United States District Court, E.D. California
ALLISON CLAIRE UNITED STATES MAGISTRATE JUDGE
seeks judicial review of a final decision of the Commissioner
of Social Security (“Commissioner”), denying his
application for disability insurance benefits
(“DIB”) under Title II of the Social Security Act
(“the Act”), 42 U.S.C. §§ 401-34, and
for Supplemental Security Income (“SSI”) under
Title XVI of the Act, 42 U.S.C. §§
1381-1383f. For the reasons that follow,
plaintiff's motion for summary judgment will be granted,
and defendant's cross-motion for summary judgment will be
denied. The matter will be remanded to the Commissioner for
applied for DIB on December 6, 2011 and filed for SSI on that
date. Administrative Record (“AR”) 16
(Decision). The disability onset date for both was
alleged to be November 7, 2011. Id. The applications
were disapproved initially and on reconsideration.
Id. On June 26, 2014, ALJ Trevor Skarda presided
over the hearing on plaintiff's challenge to the
disapprovals. AR 39-62 (transcript). Plaintiff, who appeared
represented by attorney Shellie Lott, was present and
testified at the hearing. See AR 41. Judith L.
Najarian, a vocational expert, also testified at the hearing.
October 23, 2014, the ALJ issued a decision, finding
plaintiff “not disabled” under Sections 216(i)
and 223(d) of Title II of the Act, 42 U.S.C. §§
416(i), 423(d), and Section 1614(a)(3)(A) of Title XVI of the
Act, 42 U.S.C. § 1382c(a)(3)(A). AR 16-32 (decision),
33-38 (exhibit list). On December 12, 2014, after considering
a “Statement from Brittany Lewis dated April 26,
2016” and “Contentions from representative dated
December 22, 2014” as additional exhibits to be made a
part of the administrative record, the Appeals Council denied
plaintiff's request for review, leaving the ALJ's
decision as the final decision of the Commissioner of Social
Security. AR 1-6 (decision and additional exhibit list).
filed this action on July 22, 2016. ECF No. 1; see 42 U.S.C.
§§ 405(g), 1383c(3). The parties consented to the
jurisdiction of the magistrate judge. ECF Nos. 7, 21. The
parties' cross-motions for summary judgment, based upon
the Administrative Record filed by the Commissioner, have
been fully briefed. ECF Nos. 12 (plaintiff's summary
judgment motion), 15 (Commissioner's summary judgment
motion), 18 (plaintiff's reply).
was born on October 24, 1965, and accordingly was, at age 46,
a “younger” person (“under age 50”)
under the regulations, when he filed his
applications. AR 30, 255 (Exh. 1D-2D, DIB application),
258 (Exh. 3D-4D, SSI application). Plaintiff has at least a
high school education, and can communicate in English. AR 30.
Commissioner's decision that a claimant is not disabled
will be upheld “if it is supported by substantial
evidence and if the Commissioner applied the correct legal
standards.” Howard ex rel. Wolff v. Barnhart,
341 F.3d 1006, 1011 (9th Cir. 2003). “‘The
findings of the Secretary as to any fact, if supported by
substantial evidence, shall be conclusive . . ..'”
Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir.
1995) (quoting 42 U.S.C. § 405(g)).
evidence is “more than a mere scintilla, ” but
“may be less than a preponderance.” Molina v.
Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012). “It
means such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.”
Richardson v. Perales, 402 U.S. 389, 401 (1971)
(internal quotation marks omitted). “While inferences
from the record can constitute substantial evidence, only
those ‘reasonably drawn from the record' will
suffice.” Widmark v. Barnhart, 454 F.3d 1063,
1066 (9th Cir. 2006) (citation omitted). Although this court
cannot substitute its discretion for that of the
Commissioner, the court nonetheless must review the record as
a whole, “weighing both the evidence that supports and
the evidence that detracts from the [Commissioner's]
conclusion.” Desrosiers v. Secretary of HHS,
846 F.2d 573, 576 (9th Cir. 1988); Jones v. Heckler,
760 F.2d 993, 995 (9th Cir. 1985) (“The court must
consider both evidence that supports and evidence that
detracts from the ALJ's conclusion; it may not affirm
simply by isolating a specific quantum of supporting
ALJ is responsible for determining credibility, resolving
conflicts in medical testimony, and resolving
ambiguities.” Edlund v. Massanari, 253 F.3d
1152, 1156 (9th Cir. 2001). “Where the evidence is
susceptible to more than one rational interpretation, one of
which supports the ALJ's decision, the ALJ's
conclusion must be upheld.” Thomas v.
Barnhart, 278 F.3d 947, 954 (9th Cir. 2002). However,
the court may review only the reasons stated by the ALJ in
his decision “and may not affirm the ALJ on a ground
upon which he did not rely.” Orn v. Astrue,
495 F.3d 625, 630 (9th Cir. 2007); Connett v.
Barnhart, 340 F.3d 871, 874 (9th Cir. 2003) (“It
was error for the district court to affirm the ALJ's
credibility decision based on evidence that the ALJ did not
court will not reverse the Commissioner's decision if it
is based on harmless error, which exists only when it is
“clear from the record that an ALJ's error was
‘inconsequential to the ultimate nondisability
determination.'” Robbins v. SSA, 466 F.3d
880, 885 (9th Cir. 2006) (quoting Stout v.
Commissioner, 454 F.3d 1050, 1055 (9th Cir. 2006));
see also Burch v. Barnhart, 400 F.3d 676, 679 (9th
Insurance Benefits and Supplemental Security Income are
available for every eligible individual who is
“disabled.” 42 U.S.C. §§
402(d)(1)(B)(ii) (DIB), 1381a (SSI). Plaintiff is
“disabled” if he is “‘unable to
engage in substantial gainful activity due to a medically
determinable physical or mental impairment . . ..'”
Bowen v. Yuckert, 482 U.S. 137, 140 (1987) (quoting
identically worded provisions of 42 U.S.C. §§
Commissioner uses a five-step sequential evaluation process
to determine whether an applicant is disabled and entitled to
benefits. 20 C.F.R. §§ 404.1520(a)(4),
416.920(a)(4); Barnhart v. Thomas, 540 U.S. 20,
24-25 (2003) (setting forth the “five-step sequential
evaluation process to determine disability” under Title
II and Title XVI). The following summarizes the sequential
Step one: Is the claimant engaging in substantial gainful
activity? If so, the claimant is not disabled. If not,
proceed to step two.
20 C.F.R. §§ 404.1520(a)(4)(i), (b) and
Step two: Does the claimant have a “severe”
impairment? If so, proceed to step three. If not, the
claimant is not disabled.
Id., §§ 404.1520(a)(4)(ii), (c) and
Step three: Does the claimant's impairment or combination
of impairments meet or equal an impairment listed in 20
C.F.R., Pt. 404, Subpt. P, App. 1? If so, the claimant is
disabled. If not, proceed to step four.
Id., §§ 404.1520(a)(4)(iii), (d) and
Step four: Does the claimant's residual functional
capacity make him capable of performing his past work? If so,
the claimant is not ...