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Alatorre v. Mabus

United States District Court, S.D. California

April 8, 2015

RAYMOND E. MABUS, Secretary, Department of the Navy, Defendant.


DAVID H. BARTICK, Magistrate Judge.

On February 19, 2015, Defendant filed an Application for Order to Show Cause Regarding Subpoenaed Documents from Dr. Susan Trueblood. (ECF No. 41.) Defendant argues Dr. Trueblood has failed to comply with a subpoena issued on November 10, 2014. On March 6, 2015, Dr. Trueblood filed a response. (ECF No. 53.) Having reviewed the parties' submissions and supporting exhibits, the Court hereby orders Dr. Trueblood to comply with the subpoena, as outlined below.


On June 22, 2013, Plaintiff filed this action alleging claims for sexual harassment and retaliation. (ECF No. 1.) In June 2014, Plaintiff testified at her deposition that she was treated by Dr. Susan Trueblood for emotional distress related to the alleged sexual harassment. (ECF No. 41-3 at 2-8.) Following Plaintiff's deposition, Defendant served a subpoena on Dr. Trueblood seeking records relating to Plaintiff. ( Id. at 10-15.) In response, Dr. Trueblood produced progress notes, and a declaration indicating no documents had been withheld. ( Id. at 15; ECF No. 45.)

On July 18, 2014, Plaintiff designated Dr. Trueblood as a non-retained expert witness, and indicated that Dr. Trueblood would testify about the contents of her medical records and notes, and her counseling and treatment of Plaintiff. (ECF No. 41-3 at 18-24.) Thereafter, on November 10, 2014, Defendant noticed the deposition of Dr. Trueblood. ( Id. at 26-33.) The November 10, 2014 deposition subpoena also requested documents from Dr. Trueblood concerning her treatment of Plaintiff. ( Id. ) At her deposition, Dr. Trueblood produced additional documents in response to the subpoena, including a Client Information Form dated February 2012. (ECF No. 45.) Dr. Trueblood testified that she had not withheld any responsive documents based upon privilege or any other ground. (ECF No. 41-3 at 41.) When later questioned about the February 2012 Client Information Form, Dr. Trueblood stated that it was actually created in the summer of 2014. (ECF No. 41-3 at 59-60.) Dr. Trueblood admitted that Plaintiff's original Client Information Form Plaintiff was in another file, which had not been produced. ( Id. at 60.) Dr. Trueblood stated she did not produce the original Client Information Form because it contained information regarding a second patient, who had attended joint therapy sessions with Plaintiff. ( Id. ) Dr. Trueblood also admitted that there were additional session notes from the conjoint sessions that had not been produced. ( Id. at 62.)

On February 19, 2015, Defendant filed the instant motion. Defendant argues Dr. Trueblood failed to produce all documents responsive to the subpoena. Defendant contends Dr. Trueblood waived any objections to the subpoena by not serving a timely objection, and that it is too late for her to assert objections now, including an objection based on the psychotherapist-patient privilege. In response, Dr. Trueblood states that at the time she responded to the subpoena, she was not represented by counsel, and believed in good faith that the conjoint session notes and original Client Information Form were beyond the scope of the requests for production. She further argues that the withheld documents are protected from disclosure by the other patient's psychotherapist-patient privilege, and the other patient has not waived the privilege.


1. Legal Standards

Federal Rule of Civil Procedure 26(b) provides that "[p]arties may obtain discovery regarding any nonprivileged matter that is relevant to any party's claim or defense." Fed.R.Civ.P. 26(b)(1). The relevance standard is commonly recognized as one that is necessarily broad in scope in order "to encompass any matter that bears on, or that reasonably could lead to other matter that could bear on, any issue that is or may be in the case." Oppenheimer Fund, Inc. v. Sanders, 437 U.S. 340, 351 (1978) (citing Hickman v. Taylor, 329 U.S. 495, 501 (1947)). Rule 45 governs subpoenas duces tecum for the production of documents that are in the possession of persons who are not parties. Fed.R.Civ.P. 45. Subpoenas under Rule 45 are subject to the relevance requirements set forth in Rule 26.

However broadly defined, relevancy is not without "ultimate and necessary boundaries." Hickman, 329 U.S. at 507. Rule 26 permits a court, for good cause, to "issue an order to protect a party or person from annoyance, embarrassment, oppression, or undue burden or expense, including one or more of the following: (A) forbidding the disclosure or discovery; (B) specifying terms, including time and place for the disclosure or discovery; [and]... (D) forbidding inquiry into certain matters, or limiting the scope of disclosure or discovery to certain matters." Fed.R.Civ.P. 26(c)(1). See also Societe Nationale Industrielle Aerospatiale v. United States Dist. Ct. S. Dist. Iowa, 482 U.S. 522, 566 (1987) (stating under Rule 26, "[a] court may make any order which justice requires' to limit discovery, including an order permitting discovery only on specified terms and conditions, by a particular discovery method, or with limitation in scope to certain matters.").

The psychotherapist-patient privilege is recognized under federal law. Jaffe v. Redmond, 518 U.S. 1, 15 (1996) (holding "that confidential communications between a licensed psychotherapist and her patients in the course of diagnosis or treatment are protected from compelled disclosure under Rule 501 of the Federal Rules of Evidence."). Like other privileges, "the patient may of course waive the protection." Id. at 15 n. 14. However, Jaffee did not address all the contours of the privilege. Id. at 18.

2. Production of the Joint Session Notes and Original Client Information Form

First, the Court finds the withheld documents are responsive to Defendant's November 10, 2014 subpoena. The subpoena requested among other things: "[a]ll patient intake forms relating to CATHY ALATORRE, " "[a]ll documents relating to any group meeting, appointments, and counseling/therapy sessions with CATHY ALATORRE, " and "[a]ll progress notes relating to any counseling/therapy session with CATHY ALATORRE." (ECF No. 41-3 at 30-31.) Dr. Trueblood states that prior to providing individual therapy to Plaintiff in early 2012, she saw Plaintiff and another individual for four (4) conjoint therapy sessions. (ECF No. 53-1 at ΒΆ 3.) Dr. Trueblood testified that she has maintained the file from the joint therapy, and it contains session notes from the conjoint sessions, as well as Plaintiff's original Client Information Form. (ECF No. 41-3 at 60-62.) Because Plaintiff participated in the conjoint sessions, the session notes are responsive to the requests for all documents relating to "any counseling/therapy session" with Plaintiff, even if they also contain information relating to the other individual.

With regard to the initial Client Information Form, Dr. Trueblood argues that other than the backdated Client Information Form Plaintiff filled out in 2014, "[t]here is no other Client Information Form completed in plaintiff's hand." (ECF No. 53 at 5.) Regardless of whether Plaintiff, the other patient, or some other individual physically filled in the form, any patient information form that was completed for the purpose of Plaintiff obtaining treatment from Dr. Trueblood (whether for conjoint therapy or individual therapy) is related to Plaintiff. ...

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