United States District Court, N.D. California
EDWARD R. DUMBRIQUE, Plaintiff,
v.
BRUNNER, et al., Defendants.
ORDER GRANTING IN PART AND DENYING IN PART
DEFENDANTS' MOTION TO DISMISS AND FOR SUMMARY JUDGMENT;
REFERRING CASE TO SETTLEMENT PROCEEDINGS; STAYING AND
ADMINISTRATIVELY CLOSING CASE; INSTRUCTIONS TO CLERK Re: Dkt.
No. 22
HAYWOOD S. GILLIAM, JR. UNITED STATES DISTRICT JUDGE
INTRODUCTION
Plaintiff,
a California prisoner currently incarcerated at Centinela
State Prison, filed this pro se civil rights action
under 42 U.S.C. § 1983, regarding events that took place
while he was incarcerated at Pelican Bay State Prison
(“PBSP”). Plaintiff seeks declaratory relief and
nominal, compensatory, and punitive damages. Docket No. 5
(“FAC”) at 11. The Court found that, liberally
construed, the first amended complaint stated cognizable
claims that PBSP officers Drager and Brunner retaliated
against Plaintiff for engaging in hunger strikes, in
violation of the First Amendment; and were deliberately
indifferent to Plaintiff’s safety, in violation of the
Eighth Amendment. Docket No. 6 at 2-3. Now before the Court
is Defendants’ motion to dismiss and for summary
judgment. Docket No. 22. Plaintiff has filed an opposition to
the motion to dismiss and for summary judgment (Docket No.
39), and Defendants have filed a reply (Docket No. 45).
BACKGROUND
At all
times relevant to this action, Plaintiff was incarcerated in
PBSP’s Security Housing Unit (“SHU”).
On July
8, 2013, Plaintiff commenced a hunger strike to protest his
SHU living conditions, after his attempts to obtain relief by
filing prison grievances, state habeas corpus actions, and
motions in existing class action cases were unsuccessful. FAC
at 2-3. At that time, Plaintiff was housed in Unit C3.
Id. at 4. Some, but not all, of the other inmates
also participated in the hunger strike. Docket No. 39-1 at
16-17 (“Dumbrique Decl.”) ¶ 2. On July 18,
2013, Plaintiff “suspended” his hunger strike.
FAC at 4. On August 5, 2013, Plaintiff resumed his hunger
strike. Id.
On
Thursday, August 8, 2013, Plaintiff was transferred to Unit
C12. Officers Drager and Brunner had no involvement in the
decision to transfer Plaintiff. Docket No. 24 (“Brunner
Decl.”) ¶ 8; Docket No. 25 (“Drager
Decl.”) ¶ 7.
At that
time, Officer Drager was assigned to Unit C3 and his duties
included assisting inmates with housing transfers. Drager
Decl. ¶ 2. Officer Drager states that he does not recall
facilitating Plaintiff’s housing transfer on that date.
Drager Decl. ¶ 6. Plaintiff recalls Officer
Drager’s involvement with his housing transfer as
follows: Officer Drager yelled loudly from the rotunda area
of Unit C3: “Dumbrique 112, Belmudes 212, and Arredondo
211, pack up your property and get ready to move to the
Debriefer Unit.” FAC at 4; Docket No. 39-1 at 1-6
(“Belmudes Decl.”) ¶ 4; Docket No. 39-1 at
12-14 (“Arredondo Decl.”) ¶ 3. Plaintiff
responded, “Why? We ain’t debriefers.” FAC
at 4; Belmudes Decl. ¶ 4. Officer Drager replied,
“That’s not what I heard, pack it up!” FAC
at 4; Belmudes Decl. ¶ 4. Officer Drager spoke loudly
enough to be heard by all the inmates housed in Unit C3.
Belmudes Decl. ¶ 4; Docket No. 39-1 at 12-14
(“Arredondo Decl.”) ¶ 4.
Plaintiff
alleges that a debriefer is “a prison informant or
snitch who gives sensitive information to prison officials
about prison gangs.” FAC at 4. Plaintiff alleges that
debriefers are targeted for assault by other inmates, and
that any suggestion that an inmate is a debriefer places an
inmate’s life at risk. Id. Plaintiff, and
fellow inmates Daniel Belmudes and Alfredo Arredondo, are not
debriefers. FAC at 4-5; Belmudes Decl. ¶ 9; Docket No.
39-1 at 8-10 (“Treglia Decl.”) ¶ 3.
As part
of the housing transfer, Officer Drager entered Unit C3 to
pass out mail and to unplug Plaintiff’s television.
Plaintiff asked Officer Drager why he had identified
Plaintiff, Belmudes, and Arredondo as debriefers. FAC at 5;
Arredondo Decl. ¶ 5. Officer Drager responded,
“You guys want to play games with this hunger strike
and make my job harder, I can play games too. You guys are
moving one way or another. I suggest you either start eating
or pack it up.” FAC at 5; Belmudes Decl. ¶ 5;
Arredondo Decl. ¶ 5.
In
accordance with Officer Drager’s orders, on August 8,
2013, Plaintiff packed up his property and moved to Unit C12.
FAC at 5. Plaintiff was housed in Section D of Unit C12,
along with Arredondo and Belmudes. Treglia Decl. ¶ 3.
Plaintiff
alleges that Unit C12 is known to both correctional officers
and inmates as the designated housing unit for debriefers.
FAC at 6; Belmudes Decl. ¶ 7; Treglia Decl. ¶ 2.
Defendants claim that PBSP does not have a designated housing
unit where debriefing inmates are housed. Docket No. 26
(“Olson Decl.”) ¶ 6. Defendants acknowledge
that PBSP attempts to separate prison gang affiliates from
debriefing inmates by housing them in different pods.
Id. ¶ 7. Defendants state that during the 2013
mass inmate hunger strike, certain hunger strike participants
were relocated to Unit C12 due to “institutional
need.” Id. ¶ 9. Unit C12 is “within
close proximity to program and medical facility in [Facility]
C SHU.” Id. There were inmates housed in Unit
C12 who did not participate in the hunger strike. Dumbrique
Decl. ¶ 2.
On
August 10, 2013, Plaintiff ceased his hunger strike and
resumed eating. Docket No. 27 (“Soderlund
Decl.”), Ex. A.
At that
time, Officer Brunner was assigned to supervise the Unit C12
control booth as a relief officer. Brunner Decl. ¶ 2.
This position was part-time. Officer Brunner only worked as
the Unit C12 control booth officer on Saturdays and Sundays.
Id. ¶ 4. Officer Brunner’s duties
consisted of controlling the movement of inmates and prison
staff in and out of Unit C12 by operating the switchboard,
which opens and shuts the doors to Unit C12, and monitoring
the activities of inmates and CDCR staff in Unit C12 though
closed circuit televisions and radios. Id. ¶ 2.
On
Saturday, August 17, 2013, as floor officers were passing out
dinner trays, Officer Brunner announced loudly to the other
officers: “D Pod is where all the debriefers slash
hunger strikers are.” FAC at 6; Belmudes Decl. ¶
9; Treglia Decl. ¶ 4; Arredondo Decl. ¶ 6. Officer
Brunner spoke loudly enough to be heard by all inmates in
adjacent pods or sections. FAC at 6; Belmudes Decl. ¶ 9;
Treglia Decl. ¶ 4; Arredondo Decl. ¶ 6. Officer
Brunner denies making this statement. Brunner Decl. ¶
10. At that time, Plaintiff, and inmates Arredondo, Ruiz,
Argumedo, Treglia, and Belmudes were all housed in Section D
(“D Pod”) of Unit C12. Belmudes Decl. ¶ 8.
Information identifying the inmates housed in D Pod is posted
outside D Pod and publicly visible to anyone who passes by D
Pod. Inmates are identified by name, CDCR number, and
photograph. FAC at 6.
The
inmates housed on the bottom tier of D Pod - Antonio Ruiz,
Jose Argumedo, and Daniel Treglia - called out to Officer
Brunner. FAC at 6; Treglia Decl. ¶ 5. When Officer
Brunner came to the pod window, Ruiz, Argumedo, and Treglia
demanded that Officer Brunner tell the inmates in the other
pods that they were not debriefers and that Officer Brunner
was just being spiteful. FAC at 6; Belmudes Decl. ¶ 10;
Treglia Decl. ¶ 6. Officer Brunner told Ruiz, Argumedo,
and Treglia, “Take your trays and I’ll think
about it.” FAC at 6; Belmudes Decl. ¶ 10; Treglia
Decl. ¶ 5; Arredondo Decl. ¶ 7. Ruiz, Argumedo, and
Treglia did not take their dinner trays. FAC at 6. When the
floor officers had finished picking up the dinner trays, Ruiz
called to Officer Brunner. FAC at 7; Treglia Decl. ¶ 6.
When Officer Brunner came to the window, Ruiz asked why
Officer Brunner would say something like that about the
inmates in D Pod. FAC at 7; Belmudes Decl. ¶ 11; Treglia
Decl. ¶ 6; Arredondo Decl. ¶ 8. Officer Brunner
responded that “the captain had all [the hunger
striking inmates in Unit C12] on shit status for filing
lawsuits and being flip-floppers.” FAC at 7; Belmudes
Decl. ¶ 11; Treglia Decl. ¶ 6; Arredondo Decl.
¶ 8. Officer Brunner stated that the inmates should not
have agreed to move to Unit C12 because they were now stuck
in Unit C12. FAC at 7; Belmudes Decl. ¶ 11; Treglia
Decl. ¶ 6; Arredondo Decl. ¶ 8. Officer Brunner
stated, “That’s where you guys fucked up.”
FAC at 7; Belmudes Decl. ¶ 11; Treglia Decl. ¶ 6;
Arredondo Decl. ¶ 8.
Plaintiff
was housed in Unit C12 from August 8, 2013 to approximately
March 30, 2014, when he was moved to Unit C10. Badura Decl.,
Ex. B. Between August 8, 2013, when Plaintiff was transferred
to Unit C12, to June 5, 2014, the date Plaintiff initiated
the instant action, Plaintiff was not involved in any
altercations with other inmates. Soderlund Decl. ¶ 6.
Plaintiff,
Belmudes, Arredondo, Ruiz, Argumedo, and Treglia have all
filed multiple lawsuits in state and/or federal court
protesting the conditions of their confinement. Docket No. 1
at 12-13. Plaintiff has filed the following actions
protesting the conditions of his confinement:
⢠Dumbrique v. Nakamra, C No 4:10-01197-PJH (PR),
filed in the Northern District of California in 2010. In this
action, Plaintiff alleged that PBSP officials were
deliberately indifferent to his serious medical needs.
⢠In re Dumbrique, C No. HCPB-13-5134, filed in Del
Norte Superior Court. In this action, Plaintiff challenged
PBSP’s Kosher diet program via a writ of habeas corpus.
⢠In re Dumbrique, C No. HCPB-13-5136, filed in Del
Norte Superior Court. In this action, Plaintiff challenged
PBSP’s gang validation process via a writ of habeas
corpus.
⢠In re Dumbrique, C No. HCPB-13-5025, filed in Del
Norte Superior Court. In this action, Plaintiff challenged
PBSP’s medical appeals system via a writ of habeas
corpus.
⢠In re Dumbrique, C No. HCPB-13-5033, filed in Del
Norte Superior Court. In this action, Plaintiff challenged
PBSP’s lockdown program via a writ of habeas corpus.
⢠In re Dumbrique, C No. HCPB-13-5067, filed in Del
Norte Superior Court. In this action, Plaintiff challenged
PBSP’s prohibition on correspondence via a writ of
habeas corpus.
Docket No. 1 at 13. Plaintiff also sought habeas relief for
his criminal conviction in In re Dumbrique, C No.
YA-033562-02, filed in Los Angeles Superior Court.
DISCUSSION
I.
Motion to Dismiss
Defendants
argue that the Court should dismiss Plaintiffs claims brought
against Defendants in their official capacities as barred by
the Eleventh Amendment; that the Court should dismiss
Plaintiffs § 1983 claims because there is no allegation
that Plaintiff sustained any harm as a result of
Defendants’ alleged conduct; and that the Court should
dismiss Plaintiffs retaliation claims because participating
in a hunger strike is not a “protected activity”
within the context of a First Amendment retaliation claim.
Docket No. 22 at 7. Plaintiff does not directly address these
arguments in his opposition.
A.
Standard of Review
Federal
Rule of Civil Procedure 12(b)(6) permits a defendant to move
to dismiss on the ground that there is a “failure to
state a claim upon which relief may be granted.”
Fed.R.Civ.P. 12(b)(6). A motion to dismiss should be granted
if a plaintiff fails to proffer “enough facts to state
a claim to relief that is plausible on its face.”
Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570
(2007). The court “must accept as true all of the
factual allegations contained in the complaint, ”
Erickson v. Pardus, 551 U.S. 89, 94 (2007), and must
construe pro se pleadings liberally, Hebbe v.
Pliler, 627 F.3d 338, 342 (9th Cir. 2010). The court
need not accept as true allegations that are conclusory,
unwarranted deductions of fact, or unreasonable inferences.
See Sprewell v. Golden State Warriors, 266 F.3d 979,
988 (9th Cir.), amended, 275 F.3d 1187 (9th Cir.
2001).
B.
Analysis
1)
Official Capacity Claims
The
Eleventh Amendment to the United States Constitution bars a
person from suing a state in federal court without the
state’s consent. See Pennhurst State Sch. &
Hosp. v. Halderman, 465 U.S. 89, 98-100 (1984);
Natural Res. Def. Council v. Cal. Dep’t of
Transp., 96 F.3d 420, 421 (9th Cir. 1996). The United
States Supreme Court has held that state officials acting in
their official capacities are not “persons” under
§ 1983 because “a suit against a state official in
his or her official capacity is not a suit against the
official but rather is a suit against the official’s
office.” See Will v. Mich. Dep’t of State
Police, 491 U.S. 58, 71 (1989). The Court concluded that
such a suit is therefore no different from a suit against the
state itself. Id. Accordingly, the Eleventh
Amendment bars Plaintiff’s claims for monetary relief
to the extent that they are based on acts engaged in by
Officers Brunner and Drager in their official capacities.
See Will, 491 U.S. at 71; Nesbit v. Dep’t
of Pub. Safety, 283 F. App’x 531, 533 (9th Cir.
2008) (concluding that the district court properly dismissed
prisoners’ claims against defendants acting in their
official capacities). Defendants’ motion to dismiss
Plaintiff’s official-capacity claims against Defendants
is GRANTED, and those claims are DISMISSED with prejudice.
2)
42 U.S.C. § 1983 claims
Defendants
argue that Plaintiff fails to state a claim under 42 U.S.C.
§ 1983 because Plaintiff’s allegation that
Defendants’ actions have exposed him to the possibility
of future harm is insufficient to state cognizable §
1983 claims. In support of their argument, Defendants cite an
unpublished disposition, Williams v. Lopez, No.
94-15150, 1994 WL 526200, at *2 (unpub. Disp.) (9th Cir.
Sept. 27, 1994). In Williams, the prisoner, who was
serving a sentence for committing lewd and lascivious acts
upon a child, alleged that a prison official had been
deliberately indifferent to his safety when the prison
official remarked: “Oh! You like children do
you?” 1994 WL 526200, at *2. The prisoner alleged that
the remark would have had the effect of placing him in
extreme danger if any prisoners had overheard the remark and
had known of his crime. Id. The Ninth Circuit
affirmed the district court’s grant of summary judgment
in favor of the prison official on this Eighth Amendment
claim because the prisoner failed to present evidence that
the remark had been heard by other prisoners or that the
other prisoners would have sought to injure him. Id.
The Ninth Circuit held that, under these circumstances, the
remark could “only be regarded as verbal abuse and, as
such, [was] not actionable.” Id.
The
Williams case is inapplicable here for two reasons.
First,
the standard of review for summary judgment motions differs
significantly from the standard of review for motions to
dismiss. A court will grant a summary judgment motion
“against a party who fails to make a showing sufficient
to establish the existence of an element essential to that
party’s case, and on which that party will bear the
burden of proof at trial[, ] . . . since a complete failure
of proof concerning an essential element of the nonmoving
party’s case necessarily renders all other facts
immaterial.” See Celotex Corp. v. Catrett, 477
U.S. 317, 322- 23 (1986). In contrast, Federal Rule of Civil
Procedure 8(a)(2) requires only “a short and plain
statement of the claim showing that the pleader is entitled
to relief.” Erickson, 551 U.S. at 93. A
plaintiff need only proffer enough facts to state a claim to
relief that is plausible on its face. Bell Atlantic
Corp., 550 U.S. at 570. When ruling on a
defendant’s motion to dismiss, a judge must accept as
true all of the factual allegations contained in the
complaint. Erickson, 551 U.S. at 94. In
Williams, the Ninth Circuit affirmed the district
court’s grant of summary judgment because the prisoner
had failed to satisfy the standard for summary judgment.
However, in evaluating the instant motion to dismiss, the
Court accepts as true all of Plaintiff’s allegations in
the FAC and liberally construes the FAC, Hebbe, 627
F.3d at 342.
Second,
unlike the plaintiff-prisoner in Williams, Plaintiff
alleges that Defendants’ remarks were overheard by
other prisoners, and that inmates known as debriefers are
targeted for assault by other inmates. While a threat or
verbal abuse may be insufficient to state a constitutional
violation, see Freeman v. Arpaio, 125 F.3d 732, 738
(9th Cir. 1997), overruled in part on other grounds by
Shakur v. Schriro, 514 F.3d 878, 884-85 (9th Cir. 2008)
(verbal harassment insufficient to state constitutional
deprivation under 42 U.S.C. § 1983); Gaut v.
Sunn, 810 F.2d 923, 925 (9th Cir. 1987) (mere threat
does not constitute constitutional wrong, nor do allegations
that naked threat was for purpose of denying access to courts
compel contrary result), the Ninth Circuit has found that
deliberately spreading a rumor that a prisoner is a
“snitch” in response to a prisoner’s
attempt to seek redress for grievances may state a claim
under 42 U.S.C. § 1983, see Valandingham v.
Bojorquez, 866 F.2d 1135, 1138 (9th Cir. 1989).
Accepting as true all of the factual allegations contained in
the complaint, and keeping in mind that pro se
pleadings must be liberally construed, Balistreri v.
Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir.
1988), the Court finds that Plaintiff’s claim that
prison officials labeled him a debriefer in retaliation for
his hunger strike states a cognizable § 1983 claim.
Defendants’ motion to dismiss Plaintiff’s
§1983 claims for failure to state a claim is DENIED.
3)
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