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Canavati v. Costco Wholesale Corp.

United States District Court, N.D. California

December 2, 2019




         Pending before the Court is Defendant Costco Wholesale Corporation's Motion to Exclude Plaintiff Rania Canavati's Expert Witness James B. Reynolds, M.D. See Dkt. No. 44. The Court finds this matter appropriate for disposition without oral argument and the matter is deemed submitted. See Civil L.R. 7-1(b). For the reasons detailed below, the Court GRANTS the motion.

         I. BACKGROUND

         On June 11, 2019, the Court issued a scheduling order setting the expert disclosure deadline as August 2, 2019, and the deadline for expert discovery and depositions as August 19, 2019. See Dkt. No. 24. Due to scheduling conflicts, the parties stipulated to an extension of the expert disclosure deadline from August 2 to September 1, 2019, and of the expert discovery cutoff from August 12 to September 11, 2019. See Dkt. No. 31. The Court granted this short extension. See Dkt. No. 32.

         Once a schedule has been set by a court, it may modify its schedule for “good cause.” See Fed. R. Civ. P. 16(b)(4). The parties never sought an additional extension of either the expert disclosure or expert discovery deadlines. Instead, the parties took it upon themselves to extend the expert disclosure deadline, without leave of the Court, to September 6, 2019. See Dkt. No. 44-1 at ¶ 2, & Ex. A; Dkt. No. 47-1, ¶ 5. Even given this deadline, Plaintiff's counsel concedes that Dr.

         Reynolds did not examine Plaintiff until September 12, and Plaintiff did not provide his written expert report to Defendant until September 18. See Dkt. No. 47 at 3. Defendant then filed the instant motion on October 31, asking the Court for an expedited order in light of Dr. Reynolds' deposition, noticed for December 3. See Dkt. Nos. 44, 45.


         Federal Rule of Civil Procedure 26 governs the disclosure of expert testimony. Rule 26(a)(2) provides that a party must disclose “the identity of all expert witnesses who may be used at trial to present evidence . . . at the time and in the sequence that the court orders.” See Fed. R. Civ. P. 26(a)(2)(A), (D). Rule 26 adds: “Unless as otherwise stipulated or ordered by the court, this disclosure must be accompanied by a written report-prepared and signed by the witness . . . The report must contain a complete statement of all opinions the witness will express and the basis and reasons for them.” Fed.R.Civ.P. 26(a)(2)(B). A party who violates Rule 26 may face sanctions as specified in Rule 37.

         Under Rule 37, “[i]f a party fails to provide information or identify a witness as required by Rule 26(a) or (e), the party is not allowed to use that information or witness . . . at a trial, unless the failure was substantially justified or is harmless.” See Fed. R. Civ. P. 37(c)(1); see also Yeti by Molly, Ltd. v. Deckers Outdoor Corp., 259 F.3d 1101, 1106 (9th Cir. 2001) (explaining that Rule 37(c)(1) “gives teeth” to Rule 26(a)'s expert disclosure rules “by forbidding the use at trial of any information required to be disclosed by Rule 26(a) that is not properly disclosed”). The Ninth Circuit has enumerated several factors to guide district courts in determining whether the failure was substantially justified or harmless, including: “(1) prejudice or surprise to the party against whom the evidence is offered; (2) the ability of that party to cure the prejudice; (3) the likelihood of disruption of the trial; and (4) bad faith or willfulness involved in not timely disclosing the evidence.” See Lanard Toys Ltd. v. Novelty, Inc., 375 Fed. App'x 705, 713 (9th Cir. 2010). The burden is on the party facing exclusion of its expert's testimony to prove the delay was justified or harmless. Yeti by Molly, 259 F.3d at 1107. // //

         III. ANALYSIS

         In this case, both parties disregarded the Court's scheduling order, imposing their own expert disclosure deadline of September 6, 2019. The Court will credit this disclosure deadline for purposes of this order, as the Court finds that the parties were acting in good faith, however misguided, in extending the deadline sua sponte. Nevertheless, Plaintiff failed to meet this extended deadline, waiting until almost two weeks later, until September 18, to provide Dr. Reynolds' expert report. Rule 37 explicitly precludes a party from relying on expert testimony that was not timely disclosed “unless the failure was substantially justified or is harmless.” Fed.R.Civ.P. 37(c)(1). The Court finds that Plaintiff has not established that the belated expert disclosure was either substantially justified or is harmless under the circumstances.

         Plaintiff proffers no reason for the delay in providing Dr. Reynolds' expert report. To the contrary, Dr. Reynolds did not even examine Plaintiff until almost a week after the parties' September 6 disclosure deadline. In correspondence to Defendant, and on the day of the agreed-upon disclosure deadline, Plaintiff's counsel explained that Dr. Reynolds would not examine Plaintiff until September 12 and his report would be delayed. See Dkt. No. 44-1, Exs. B-C. Plaintiff's counsel cited “Dr. Reynolds['] availability and request for plaintiff's medical exam.” Id., Ex. B at 2-3. Yet Plaintiff's counsel should have anticipated that it would take time to secure an expert and that the doctor would want to examine Plaintiff in this personal injury action. Moreover, Plaintiff's fall occurred in September 2016, and this case was initially filed in August 2018. See Dkt. No. 2, Ex. A. Plaintiff, therefore, had years to retain Dr. Reynolds and schedule an exam.

         Rather than justify the delay, Plaintiff suggests that the delay is harmless because “Plaintiff has always complained that the slip and fall caused her aggravated low back pain” as evidenced by a 2016 MRI. See Dkt. No. 47 at 4. Plaintiff points to her June 2019 interrogatory responses, in which she cites an “L4-5 disc protrusion causing lumbar radiculopathy” as an injury she attributes to the slip and fall at issue in this case. See Dkt. No. 47-1, Ex. 1 at 4. When Defendant asked Plaintiff about her injuries during her deposition, however, she testified that her pain from the fall had resolved, and her lower back was “better” and had healed over time. See id., Ex. 44-1, Ex. 4 at 77:11-78:23. Plaintiff's orthopedic surgeon further testified during his deposition that he could not opine on whether Plaintiff would need future surgery as that would be speculative. See id., Ex. G at 20:4-25. Nevertheless, Dr. Reynolds subsequently opined that Plaintiff's lower back pain would persist and would “more likely than not” require surgery in the next 10 to 20 years. See id., Ex. C. He also identified a previously-undisclosed injury to her “right sacroiliac joint” from the fall. See id.

         Defendant should not have to predict that a later-retained expert would find that Plaintiff's lower back injury persisted and would require future treatment, and that she suffered additional injuries from the fall. Rule 26 is designed to prevent such guesswork. Based on the information available to Defendant at the time, it did not seek to examine Plaintiff, and did not retain an expert to opine on any alleged future treatment. See Dkt. No. 44 at The Court finds that Defendant would therefore be substantially prejudiced by Dr. Reynolds' testimony. But the Court cannot ...

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