing a response within fourteen (14) days after being served with a copy of that party's objections. The parties are advised that failure to file objections within the specified time may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)).
IT IS SO ORDERED.